DETERMINATION OF ENCAPSULATION EFFICIENCY OF LIPID NANOPARTICLES

Information

  • Patent Application
  • 20250067729
  • Publication Number
    20250067729
  • Date Filed
    December 14, 2022
    2 years ago
  • Date Published
    February 27, 2025
    8 months ago
  • Inventors
    • Brader; Mark (Lexington, MA, US)
  • Original Assignees
    • ModrnaTX, Inc. (Cambridge, MA, US)
Abstract
Methods of assessing the percentage of total mRNA present encapsulated within lipid nanoparticles using the hypochromic shift of a phenothiazinium dye absorbance band are disclosed herein.
Description
BACKGROUND

Lipid nanoparticles (LNPs), liposomes, and lipoplexes have been shown to be effective for transporting various payloads, such as small molecules, proteins, or nucleic acids, to cells. LNPs have shown particular promise in a variety of pharmaceutical applications, such as delivery of mRNA vaccines. Analytical procedures to assess characteristics of LNP compositions are challenging, owing to their unique characteristics and properties.


SUMMARY OF THE INVENTION

The present disclosure is based, at least in part, on the discovery that the percent of encapsulation efficiency of lipid nanoparticles (LNPs) can be determined using a phenothiazinium dye (e.g., Methylene Blue) assay. Therefore, the disclosure, in some aspects, provides a method for measuring free nucleic acid and/or an encapsulation efficiency (% EE) of a sample comprising nucleic acids and an encapsulating agent, the method comprising: contacting the sample comprising the nucleic acid and the encapsulating agent with a phenothiazinium dye (e.g., Methylene Blue); measuring an absorbance of the solution comprising the nucleic acid, the encapsulating agent, and the phenothiazinium dye (e.g., Methylene Blue), and determining the amount of free nucleic acid and/or the % EE based on absorbance value.


In a further aspect, the disclosure provides a method for determining an amount of free nucleic acid and/or an encapsulation efficiency (% EE) of a sample comprising nucleic acids and an encapsulating agent, the method comprising measuring a hypochromic shift in an absorbance of the sample that results from an interaction between the nucleic acids and the phenothiazinium dye (e.g., Methylene Blue).


In some embodiments, the nucleic acid is DNA or RNA. In some embodiments, the RNA is mRNA, siRNA, shRNA, snRNA, snoRNA, or lncRNA. In some embodiments, the RNA is mRNA.


In some embodiments, the encapsulating agent comprises lipid nanoparticles (LNPs), lipoplexes, or liposomes. In some embodiments, the encapsulating agent comprises an ionizable amino lipid. In some embodiments, the encapsulating agent further comprises a PEG-lipid. In some embodiments, the encapsulating agent further comprises a structural lipid. In some embodiments, the encapsulating agent further comprises a phospholipid. In some embodiments, the encapsulating agent comprises an ionizable amino lipid, a PEG-lipid, a structural lipid, and a phospholipid. In some embodiments, the encapsulating agent comprises a ratio of 20-60% ionizable amino lipids, 5-30% phospholipid, 10-55% structural lipid, and 0.5-15% PEG-modified lipid. In some embodiments, the encapsulating agent comprises a ratio of 20-60% ionizable amino lipids, 5-25% phospholipid, 25-55% structural lipid, and 0.5-15% PEG-modified lipid.


In some embodiments, the encapsulating agent comprises lipid nanoparticles (LNPs). In some embodiments, the encapsulating agent comprises liposomes. In some embodiments, the encapsulating agent comprises lipoplexes.


In some embodiments, the sample is formulated in an aqueous solution. In some embodiments, the aqueous solution has a pH of or about 5 to 8, including pH of about 5, 5.5, 6, 6.5, 7, 7.5, or 8. In some embodiments, the aqueous solution comprises a phosphate buffer, a tris buffer, an acetate buffer, a histidine buffer, or a citrate buffer.


Each of the limitations of the invention can encompass various embodiments of the invention. It is, therefore, anticipated that each of the limitations of the invention involving any one element or combinations of elements can be included in each aspect of the invention. This invention is not limited in its application to the details of construction and the arrangement of components set forth in the following description. The invention is capable of other embodiments and of being practiced or of being carried out in various ways. Also, the phraseology and terminology used herein is for the purpose of description and should not be regarded as limiting. The use of “including,” “comprising,” or “having,” “containing,” “involving,” and variations of thereof herein, is meant to encompass the items listed thereafter and equivalents thereof as well as additional items.







DETAILED DESCRIPTION

Lipid nanoparticle (LNP) formulations offer the opportunity to deliver various nucleic acids, such as mRNA vaccines, in vivo for prophylactic and/or therapeutic applications. Critical to success of LNP formulations, such as mRNA vaccines comprising LNPs, is the encapsulation efficiency of the composition. Encapsulation efficiency is the percentage of nucleic acids (e.g., mRNA encoding an antigen) successfully entrapped into the LNP, relative to the total amount of nucleic acids used in the preparation of an LNP. As used herein, “encapsulation” refers to complete, substantial, or partial enclosure, confinement, surrounding, or encasement.


The present disclosure is based, at least in part, on the surprising finding that a phenothiazinium dye (e.g., Methylene Blue) hypochromic shift assay may be used to accurately determine free nucleic acid (e.g., mRNA) and percent encapsulation efficiency (% EE) in samples comprising encapsulating agents (e.g., LNPs) and nucleic acids (e.g., mRNA). The assay is used to detect free mRNA and to assess the percentage of total encapsulated mRNA. Briefly, complexation of a phenothiazinium dye (e.g., Methylene Blue) to mRNA in the aqueous phase can cause a hypochromic shift (e.g., as measured by a decrease in absorbance at 665 nm). The decrease is linearly proportional to the quantity of nucleic acid, enabling calculation of the percentage of free nucleic acid (in the aqueous phase) relative to the total quantity of nucleic acid present in the sample. This also allows for the calculation of % EE. Accordingly, provided herein are methods of determining the amount of free mRNA and % EE of a sample.


Dyes

As described herein, dyes (e.g., phenothiazinium dyes) may be used in a hypochromic shift assay to determine free nucleic acid (e.g., mRNA) and percent encapsulation efficiency (% EE) in samples comprising encapsulating agents and nucleic acids. In some embodiments, the dye is cationic; that is, the dye has a net positive charge. In some embodiments, the dyes have high purity, are stable, have a visible absorbance spectrum, and/or are intercalating dyes.


In some embodiments, the dye has high purity. The purity of a dye may be characterized based on the presence of impurities in the dye. Impurities include, for instance, metals (e.g., elemental metals) and organic impurities. In some embodiments, a dye is considered to have an adequate purity if less than 10% of the dye comprises impurities (e.g., non-dye components). In some embodiments, a dye is considered to have an adequate purity if less than 9%, 8%, 7%, 6%, 5%, 4%, 3%, 2%, 1%, 0.5%, or 0.1% of the dye comprises impurities (e.g., non-dye components). Purity can be determined by any suitable method known in the art. Non-limiting examples of methods to determine the purity of a dye include melting point determination, boiling point determination, spectroscopy (e.g., UV-VIS spectroscopy), titration, chromatography (e.g., liquid chromatography or gas chromatography), mass spectroscopy, capillary electrophoresis, and optical rotation.


In some embodiments, the dye is stable (e.g., resistant to degradation). In some embodiments, dye stability is measured with respect to the chemical structure of the dye core structure, the stability of the reactive group, the photostability of the dye, temperature, color, or a combination thereof. Dye stability can be measured by any suitable method known in the art. Non-limiting examples of methods to determine the stability of dye include spectroscopy, thermostability assays, and absorbance assays.


In some embodiments, the dye is an intercalating dye having a visible absorbance spectrum. An intercalating dye is one that may insert itself in between adjacent nucleotides of double-stranded or single-stranded nucleic acids and provide a detectable color. An absorbance spectrum is a plot of absorbance units on the y-axis versus frequency (or wavelength) on the x-axis, wherein the features of the spectrum are a combination of the absorption features of the target species and the extinction of the optical beam due to scattering by particles and/or aerosols in the optical beam. Dyes having a visible absorbance spectrum are those in which the absorbance spectrum spans visible light wavelengths (e.g., 380 nm to 700 nm).


In some embodiments, the dye is a phenothiazinium dye (e.g., Methylene Blue). A phenothiazinium dye is a compound that is closely related to the thiazine-class of heterocyclic compounds, and is a derivative of phenothiazine having the base formula S(C6H4)2NH. Nonlimiting examples of phenothiazinium dyes and related compounds include methylene blue (also known as urelene blue, provayblue, proveblue, Cl 52015 or basic blue 9), methylene green, thionine, azure A, azure B, azure C, toluidine blue O, safranin O, new methylene blue, acridine orange, proflavine hemisulfate, acriflavine, 1,9-dimethyl-methylene blue, iodomethylene blue, Nile blue A, Nile red, bromophenol blue, brilliant blue G, hematoxylin, neutral red, crystal violet, methylene violet, halomethylene violet, phenol red, eosin B, carmine, fluorescein, pyronin Y, and leucomethylene blue (mesylate).


In some embodiments, the dye comprises Methylene Blue dye (e.g., Methylene Blue USP reference standard, Sigma-Aldrich). Methylene Blue (methylthioninium chloride; C16H18ClN3S), is thiazine dye and salt.


In some embodiments, the dye comprises SYBR® Green dye (Sigma Aldrich).


Phenothiazinium Dye (e.g., Methylene Blue) Assays and Methods

A phenothiazinium dye (e.g., Methylene Blue) assay can be used to determine free mRNA and/or % EE of a sample comprising nucleic acids (e.g., mRNA) and an encapsulating agent (e.g., LNP). The nucleic acid can be present in a formulation buffer. Thus, the assay can involve a formulation buffer and phenothiazinium dye (e.g., Methylene Blue dye).


According to some embodiments, the formulation buffer comprises an aqueous solution. An aqueous solution is a solution in which components are dissolved or otherwise dispersed within water.


In some embodiments, an aqueous solution disclosed herein has a given pH value. In some embodiments, the pH of an aqueous solution disclosed herein is within the range of about 4.5 to about 8.5. In some embodiments, the pH of an aqueous solution is within the range of about 5 to about 8, about 6 to about 8, about 7 to about 8, about 6.5 to about 8, about 6.5 to about 7.5, about 6.5 to about 7, about 7.5 to about 8.5, or any range or combination thereof. In some embodiments, the pH of an aqueous solution is or is about 5, is or is about 5.5, is or is about 6, is or is about 6.5, is or is about 7, is or is about 7.4, is or is about 7.5, or is or is about 8.


In some embodiments, an aqueous solution disclosed herein comprises a buffer component, such as a Tris (tris(hydroxymethyl)aminomethane) buffer, citrate buffer, phosphate buffer, triethylammonium bicarbonate (TEAB), or histidine buffer. In some embodiments, the buffer is a Tris buffer. In some embodiments, the buffer is a citrate buffer. In some embodiments, the buffer is a phosphate buffer. In some embodiments, the buffer is a TEAB buffer. In some embodiments, the buffer is a histidine buffer.


In some embodiments, the concentration of the buffer in the formulation is about 1 mM to about 100 mM. In some embodiments, the concentration of the buffer is about 1 mM, about 2 mM, about 3 mM, about 4 mM, about 5 mM, about 6 mM, about 7 mM, about 8 mM, about 9 mM, about 10 mM, about 15 mM, about 20 mM, about 25 mM, about 30 mM, about 35 mM, about 40 mM, about 45 mM, about 50 mM, about 60 mM, about 70 mM, about 80 mM, about 90 mM, or about 100 mM.


In some embodiments, the composition (e.g., prior to lyophilization) comprises a salt, such as sodium chloride. In some embodiments, the salt concentration in the composition is from about 0.1 mM to about 300 mM. Preferably, the salt concentration in a pre-lyophilized composition is about 50 mM or less, such as from about 0 mM to about 50 mM, or about 0.1 mM to about 50 mM. In a reconstitution medium, the salt concentration is preferably from about 25 mM.


In some embodiments, the formulation buffer comprises 5-15% sucrose, for example, 5%, 6%, 7%, 8%, 9%, 10%, 11%, 12%, 13%, 14%, 15% or more sucrose. In some embodiments, the formulation buffer has a pH of 7.0-8.0, for example, 7.0, 7.1, 7.2, 7.3, 7.4, 7.5, 7.6, 7.7, 7.8, 7.9, 8.0, or more. In some embodiments, the formulation buffer comprises 20 mM Tris, 8% sucrose, and is at a pH of 7.4.


In some embodiments, the dye is a phenothiazinium dye (e.g., Methylene Blue). A phenothiazinium dye is a compound that is closely related to the thiazine-class of heterocyclic compounds, and is a derivative of phenothiazine having the base formula S(C6H4)2NH.


Nonlimiting examples of phenothiazinium dyes and related compounds include methylene blue (also known as urelene blue, provayblue, proveblue, Cl 52015 or basic blue 9), methylene green, thionine, azure A, azure B, azure C, toluidine blue O, safranin O, new methylene blue, acridine orange, proflavine hemisulfate, acriflavine, 1,9-dimethyl-methylene blue, iodomethylene blue, Nile blue A, Nile red, bromophenol blue, brilliant blue G, hematoxylin, neutral red, crystal violet, methylene violet, halomethylene violet, phenol red, eosin B, carmine, fluorescein, pyronin Y, and leucomethylene blue (mesylate). In some embodiments, performing the assay comprises measuring the absorbance of a sample comprising mRNA and the phenothiazinium dye (mRNA+Phenothiazinium Dye Absorbance) at one or more wavelengths, and comparing the mRNA+Phenothiazinium Dye Absorbance value(s) to an absorbance value of a phenothiazinium dye solution (Phenothiazinium Dye Absorbance). For instance, some embodiments comprise subtracting the mRNA+Phenothiazinium Dye Absorbance from the Phenothiazinium Dye Absorbance at one or more wavelengths. In some embodiments, the Phenothiazinium Dye Absorbance is calculated by subtracting a Phenothiazinium Dye Absorbance at a first wavelength from a Phenothiazinium Dye Absorbance at a second wavelength. In some embodiments, the mRNA+Phenothiazinium Dye Absorbance is calculated by subtracting a mRNA+Phenothiazinium Dye Absorbance at a first wavelength from a mRNA+Phenothiazinium Dye Absorbance at a second wavelength.


In some embodiments, the dye comprises Methylene Blue dye. In some embodiments, the Methylene Blue is combined with the formulation buffer to create a Methylene Blue working solution. In some embodiments, the Methylene Blue dye and resulting Methylene Blue working solution are protected from light exposure (e.g., stored in an amber colored glass container and/or covered in aluminum foil).


In some embodiments, performing the assay comprises measuring the absorbance of a sample comprising mRNA and Methylene Blue (mRNA+Methylene Blue Absorbance) at one or more wavelengths, and comparing the mRNA+Methylene Blue Absorbance value(s) to an absorbance value of a Methylene Blue solution (Methylene Blue Absorbance). For instance, some embodiments comprise subtracting the mRNA+Methylene Blue Absorbance from the Methylene Blue Absorbance at one or more wavelengths. In some embodiments, the Methylene Blue Absorbance is calculated by subtracting a Methylene Blue Absorbance at a first wavelength (e.g., 760 nm) from a Methylene Blue Absorbance at a second wavelength (e.g., 665 nm). In some embodiments, the mRNA+Methylene Blue Absorbance is calculated by subtracting a mRNA+Methylene Blue Absorbance at a first wavelength (e.g., 760 nm) from a mRNA+Methylene Blue Absorbance at a second wavelength (e.g., 665 nm).


Some embodiments comprise accounting for the impact of nucleic acid formulation buffer on absorbance readings. For example, some embodiments comprise further comparing the Phenothiazinium Dye Absorbance (e.g., Methylene Blue Absorbance) at one or more wavelengths to an absorbance of a sample comprising formulation buffer and a Phenothiazinium Dye (e.g., Methylene Blue) (Buffer+Phenothiazinium Dye Absorbance). In some embodiments, the Phenothiazinium Dye Absorbance is calculated by subtracting a Phenothiazinium Dye Absorbance at a first wavelength (e.g., 760 nm) from a Phenothiazinium Dye Absorbance at a second wavelength (e.g., 665 nm). In some embodiments, the Buffer+Phenothiazinium Dye Absorbance is calculated by subtracting a Buffer+Phenothiazinium Dye Absorbance at a first wavelength (e.g., 760 nm) from a Buffer+Phenothiazinium Dye Absorbance at a second wavelength (e.g., 665 nm). Some embodiments comprise accounting for buffer-related impacts by subtracting the Phenothiazinium Dye Absorbance from the Buffer+Phenothiazinium Dye Absorbance to determine a Buffer Corrected Phenothiazinium Dye Absorbance.


Some embodiments comprise determining an amount of free nucleic acid (e.g., mRNA) in a sample by measuring a mRNA+Phenothiazinium Dye Absorbance, and then subtracting a Phenothiazinium Dye Absorbance and a Buffer Corrected Phenothiazinium Dye Absorbance.


The amount of nucleic acid (e.g., mRNA) in a sample can vary. In some embodiments, the sample comprises 0.01-1 mg mRNA (e.g., 0.01 mg, 0.02 mg, 0.03 mg, 0.04 mg, 0.05 mg, 0.06 mg, 0.07 mg, 0.08 mg, 0.09 mg, 0.1 mg, 0.2 mg, 0.3 mg, 0.4 mg, 0.5 mg, 0.6 mg, 0.7 mg, 0.8 mg, 0.9 mg, 1 mg, or more mRNA.


In some embodiments, the % EE is calculated using the following formula:







%


EE

=




Total


mRNA

-

Free


mRNA



Total


mRNA


×
100.





Total mRNA can be calculated as the volume of sample added (in mL)×total nucleic acid concentration of the sample (in mg/mL). Free mRNA can be calculated as: (1/response factor)×(corrected absorbance of the working solution—corrected absorbance of test solution—corrected absorbance of working solution with a formulation buffer). The response factor, which is the ratio between a signal produced by an experimental analyte and the quantity of the analyte, can be determined experimentally using methods known in the art. In some embodiments, the response factor is 25-35 (e.g., 25, 26, 27, 28, 29, 30, 31, 32, 33, 34, or 35). The corrected absorbance is calculated as: (absorbance of the working solution/test solution/solution with a formulation buffer at a first wavelength)—(absorbance of the working solution/test solution/solution with a formulation buffer at a second wavelength). In some embodiments, the first wavelength is 665 nm. In some embodiments, the second wavelength is 760 nm.


In some embodiments, the % EE and free mRNA can be determined according to the following table (note: Methylene Blue is used in the table as a non-limiting example of a Phenothiazinium Dye):


















Corrected


Total




Absorbance

Free RNA
mRNA


Sample
(CA) at 665 nm
ΔAbs
(mg)
(mg)
% EE







Methylene Blue
=Abs(665)-
CA (A2)-





Solution-A1
Abs(760)
CA (A1)


Buffer + Methylene
=Abs(665)-


Blue Solution-A2
Abs(760)


Methylene Blue
=Abs(665)-
CA (A4)-
Response
Sample
[(Total mRNA-


Solution-A3
Abs(760)
CA (A3)-
Factor (x)
Volume (x)
Free mRNA) /


mRNA + Methylene
=Abs(665)-
Δabs (A2-
ΔAbs
Total
(Total mRNA)]


Blue Solution-A4
Abs(760)
A1)
Sample
mRNA
(x) 100






conc.









The encapsulation efficiency, in some embodiments, is greater than 60%, greater than 65%, greater than 70%, greater than 75%, greater than 80%, greater than 85%, greater than 90%, greater than 91%, greater than 92%, greater than 93%, greater than 94%, greater than 95%, greater than 96%, greater than 97%, greater than 98%, or greater than 99%. In some embodiments, the encapsulation efficiency is less than 60%, for example less than 55%, less than 50%, less than 45%, less than 40%, less than 35%, less than 30%, less than 25%, less than 20%, less than 15%, less than 10%, or less than 5%.


In some embodiments, the measurements are repeated with the same sample; that is, the assay is performed in duplicate, triplicate, quadruplicate, or in further repetitions. In some embodiments, the mean % EE is calculated for the sample using the results of the repeated assays.


Encapsulating Agents and Formulations

In some embodiments, the sample comprises an encapsulating agent that encapsulates nucleic acids (e.g., mRNA). Some embodiments comprise a composition comprising a nucleic acid (e.g., mRNA), an encapsulating agent (e.g., a lipid nanoparticle encapsulating the nucleic acid) and free nucleic acid (e.g., mRNA) complexed to a phenothiazinium dye (e.g., Methylene Blue).


Exemplary encapsulating agents include lipid nanoparticles (LNPs), liposomes (e.g., lipid vesicles), and lipoplexes. A lipid nanoparticle (LNP) refers to a nanoscale construct (e.g., a nanoparticle, typically less than 200 nm in diameter) comprising lipid molecules, preferably arranged in a substantially spherical (e.g., spheroid) geometry, sometimes encapsulating one or more additional molecular species. In some embodiments, the LNP contains a bleb region, e.g., as described in Brader et al., Biophysical Journal 120: 1-5 (2021). A LNP may comprise or one or more types of lipids, including but not limited to amino lipids (e.g., ionizable amino lipids), neutral lipids, neutral lipids, charged lipids, PEG-modified lipids, phospholipids, structural lipids and sterols. In some embodiments, a LNP may further comprise one or more cargo molecules, including but not limited to nucleic acids (e.g., mRNA, plasmid DNA, DNA or RNA oligonucleotides, siRNA, shRNA, snRNA, snoRNA, incRNA, etc.). A LNP may have a unilamellar structure (i.e., having a single lipid layer or lipid bilayer surrounding a central region) or a multilamellar structure (i.e., having more than one lipid layer or lipid bilayer surrounding a central region). In some embodiments, a lipid nanoparticle may be a liposome. A liposome is a nanoparticle comprising lipids arranged into one or more concentric lipid bilayers around a central region. The central region of a liposome may comprise an aqueous solution, suspension, or other aqueous composition.


In some embodiments, the encapsulating agent comprises a “lipid component” that includes one or more lipids. For example, the lipid component may include one or more cationic/ionizable, PEGylated, structural, or other lipids, such as phospholipids.


Lipid nanoparticles typically comprise amino lipid, phospholipid, structural lipid (e.g., sterol) and PEG lipid components along with the nucleic acid cargo of interest. The lipid nanoparticles provided herein can be generated using components, compositions, and methods as are generally known in the art, see for example PCT/US2016/052352; PCT/US2016/068300; PCT/US2017/037551; PCT/US2015/027400; PCT/US2016/047406; PCT/US2016/000129; PCT/US2016/014280; PCT/US2017/038426; PCT/US2014/027077; PCT/US2014/055394; PCT/US2016/052117; PCT/US2012/069610; PCT/US2017/027492; PCT/US2016/059575; PCT/US2016/069491; PCT/US2016/069493; and PCT/US2014/66242, all of which are incorporated by reference herein in their entirety.


Lipid Nanoparticle Compositions

In some embodiments, the nucleic acid (e.g., mRNA) is formulated in a lipid nanoparticle (LNP). Lipid nanoparticles typically comprise ionizable amino (cationic) lipid, neutral lipid, sterol and PEG lipid components along with the nucleic acid cargo of interest. The LNPs and nucleic acid form a stabilized composition. As used herein, a stabilized composition comprising an LNP and nucleic acid is able to maintain its size (e.g., diameter) and potency (e.g., immunogenicity of the mRNA) during storage over a period of time.


In some embodiments, the stabilized composition is formulated in an aqueous solution. An aqueous solution is one in which water is the dissolution medium or solvent. In some embodiments, the aqueous solution may comprise a buffer, such as a phosphate buffer, a tris buffer, an acetate buffer, a histidine buffer, a citrate buffer, or any combination of buffers. In some embodiments, the pH of the aqueous solution is about 5 to 8, such as about 5.5, about 6, about 6.5, about 7, about 7.5, or about 8.


Size of an LNP (e.g., diameter) may be measured, in some embodiments, by suspending the synthetic nanocarriers in a liquid (usually aqueous) media and using dynamic light scattering (DLS) (e.g., using a Brookhaven ZetaPALS instrument). As an example, a suspension of LNPs can be diluted from an aqueous buffer into purified water to achieve a final synthetic nanocarrier suspension concentration of approximately 0.01 to 0.5 mg/mL. The diluted suspension may be prepared directly inside, or transferred to, a suitable cuvette for DLS analysis. The cuvette may then be placed in the DLS, allowed to equilibrate to the controlled temperature, and then scanned for sufficient time to acquire a stable and reproducible distribution based on appropriate inputs for viscosity of the medium and refractive indices of the sample. The effective diameter, or mean of the distribution, is then reported. Determining the effective sizes of high aspect ratio, or non-spheroidal, synthetic nanocarriers may require augmentative techniques, such as electron microscopy, to obtain more accurate measurements. “Dimension” or “size” or “diameter” of LNPs means the mean of a particle size distribution, for example, obtained using dynamic light scattering.


In some embodiments, the lipid nanoparticle comprises 1-5% PEG-lipid, optionally 1-3 mol %, for example 1.5 to 2.5 mol %, 1-2 mol %, 2-3 mol %, 2.5-3.5%, 3-4 mol %, or 4-5 mol %. In some embodiments, the lipid nanoparticle comprises 0.5-15 mol % PEG-modified lipid. For example, the lipid nanoparticle may comprise 0.5-10 mol %, 0.5-5 mol %, 1-15 mol %, 1-10 mol %, 1-5 mol %, 2-15 mol %, 2-10 mol %, 2-5 mol %, 5-15 mol %, 5-10 mol %, or 10-15 mol %. In some embodiments, the lipid nanoparticle comprises 0.5 mol %, 1 mol %, 2 mol %, 2.5 mol %, 3 mol %, 3.5 mol %, 4 mol %, 4.5 mol %, 5 mol %, 6 mol %, 7 mol %, 8 mol %, 9 mol %, 10 mol %, 11 mol %, 12 mol %, 13 mol %, 14 mol %, or 15 mol % PEG-lipid.


In some embodiments, the lipid nanoparticle comprises 5-25 mol % neutral lipid. For example, the lipid nanoparticle may comprise 5-20 mol %, 5-15 mol %, 5-10 mol %, 10-25 mol %, 10-20 mol %, 10-25 mol %, 15-25 mol %, 15-20 mol %, or 20-25 mol % neutral lipid. In some embodiments, the lipid nanoparticle comprises 5 mol %, 10 mol %, 15 mol %, 20 mol %, or 25 mol % neutral lipid.


In some embodiments, the lipid nanoparticle comprises 40-50 mol % ionizable amino lipid, optionally 45-50 mol %, for example, 45-46 mol %, 46-47 mol %, 47-48 mol %, 48-49 mol %, or 49-50 mol % for example about 45 mol %, 45.5 mol %, 46 mol %, 46.5 mol %, 47 mol %, 47.5 mol %, 48 mol %, 48.5 mol %, 49 mol %, or 49.5 mol %.


In some embodiments, the lipid nanoparticle comprises 30-45 mol % sterol, optionally 35-40 mol %, for example, 30-31 mol %, 31-32 mol %, 32-33 mol %, 33-34 mol %, 35-35 mol %, 35-36 mol %, 36-37 mol %, 38-38 mol %, 38-39 mol %, or 39-40 mol %. In some embodiments, the lipid nanoparticle comprises 25-55 mol % sterol. For example, the lipid nanoparticle may comprise 25-50 mol %, 25-45 mol %, 25-40 mol %, 25-35 mol %, 25-30 mol %, 30-55 mol %, 30-50 mol %, 30-45 mol %, 30-40 mol %, 30-35 mol %, 35-55 mol %, 35-50 mol %, 35-45 mol %, 35-40 mol %, 40-55 mol %, 40-50 mol %, 40-45 mol %, 45-55 mol %, 45-50 mol %, or 50-55 mol % sterol. In some embodiments, the lipid nanoparticle comprises 25 mol %, 30 mol %, 35 mol %, 40 mol %, 45 mol %, 50 mol %, or 55 mol % sterol.


Ionizable Amino Lipids

In some embodiments, the lipid nanoparticles comprise one or more of ionizable molecules, polynucleotides, and optional components, such as structural lipids, sterols, neutral lipids, phospholipids and a molecule capable of reducing particle aggregation (e.g., polyethylene glycol (PEG), PEG-modified lipid), such as those described above.


In some embodiments, a LNP described herein may include one or more ionizable molecules (e.g., amino lipids or ionizable lipids). The ionizable molecule may comprise a charged group and may have a certain pKa. In certain embodiments, the pKa of the ionizable molecule may be greater than or equal to about 6, greater than or equal to about 6.2, greater than or equal to about 6.5, greater than or equal to about 6.8, greater than or equal to about 7, greater than or equal to about 7.2, greater than or equal to about 7.5, greater than or equal to about 7.8, greater than or equal to about 8. In some embodiments, the pKa of the ionizable molecule may be less than or equal to about 10, less than or equal to about 9.8, less than or equal to about 9.5, less than or equal to about 9.2, less than or equal to about 9.0, less than or equal to about 8.8, or less than or equal to about 8.5. Combinations of the above referenced ranges are also possible (e.g., greater than or equal to 6 and less than or equal to about 8.5). Other ranges are also possible. In embodiments in which more than one type of ionizable molecule are present in a particle, each type of ionizable molecule may independently have a pKa in one or more of the ranges described above.


In general, an ionizable molecule comprises one or more charged groups. In some embodiments, an ionizable molecule may be positively charged or negatively charged. For instance, an ionizable molecule may be positively charged. For example, an ionizable molecule may comprise an amine group. As used herein, the term “ionizable molecule” has its ordinary meaning in the art and may refer to a molecule or matrix comprising one or more charged moiety. As used herein, a “charged moiety” is a chemical moiety that carries a formal electronic charge, e.g., monovalent (+1, or −1), divalent (+2, or −2), trivalent (+3, or −3), etc. The charged moiety may be anionic (i.e., negatively charged) or cationic (i.e., positively charged). Examples of positively-charged moieties include amine groups (e.g., primary, secondary, and/or tertiary amines), ammonium groups, pyridinium group, guanidine groups, and imidizolium groups. In a particular embodiment, the charged moieties comprise amine groups. Examples of negatively-charged groups or precursors thereof, include carboxylate groups, sulfonate groups, sulfate groups, phosphonate groups, phosphate groups, hydroxyl groups, and the like. The charge of the charged moiety may vary, in some cases, with the environmental conditions, for example, changes in pH may alter the charge of the moiety, and/or cause the moiety to become charged or uncharged. In general, the charge density of the molecule and/or matrix may be selected as desired.


In some cases, an ionizable molecule (e.g., an amino lipid or ionizable lipid) may include one or more precursor moieties that can be converted to charged moieties. For instance, the ionizable molecule may include a neutral moiety that can be hydrolyzed to form a charged moiety, such as those described above. As a non-limiting specific example, the molecule or matrix may include an amide, which can be hydrolyzed to form an amine, respectively. Those of ordinary skill in the art will be able to determine whether a given chemical moiety carries a formal electronic charge (for example, by inspection, pH titration, ionic conductivity measurements, etc.), and/or whether a given chemical moiety can be reacted (e.g., hydrolyzed) to form a chemical moiety that carries a formal electronic charge.


The ionizable molecule (e.g., amino lipid or ionizable lipid) may have any suitable molecular weight. In certain embodiments, the molecular weight of an ionizable molecule is less than or equal to about 2,500 g/mol, less than or equal to about 2,000 g/mol, less than or equal to about 1,500 g/mol, less than or equal to about 1,250 g/mol, less than or equal to about 1,000 g/mol, less than or equal to about 900 g/mol, less than or equal to about 800 g/mol, less than or equal to about 700 g/mol, less than or equal to about 600 g/mol, less than or equal to about 500 g/mol, less than or equal to about 400 g/mol, less than or equal to about 300 g/mol, less than or equal to about 200 g/mol, or less than or equal to about 100 g/mol. In some instances, the molecular weight of an ionizable molecule is greater than or equal to about 100 g/mol, greater than or equal to about 200 g/mol, greater than or equal to about 300 g/mol, greater than or equal to about 400 g/mol, greater than or equal to about 500 g/mol, greater than or equal to about 600 g/mol, greater than or equal to about 700 g/mol, greater than or equal to about 1000 g/mol, greater than or equal to about 1,250 g/mol, greater than or equal to about 1,500 g/mol, greater than or equal to about 1,750 g/mol, greater than or equal to about 2,000 g/mol, or greater than or equal to about 2,250 g/mol. Combinations of the above ranges (e.g., at least about 200 g/mol and less than or equal to about 2,500 g/mol) are also possible. In embodiments in which more than one type of ionizable molecules are present in a particle, each type of ionizable molecule may independently have a molecular weight in one or more of the ranges described above.


In some embodiments, the percentage (e.g., by weight, or by mole) of a single type of ionizable molecule (e.g., amino lipid or ionizable lipid) and/or of all the ionizable molecules within a particle may be greater than or equal to about 15%, greater than or equal to about 16%, greater than or equal to about 17%, greater than or equal to about 18%, greater than or equal to about 19%, greater than or equal to about 20%, greater than or equal to about 21%, greater than or equal to about 22%, greater than or equal to about 23%, greater than or equal to about 24%, greater than or equal to about 25%, greater than or equal to about 30%, greater than or equal to about 35%, greater than or equal to about 40%, greater than or equal to about 42%, greater than or equal to about 45%, greater than or equal to about 48%, greater than or equal to about 50%, greater than or equal to about 52%, greater than or equal to about 55%, greater than or equal to about 58%, greater than or equal to about 60%, greater than or equal to about 62%, greater than or equal to about 65%, or greater than or equal to about 68%. In some instances, the percentage (e.g., by weight, or by mole) may be less than or equal to about 70%, less than or equal to about 68%, less than or equal to about 65%, less than or equal to about 62%, less than or equal to about 60%, less than or equal to about 58%, less than or equal to about 55%, less than or equal to about 52%, less than or equal to about 50%, or less than or equal to about 48%. Combinations of the above referenced ranges are also possible (e.g., greater than or equal to 20% and less than or equal to about 60%, greater than or equal to 40% and less than or equal to about 55%, etc.). In embodiments in which more than one type of ionizable molecule is present in a particle, each type of ionizable molecule may independently have a percentage (e.g., by weight, or by mole) in one or more of the ranges described above. The percentage (e.g., by weight, or by mole) may be determined by extracting the ionizable molecule(s) from the dried particles using, e.g., organic solvents, and measuring the quantity of the agent using high pressure liquid chromatography (i.e., HPLC), liquid chromatography-mass spectrometry (LC-MS), nuclear magnetic resonance (NMR), or mass spectrometry (MS). Those of ordinary skill in the art would be knowledgeable of techniques to determine the quantity of a component using the above-referenced techniques. For example, HPLC may be used to quantify the amount of a component, by, e.g., comparing the area under the curve of a HPLC chromatogram to a standard curve.


It should be understood that the terms “charged” or “charged moiety” does not refer to a “partial negative charge” or “partial positive charge” on a molecule. The terms “partial negative charge” and “partial positive charge” are given their ordinary meaning in the art. A “partial negative charge” may result when a functional group comprises a bond that becomes polarized such that electron density is pulled toward one atom of the bond, creating a partial negative charge on the atom. Those of ordinary skill in the art will, in general, recognize bonds that can become polarized in this way.


In some embodiments, the lipid nanoparticle comprises at least one ionizable amino lipid, at least one non-cationic lipid, at least one sterol, and/or at least one polyethylene glycol (PEG)-modified lipid.


In some embodiments, the lipid nanoparticle comprises 40-50 mol % ionizable lipid, optionally 45-50 mol %, for example, 45-46 mol %, 46-47 mol %, 47-48 mol %, 48-49 mol %, or 49-50 mol % for example about 45 mol %, 45.5 mol %, 46 mol %, 46.5 mol %, 47 mol %, 47.5 mol %, 48 mol %, 48.5 mol %, 49 mol %, or 49.5 mol %.


In some embodiments, the lipid nanoparticle comprises 20-60 mol % ionizable amino lipid. For example, the lipid nanoparticle may comprise 20-50 mol %, 20-40 mol %, 20-30 mol %, 30-60 mol %, 30-50 mol %, 30-40 mol %, 40-60 mol %, 40-50 mol %, or 50-60 mol % ionizable amino lipid. In some embodiments, the lipid nanoparticle comprises 20 mol %, 30 mol %, 40 mol %, 50 mol %, or 60 mol % ionizable amino lipid. In some embodiments, the lipid nanoparticle comprises 35 mol %, 36 mol %, 37 mol %, 38 mol %, 39 mol %, 40 mol %, 41 mol %, 42 mol %, 43 mol %, 44 mol %, 45 mol %, 46 mol %, 47 mol %, 48 mol %, 49 mol %, 50 mol %, 51 mol %, 52 mol %, 53 mol %, 54 mol %, or 55 mol % ionizable amino lipid.


In some embodiments, the lipid nanoparticle comprises 45-55 mole percent (mol %) ionizable amino lipid. For example, lipid nanoparticle may comprise 45, 46, 47, 48, 49, 50, 51, 52, 53, 54, or 55 mol % ionizable amino lipid.


In some embodiments the ionizable amino lipid is a compound of Formula (A1):




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or its N-oxide, or a salt or isomer thereof, wherein R′a is R′branched; wherein

    • R′branched is:




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wherein




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denotes a point of attachment;

    • wherein R, R, R, and Rare each independently selected from the group consisting of H, C2-12 alkyl, and C2-12 alkenyl;
    • R2 and R3 are each independently selected from the group consisting of C1-14 alkyl and C2-14 alkenyl;
    • R4 is selected from the group consisting of —(CH2)nOH, wherein n is selected from the group consisting of 1, 2, 3, 4, and 5, and




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      • wherein









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      •  denotes a point of attachment; wherein

      • R10 is N(R)2; each R is independently selected from the group consisting of C1-6 alkyl, C2-3 alkenyl, and H; and n2 is selected from the group consisting of 1, 2, 3, 4, 5, 6, 7, 8, 9, and 10;



    • each R5 is independently selected from the group consisting of C1-3 alkyl, C2-3 alkenyl, and H;

    • each R6 is independently selected from the group consisting of C1-3 alkyl, C2-3 alkenyl, and H;

    • M and M′ are each independently selected from the group consisting of —C(O)O— and —OC(O)—;

    • R′ is a C1-12 alkyl or C2-12 alkenyl;

    • l is selected from the group consisting of 1, 2, 3, 4, and 5; and

    • m is selected from the group consisting of 5, 6, 7, 8, 9, 10, 11, 12, and 13.

    • In some embodiments of the compounds of Formula (AI), R′a is R′branched; R′branched is







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denotes a point of attachment; R, R, R, and Rare each H; R2 and R3 are each C1-14 alkyl; R4 is —(CH2)nOH; n is 2; each R5 is H; each R6 is H; M and M′ are each —C(O)O—; R′ is a C1-12 alkyl; 1 is 5; and m is 7.


In some embodiments of the compounds of Formula (AI), R′a is R′branched; R′branched is




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denotes a point of attachment; R, R, R, and Rare each H; R2 and R3 are each C1-14 alkyl; R4 is —(CH2)nOH; n is 2; each R5 is H; each R6 is H; M and M′ are each —C(O)O—; R′ is a C1-12 alkyl; 1 is 3; and m is 7.


In some embodiments of the compounds of Formula (AI), R′a is R′branched; R′branched is




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denotes a point of attachment; R is C2-12 alkyl; R, R, and Rare each H; R2 and R3 are each C1-14 alkyl; R4 is




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R10 NH(C1-6 alkyl); n2 is 2; R5 is H; each R6 is H; M and M′ are each —C(O)O—; R′ is a C1-12 alkyl; 1 is 5; and m is 7.


In some embodiments of the compounds of Formula (I), R′a is R′branched; R′branched is




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denotes a point of attachment; R, R, and Rare each H; Ris C2-12 alkyl; R2 and R3 are each C1-14 alkyl; R4 is —(CH2)nOH; n is 2; each R5 is H; each R6 is H; M and M′ are each —C(O)O—; R′ is a C1-12 alkyl; 1 is 5; and m is 7.


In some embodiments, the compound of Formula (I) is selected from:




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In some embodiments, the ionizable amino lipid is a compound of Formula (Ala):




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or its N-oxide, or a salt or isomer thereof, wherein R′a is R′branched; wherein

    • R′branched is:




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wherein




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denotes a point of attachment;

    • wherein R, R, and Rare each independently selected from the group consisting of H, C2-12 alkyl, and C2-12 alkenyl;
    • R2 and R3 are each independently selected from the group consisting of C1-14 alkyl and C2-14 alkenyl;
    • R4 is selected from the group consisting of —(CH2)nOH wherein n is selected from the group consisting of 1, 2, 3, 4, and 5, and




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      • wherein









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      •  denotes a point of attachment; wherein

      • R10 is N(R)2; each R is independently selected from the group consisting of C1-6 alkyl, C2-3 alkenyl, and H; and n2 is selected from the group consisting of 1, 2, 3, 4, 5, 6, 7, 8, 9, and 10;



    • each R5 is independently selected from the group consisting of C1-3 alkyl, C2-3 alkenyl, and H;

    • each R6 is independently selected from the group consisting of C1-3 alkyl, C2-3 alkenyl, and H;

    • M and M′ are each independently selected from the group consisting of —C(O)O— and —OC(O)—;

    • R′ is a C1-12 alkyl or C2-12 alkenyl;

    • l is selected from the group consisting of 1, 2, 3, 4, and 5; and

    • m is selected from the group consisting of 5, 6, 7, 8, 9, 10, 11, 12, and 13.





In some embodiments, the ionizable amino lipid is a compound of Formula (AIb):




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or its N-oxide, or a salt or isomer thereof, wherein R′a is R′branched; wherein

    • R′branched is:




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wherein




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denotes a point of attachment;

    • wherein R, R, R, and Rare each independently selected from the group consisting of H, C2-12 alkyl, and C2-12 alkenyl;
    • R2 and R3 are each independently selected from the group consisting of C1-14 alkyl and C2-14 alkenyl;
    • R4 is —(CH2)nOH, wherein n is selected from the group consisting of 1, 2, 3, 4, and 5;
    • each R5 is independently selected from the group consisting of C1-3 alkyl, C2-3 alkenyl, and H;
    • each R6 is independently selected from the group consisting of C1-3 alkyl, C2-3 alkenyl, and H;
    • M and M′ are each independently selected from the group consisting of —C(O)O— and —OC(O)—;
    • R′ is a C1-12 alkyl or C2-12 alkenyl;
    • l is selected from the group consisting of 1, 2, 3, 4, and 5; and
    • m is selected from the group consisting of 5, 6, 7, 8, 9, 10, 11, 12, and 13.


In some embodiments of Formula (AI) or (AIb), R′a is R′branched; R′branched is




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denotes a point of attachment; R, R, and Rare each H; R2 and R3 are each C1-14 alkyl; R4 is —(CH2)nOH; n is 2; each R5 is H; each R6 is H; M and M′ are each —C(O)O—; R′ is a C1-12 alkyl; 1 is 5; and m is 7.


In some embodiments of Formula (AI) or (AIb), R′a is R′branched; R′branched is




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denotes a point of attachment; R, R, and Rare each H; R2 and R3 are each C1-14 alkyl; R4 is —(CH2)nOH; n is 2; each R5 is H; each R6 is H; M and M′ are each —C(O)O—; R′ is a C1-12 alkyl; 1 is 3; and m is 7.


In some embodiments of Formula (AI) or (AIb), R′a is R′branched; R′branched is




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denotes a point of attachment; R and Rare each H; Ris C2-12 alkyl; R2 and R3 are each C1-14 alkyl; R4 is —(CH2)nOH; n is 2; each R5 is H; each R6 is H; M and M′ are each —C(O)O—; R′ is a C1-12 alkyl; 1 is 5; and m is 7.


In some embodiments, the ionizable amino lipid is a compound of Formula (AIc):




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or its N-oxide, or a salt or isomer thereof, wherein R′a is R′branched; wherein

    • R′branched is:




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wherein




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denotes a point of attachment;

    • wherein R, R, R, and Rare each independently selected from the group consisting of H, C2-12 alkyl, and C2-12 alkenyl;
    • R2 and R3 are each independently selected from the group consisting of C1-14 alkyl and C2-14 alkenyl;
    • R4 is




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    • wherein







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denotes a point of attachment; wherein R10 is N(R)2; each R is independently selected from the group consisting of C1-6 alkyl, C2-3 alkenyl, and H; n2 is selected from the group consisting of 1, 2, 3, 4, 5, 6, 7, 8, 9, and 10;

    • each R5 is independently selected from the group consisting of C1-3 alkyl, C2-3 alkenyl, and H;
    • each R6 is independently selected from the group consisting of C1-3 alkyl, C2-3 alkenyl, and H;
    • M and M′ are each independently selected from the group consisting of —C(O)O— and —OC(O)—;
    • R′ is a C1-12 alkyl or C2-12 alkenyl;
    • l is selected from the group consisting of 1, 2, 3, 4, and 5; and
    • m is selected from the group consisting of 5, 6, 7, 8, 9, 10, 11, 12, and 13.


In some embodiments, R′a is R′branched; R′branched is




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denotes a point of attachment; R, R, and Rare each H; R is C2-12 alkyl; R2 and R3 are each C1-14 alkyl; R4 is




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denotes a point of attachment; R10 is NH(C1-6 alkyl); n2 is 2; each R5 is H; each R6 is H; M and M′ are each —C(O)O—; R′ is a C1-12 alkyl; 1 is 5; and m is 7.


In some embodiments, the compound of Formula (AIc) is:




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In some embodiments, the ionizable amino lipid is a compound of Formula (AII):




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or its N-oxide, or a salt or isomer thereof, wherein R′a is R′branched or R′ cyclic; wherein

    • R′branched is:




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and R′cyclic is:



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and

    • R′b is:




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    • wherein







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denotes a point of attachment;

    • Rand Rare each independently selected from the group consisting of H, C1-12 alkyl, and C2-12 alkenyl, wherein at least one of Rand Ris selected from the group consisting of C1-12 alkyl and C2-12 alkenyl;
    • Rand Rare each independently selected from the group consisting of H, C1-12 alkyl, and C2-12 alkenyl, wherein at least one of Rand Ris selected from the group consisting of C1-12 alkyl and C2-12 alkenyl;
    • R2 and R3 are each independently selected from the group consisting of C1-14 alkyl and C2-14 alkenyl;
    • R4 is selected from the group consisting of —(CH2)nOH wherein n is selected from the group consisting of 1, 2, 3, 4, and 5, and




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    • wherein







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denotes a point of attachment; wherein R10 is N(R)2; each R is independently selected from the group consisting of C1-6 alkyl, C2-3 alkenyl, and H; and n2 is selected from the group consisting of 1, 2, 3, 4, 5, 6, 7, 8, 9, and 10;

    • each R′ independently is a C1-12 alkyl or C2-12 alkenyl;
    • Ya is a C3-6 carbocycle;
    • R*″a is selected from the group consisting of C1-15 alkyl and C2-15 alkenyl; and
    • s is 2 or 3;
    • m is selected from 1, 2, 3, 4, 5, 6, 7, 8, and 9;
    • l is selected from 1, 2, 3, 4, 5, 6, 7, 8, and 9.


In some embodiments, the ionizable amino lipid is a compound of Formula (AII-a):




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or its N-oxide, or a salt or isomer thereof, wherein R′a is R′branched or R′cyclic; wherein

    • R′branched is:




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and R′b is:



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    • wherein







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denotes a point of attachment;

    • Rand Rare each independently selected from the group consisting of H, C1-12 alkyl, and C2-12 alkenyl, wherein at least one of Rand Ris selected from the group consisting of C1-12 alkyl and C2-12 alkenyl;
    • Rand Rba are each independently selected from the group consisting of H, C1-12 alkyl, and C2-12 alkenyl, wherein at least one of Rand Rba is selected from the group consisting of C1-12 alkyl and C2-12 alkenyl;
    • R2 and R3 are each independently selected from the group consisting of C1-14 alkyl and C2-14 alkenyl;
    • R4 is selected from the group consisting of —(CH2)nOH wherein n is selected from the group consisting of 1, 2, 3, 4, and 5, and




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      • wherein









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denotes a point of attachment; wherein R10 is N(R)2; each R is independently selected from the group consisting of C1-6 alkyl, C2-3 alkenyl, and H; and n2 is selected from the group consisting of 1, 2, 3, 4, 5, 6, 7, 8, 9, and 10; each R′ independently is a C1-12 alkyl or C2-12 alkenyl;

    • m is selected from 1, 2, 3, 4, 5, 6, 7, 8, and 9;
    • l is selected from 1, 2, 3, 4, 5, 6, 7, 8, and 9.


In some embodiments, the ionizable amino lipid is a compound of Formula (AII-b):




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or its N-oxide, or a salt or isomer thereof, wherein R′a is R′branched or R′cyclic; wherein

    • R′branched is:




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and R′b is:



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    • wherein







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denotes a point of attachment;

    • Rand Rare each independently selected from the group consisting of C1-12 alkyl and C2-12 alkenyl;
    • R2 and R3 are each independently selected from the group consisting of C1-14 alkyl and C2-14 alkenyl;
    • R4 is selected from the group consisting of —(CH2)nOH wherein n is selected from the group consisting of 1, 2, 3, 4, and 5, and




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      • wherein









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      •  denotes a point of attachment; wherein R10 is N(R)2; each R is independently selected from the group consisting of C1-6 alkyl, C2-3 alkenyl, and H; and n2 is selected from the group consisting of 1, 2, 3, 4, 5, 6, 7, 8, 9, and 10;



    • each R′ independently is a C1-12 alkyl or C2-12 alkenyl;

    • m is selected from 1, 2, 3, 4, 5, 6, 7, 8, and 9;

    • l is selected from 1, 2, 3, 4, 5, 6, 7, 8, and 9.





In some embodiments, the ionizable amino lipid is a compound of Formula (AII-c):




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or its N-oxide, or a salt or isomer thereof, wherein R′a is R′branched or R′cyclic; wherein

    • R′branched is:




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and R′b is:



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    • wherein







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denotes a point of attachment;

    • wherein Ris selected from the group consisting of C1-12 alkyl and C2-12 alkenyl;
    • R2 and R3 are each independently selected from the group consisting of C1-14 alkyl and C2-14 alkenyl;
    • R4 is selected from the group consisting of —(CH2)nOH wherein n is selected from the group consisting of 1, 2, 3, 4, and 5, and




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      • wherein









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      •  denotes a point of attachment; wherein

      • R10 is N(R)2; each R is independently selected from the group consisting of C1-6 alkyl, C2-3 alkenyl, and H; and n2 is selected from the group consisting of 1, 2, 3, 4, 5, 6, 7, 8, 9, and 10;



    • R′ is a C1-12 alkyl or C2-12 alkenyl;

    • m is selected from 1, 2, 3, 4, 5, 6, 7, 8, and 9;

    • l is selected from 1, 2, 3, 4, 5, 6, 7, 8, and 9.





In some embodiments, the ionizable amino lipid is a compound of Formula (AII-d):




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or its N-oxide, or a salt or isomer thereof, wherein R′a is R′branched or Rcyclic; wherein

    • R′branched is:




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and R′b is:



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    • wherein







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denotes a point of attachment;

    • wherein Rand Rare each independently selected from the group consisting of C1-12 alkyl and C2-12 alkenyl;
    • R4 is selected from the group consisting of —(CH2)nOH wherein n is selected from the group consisting of 1, 2, 3, 4, and 5, and




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      • wherein









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      •  denotes a point of attachment; wherein

      • R10 is N(R)2; each R is independently selected from the group consisting of C1-6 alkyl, C2-3 alkenyl, and H; and n2 is selected from the group consisting of 1, 2, 3, 4, 5, 6, 7, 8, 9, and 10;



    • each R′ independently is a C1-12 alkyl or C2-12 alkenyl;

    • m is selected from 1, 2, 3, 4, 5, 6, 7, 8, and 9;

    • l is selected from 1, 2, 3, 4, 5, 6, 7, 8, and 9.





In some embodiments, the ionizable amino lipid is a compound of Formula (AII-e):




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or its N-oxide, or a salt or isomer thereof, wherein R′a is R′branched or R′cyclic; wherein

    • R′branched is:




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and R′b is:



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    • wherein







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denotes a point of attachment;

    • wherein Ris selected from the group consisting of C1-12 alkyl and C2-12 alkenyl;
    • R2 and R3 are each independently selected from the group consisting of C1-14 alkyl and C2-14 alkenyl;
    • R4 is —(CH2)nOH wherein n is selected from the group consisting of 1, 2, 3, 4, and 5;
    • R′ is a C1-12 alkyl or C2-12 alkenyl;
    • m is selected from 1, 2, 3, 4, 5, 6, 7, 8, and 9;
    • l is selected from 1, 2, 3, 4, 5, 6, 7, 8, and 9.


In some embodiments of the compound of Formula (AII), (AII-a), (AII-b), (AII-c), (AII-d), or (AII-e), m and l are each independently selected from 4, 5, and 6. In some embodiments of the compound of Formula (AII), (AII-a), (AII-b), (AII-c), (AII-d), or (AII-e), m and l are each 5.


In some embodiments of the compound of Formula (AII), (AII-a), (AII-b), (AII-c), (AII-d), or (AII-e), each R′ independently is a C1-12 alkyl. In some embodiments of the compound of Formula (AII), (AII-a), (AII-b), (AII-c), (AII-d), or (AII-e), each R′ independently is a C2-5 alkyl.


In some embodiments of the compound of Formula (AII), (AII-a), (AII-b), (AII-c), (AII-d), or (AII-e), R′b is:




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and R2 and R3 are each independently a C1-14 alkyl. In some embodiments of the compound of Formula (AII), (AII-a), (AII-b), (AII-c), (AII-d), or (AII-e), R′b is:




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and R2 and R3 are each independently a C6-10 alkyl. In some embodiments of the compound of Formula (AII), (AII-a), (AII-b), (AII-c), (AII-d), or (AII-e), R′b is:




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and R2 and R3 are each a C8 alkyl.


In some embodiments of the compound of Formula (AII), (AII-a), (AII-b), (AII-c), (AII-d), or (AII-e), R′branched is:




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and R′b is:



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Ris a C1-12 alkyl and R2 and R3 are each independently a C6-10 alkyl. In some embodiments of the compound of Formula (AII), (AII-a), (AII-b), (AII-c), (AII-d), or (AII-e), R′branched is:




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and R′b is:



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Ry is a C2-6 alkyl and R2 and R3 are each independently a C6-10 alkyl. In some embodiments of the compound of Formula (AII), (AII-a), (AII-b), (AII-c), (AII-d), or (AII-e), R′branched is:




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and R′b is:



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R is a C2-6 alkyl, and R2 and R3 are each a C8 alkyl.


In some embodiments of the compound of Formula (AII), (AII-a), (AII-b), (AII-c), (AII-d), or (AII-e), R′branched is:




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R′b is:



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each a C1-12 alkyl. In some embodiments of the compound of Formula (AII), (AII-a), (AII-b), (AII-c), (AII-d), or (AII-e), R′branched is:




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R′b is:



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R and Rare each a C2-6 alkyl.


In some embodiments of the compound of Formula (AII), (AII-a), (AII-b), (AII-c), (AII-d), or (AII-e), m and l are each independently selected from 4, 5, and 6 and each R′ independently is a C1-12 alkyl. In some embodiments of the compound of Formula (AII), (AII-a), (AII-b), (AII-c), (AII-d), or (AII-e), m and l are each 5 and each R′ independently is a C2-5 alkyl.


In some embodiments of the compound of (AII), (AII-a), (AII-b), (AII-c), (AII-d), or (AII-e), R′branched is:




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R′b is:



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m and l are each independently selected from 4, 5, and 6, each R′ independently is a C1-12 alkyl, and Rand Rare each a C1-12 alkyl. In some embodiments of the compound of Formula (AII), (AII-a), (AII-b), (AII-c), (AII-d), or (AII-e), R′branched is:




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R′b is:



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m and l are each 5, each R′ independently is a C2-5 alkyl, and Rand Rb are each a C2-6 alkyl.


In some embodiments of the compound of Formula (AII), (AII-a), (AII-b), (AII-c), (AII-d), or (AII-e), R′branched is:




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and R′b is:



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m and l are each independently selected from 4, 5, and 6, R′ is a C1-12 alkyl, Ris a C1-12 alkyl and R2 and R3 are each independently a C6-10 alkyl.


In some embodiments of the compound of Formula (AII), (AII-a), (AII-b), (AII-c), (AII-d) and R is R2, and l are each 5, R′ is a




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and R′b is:



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C2-5 alkyl, Ris a C2-6 alkyl, and R2 and R3 are each a C8 alkyl.


In some embodiments of the compound of (AII), (AII-a), (AII-b), (AII-c), (AII-d), or


(AII-e), R4 is



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wherein R10 is NH(C1-6 alkyl) and n2 is 2. In some embodiments of the compound of Formula (AII), (AII-a), (AII-b), (AII-c), (AII-d), or (AII-e), R4 is




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wherein R10 is NH(CH3) and n2 is 2.


In some embodiments of the compound of Formula (AII), (AII-a), (AII-b), (AII-c), (AII-d), or (AII-e), R′branched is:




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R′b is:



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m and l are each independently selected from 4, 5, and 6, each R′ independently is a C1-12 alkyl, Rand Rare each a C1-12 alkyl, and R4 is




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wherein R10 is NH(C1-6 alkyl), and n2 is 2. In some embodiments of the compound of Formula (AII), (AII-a), (AII-b), (AII-c), (AII-d), or (AII-e), R′branched is




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R′b is



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m and l are each 5, each R′ independently is a C2-5 alkyl, Rand Rare each a C2-6 alkyl, and R4 is




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wherein R10 is NH(CH3) and n2 is 2.


In some embodiments of the compound of Formula (AII), (AII-a), (AII-b), (AII-c), (AII-d), or (AII-e), R′branched is:




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and R′b is:



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m and l are each independently selected from 4, 5, and 6, R′ is a C1-12 alkyl, R2 and R3 are each independently a C6-10 alkyl, Ris a C1-12 alkyl, and R4 is




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wherein R10 is NH(C1-6 alkyl) and n2 is 2. In some embodiments of the compound of Formula (AII), (AII-a), (AII-b), (AII-c), (AII-d), or (AII-e), R′branched is:




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and R′b is:



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m and l are each 5, R′ is a C2-5 alkyl, Ris a C2-6 alkyl, R2 and R3 are each a C8 alkyl, and R4 is




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wherein R10 is NH(CH3) and n2 is 2.


In some embodiments of the compound of Formula (AII), (AII-a), (AII-b), (AII-c), (AII-d), or (AII-e), R4 is —(CH2)nOH and n is 2, 3, or 4. In some embodiments of the compound of Formula (AII), (AII-a), (AII-b), (AII-c), (AII-d), or (AII-e), R4 is —(CH2)nOH and n is 2.


In some embodiments of the compound of Formula (AII), (AII-a), (AII-b), (AII-c), (AII-d), or (AII-e), R′branched is:




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R′b is:



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m and l are each independently selected from 4, 5, and 6, each R′ independently is a C1-12 alkyl, Rand Rare each a C1-12 alkyl, R4 is —(CH2)nOH, and n is 2, 3, or 4. In some embodiments of the compound of Formula (AII), (AII-a), (AII-b), (AII-c), (AII-d), or (AII-e), R′branched is:




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R′b is:



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m and l are each 5, each R′ independently is a C2-5 alkyl, Rand Rare each a C2-6 alkyl, R4 is —(CH2)nOH, and n is 2.


In some embodiments, the ionizable amino lipid is a compound of Formula (AII-f):




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or its N-oxide, or a salt or isomer thereof,


wherein R′a is R′branched or R′cyclic; wherein

    • R′branched is:




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and R′b is:



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    • wherein







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denotes a point of attachment;

    • Ris a C1-12 alkyl;
    • R2 and R3 are each independently a C1-14 alkyl;
    • R4 is —(CH2)nOH wherein n is selected from the group consisting of 1, 2, 3, 4, and 5;
    • R′ is a C1-12 alkyl;
    • m is selected from 4, 5, and 6; and
    • l is selected from 4, 5, and 6.


In some embodiments of the compound of Formula (AII-f), m and l are each 5, and n is 2, 3, or 4.


In some embodiments of the compound of Formula (AII-f) R′ is a C2-5 alkyl, Ris a C2-6 alkyl, and R2 and R3 are each a C6-10 alkyl.


In some embodiments of the compound of Formula (AII-f), m and l are each 5, n is 2, 3, or 4, R′ is a C2-5 alkyl, Ris a C2-6 alkyl, and R2 and R3 are each a C6-10 alkyl.


In some embodiments, the ionizable amino lipid is a compound of Formula (AII-g):




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wherein

    • Ris a C2-6 alkyl;
    • R′ is a C2-5 alkyl; and
    • R4 is selected from the group consisting of —(CH2)nOH wherein n is selected from the group consisting of 3, 4, and 5, and




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    • wherein







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denotes a point of attachment, R10 is NH(C1-6 alkyl), and n2 is selected from the group consisting of 1, 2, and 3.


In some embodiments, the ionizable amino lipid is a compound of Formula (AII-h):




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wherein

    • Rand Rb are each independently a C2-6 alkyl;
    • each R′ independently is a C2-5 alkyl; and
    • R4 is selected from the group consisting of —(CH2)nOH wherein n is selected from the group consisting of 3, 4, and 5, and




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    • wherein







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denotes a point of attachment, R10 is NH(C1-6 alkyl), and n2 is selected from the group consisting of 1, 2, and 3.


In some embodiments of the compound of Formula (AII-g) or (AII-h), R4 is




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wherein


R10 is NH(CH3) and n2 is 2.


In some embodiments of the compound of Formula (AII-g) or (AII-h), R4 is —(CH2)2OH.


In some embodiments, the ionizable amino lipids may be one or more of compounds of Formula (VI):




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or their N-oxides, or salts or isomers thereof, wherein:

    • R1 is selected from the group consisting of C5-30 alkyl, C5-20 alkenyl, —R*YR″, —YR″, and —R″M′R′;
    • R2 and R3 are independently selected from the group consisting of H, C1-14 alkyl, C2-14 alkenyl, —R*YR″, —YR″, and —R*OR″, or R2 and R3, together with the atom to which they are attached, form a heterocycle or carbocycle;
    • R4 is selected from the group consisting of hydrogen, a C3-6 carbocycle, —(CH2)nQ, —(CH2), CHQR, —CHQR, —CQ(R)2, and unsubstituted C1-6 alkyl, where Q is selected from a carbocycle, heterocycle, —OR, —O(CH2), N(R)2, —C(O)OR, —OC(O)R, —CX3, —CX2H, —CXH2, —CN, —N(R)2, —C(O)N(R)2, —N(R)C(O)R, —N(R)S(O)2R, —N(R)C(O)N(R)2, —N(R)C(S)N(R)2, —N(R)R8, —N(R)S(O)2R8, —O(CH2), OR, —N(R)C(═NR9)N(R)2, —N(R)C(═CHR9)N(R)2, —OC(O)N(R)2, —N(R)C(O)OR, —N(OR)C(O)R, —N(OR)S(O)2R, —N(OR)C(O)OR, —N(OR)C(O)N(R)2, —N(OR)C(S)N(R)2, —N(OR)C(═NR9)N(R)2, —N(OR)C(═CHR9)N(R)2, —C(═NR9)N(R)2, —C(═NR9)R, —C(O)N(R)OR, and —C(R)N(R)2C(O)OR, and each n is independently selected from 1, 2, 3, 4, and 5;
    • each R5 is independently selected from the group consisting of C1-3 alkyl, C2-3 alkenyl, and H;
    • each R6 is independently selected from the group consisting of C1-3 alkyl, C2-3 alkenyl, and H;
    • M and M′ are independently selected from —C(O)O—, —OC(O)—, —OC(O)—M″-C(O)O—, —C(O)N(R′)—,
    • —N(R′)C(O)—, —C(O)—, —C(S)—, —C(S)S—, —SC(S)—, —CH(OH)—, —P(O)(OR′)O—, —S(O)2—, —S—S—, an aryl group, and a heteroaryl group, in which M″ is a bond, C1-13 alkyl or C2-13 alkenyl;
    • R7 is selected from the group consisting of C1-3 alkyl, C2-3 alkenyl, and H; R8 is selected from the group consisting of C3-6 carbocycle and heterocycle;
    • R9 is selected from the group consisting of H, CN, NO2, C1-6 alkyl, —OR, —S(O)2R, —S(O)2N(R)2, C2-6 alkenyl, C3-6 carbocycle and heterocycle;
    • each R is independently selected from the group consisting of C1-3 alkyl, C2-3 alkenyl, and H;
    • each R′ is independently selected from the group consisting of C1-18 alkyl, C2-18 alkenyl, —R*YR″, —YR″, and H;
    • each R″ is independently selected from the group consisting of C3-15 alkyl and C3-15 alkenyl;
    • each R* is independently selected from the group consisting of C1-12 alkyl and C2-12 alkenyl;
    • each Y is independently a C3-6 carbocycle;
    • each X is independently selected from the group consisting of F, Cl, Br, and I; and
    • m is selected from 5, 6, 7, 8, 9, 10, 11, 12, and 13; and wherein when R4 is —(CH2)nQ, —(CH2), CHQR, —CHQR, or —CQ(R)2, then (i) Q is not —N(R)2 when n is 1, 2, 3, 4 or 5, or (ii) Q is not 5, 6, or 7-membered heterocycloalkyl when n is 1 or 2.


In some embodiments, another subset of compounds of Formula (VI) includes those in which:

    • R1 is selected from the group consisting of C5-30 alkyl, C5-20 alkenyl, —R*YR″, —YR″, and —R″M′R′;
    • R2 and R3 are independently selected from the group consisting of H, C1-14 alkyl, C2-14 alkenyl, —R*YR″, —YR″, and —R*OR″, or R2 and R3, together with the atom to which they are attached, form a heterocycle or carbocycle;
    • R4 is selected from the group consisting of a C3-6 carbocycle, —(CH2)nQ, —(CH2), CHQR, —CHQR, —CQ(R)2, and unsubstituted C1-6 alkyl, where Q is selected from a C3-6 carbocycle, a 5 to 14-membered heteroaryl having one or more heteroatoms selected from N, O, and S, —OR, —O(CH2), N(R)2, —C(O)OR, —OC(O)R, —CX3, —CX2H, —CXH2, —CN, —C(O)N(R)2, —N(R)C(O)R, —N(R)S(O)2R, —N(R)C(O)N(R)2, —N(R)C(S)N(R)2, —CRN(R)2C(O)OR, —N(R)R8, —O(CH2), OR, —N(R)C(═NR9)N(R)2, —N(R)C(═CHR9)N(R)2, —OC(O)N(R)2, —N(R)C(O)OR, —N(OR)C(O)R, —N(OR)S(O)2R, —N(OR)C(O)OR, —N(OR)C(O)N(R)2, —N(OR)C(S)N(R)2, —N(OR)C(═NR9)N(R)2, —N(OR)C(═CHR9)N(R)2, —C(═NR9)N(R)2, —C(═NR9)R, —C(O)N(R)OR, and a 5- to 14-membered heterocycloalkyl having one or more heteroatoms selected from N, O, and S which is substituted with one or more substituents selected from oxo (=O), OH, amino, mono- or di-alkylamino, and C1-3 alkyl, and each n is independently selected from 1, 2, 3, 4, and 5;
    • each R5 is independently selected from the group consisting of C1-3 alkyl, C2-3 alkenyl, and H;
    • each R6 is independently selected from the group consisting of C1-3 alkyl, C2-3 alkenyl, and H;
    • M and M′ are independently selected from —C(O)O—, —OC(O)—, —C(O)N(R′)—, —N(R′)C(O)—, —C(O)—, —C(S)—, —C(S)S—, —SC(S)—, —CH(OH)—, —P(O)(OR′)O—, —S(O)2—, —S—S—, an aryl group, and a heteroaryl group;
    • R7 is selected from the group consisting of C1-3 alkyl, C2-3 alkenyl, and H;
    • R8 is selected from the group consisting of C3-6 carbocycle and heterocycle;
    • R9 is selected from the group consisting of H, CN, NO2, C1-6 alkyl, —OR, —S(O)2R, —S(O)2N(R)2, C2-6 alkenyl, C3-6 carbocycle and heterocycle;
    • each R is independently selected from the group consisting of C1-3 alkyl, C2-3 alkenyl, and H;
    • each R′ is independently selected from the group consisting of C1-18 alkyl, C2-18 alkenyl, —R*YR″, —YR″, and H;
    • each R″ is independently selected from the group consisting of C3-14 alkyl and C3-14 alkenyl;
    • each R* is independently selected from the group consisting of C1-12 alkyl and C2-12 alkenyl;
    • each Y is independently a C3-6 carbocycle;
    • each X is independently selected from the group consisting of F, Cl, Br, and I; and
    • m is selected from 5, 6, 7, 8, 9, 10, 11, 12, and 13,
    • or salts or isomers thereof.


In some embodiments, another subset of compounds of Formula (VI) includes those in which:

    • R1 is selected from the group consisting of C5-30 alkyl, C5-20 alkenyl, —R*YR″, —YR″, and —R″M′R′;
    • R2 and R3 are independently selected from the group consisting of H, C1-14 alkyl, C2-14 alkenyl, —R*YR″, —YR″, and —R*OR″, or R2 and R3, together with the atom to which they are attached, form a heterocycle or carbocycle;
    • R4 is selected from the group consisting of a C3-6 carbocycle, —(CH2)nQ, —(CH2), CHQR, —CHQR, —CQ(R)2, and unsubstituted C1-6 alkyl, where Q is selected from a C3-6 carbocycle, a 5 to 14-membered heterocycle having one or more heteroatoms selected from N, O, and S, —OR, —O(CH2)nN(R)2, —C(O)OR, —OC(O)R, —CX3, —CX2H, —CXH2, —CN, —C(O)N(R)2, —N(R)C(O)R, —N(R)S(O)2R, —N(R)C(O)N(R)2, —N(R)C(S)N(R)2, —CRN(R)2C(O)OR, —N(R)R8, —O(CH2), OR, —N(R)C(═NR9)N(R)2, —N(R)C(═CHR9)N(R)2, —OC(O)N(R)2, —N(R)C(O)OR, —N(OR)C(O)R, —N(OR)S(O)2R, —N(OR)C(O)OR, —N(OR)C(O)N(R)2, —N(OR)C(S)N(R)2, —N(OR)C(═NR9)N(R)2, —N(OR)C(═CHR9)N(R)2, —C(═NR9)R, —C(O)N(R)OR, and —C(═NR9)N(R)2, and each n is independently selected from 1, 2, 3, 4, and 5; and when Q is a 5- to 14-membered heterocycle and (i) R4 is —(CH2)nQ in which n is 1 or 2, or (ii) R4 is —(CH2)·CHQR in which n is 1, or (iii) R4 is —CHQR, and —CQ(R)2, then Q is either a 5- to 14-membered heteroaryl or 8- to 14-membered heterocycloalkyl;
    • each R5 is independently selected from the group consisting of C1-3 alkyl, C2-3 alkenyl, and H;
    • each R6 is independently selected from the group consisting of C1-3 alkyl, C2-3 alkenyl, and H;
    • M and M′ are independently selected from —C(O)O—, —OC(O)—, —C(O)N(R′)—, —N(R′)C(O)—, —C(O)—, —C(S)—, —C(S)S—, —SC(S)—, —CH(OH)—, —P(O)(OR′)O—, —S(O)2—, —S—S—, an aryl group, and a heteroaryl group;
    • R7 is selected from the group consisting of C1-3 alkyl, C2-3 alkenyl, and H;
    • R8 is selected from the group consisting of C3-6 carbocycle and heterocycle;
    • R9 is selected from the group consisting of H, CN, NO2, C1-6 alkyl, —OR, —S(O)2R, —S(O)2N(R)2, C2-6 alkenyl, C3-6 carbocycle and heterocycle;
    • each R is independently selected from the group consisting of C1-3 alkyl, C2-3 alkenyl, and H;
    • each R′ is independently selected from the group consisting of C1-18 alkyl, C2-18 alkenyl, —R*YR″, —YR″, and H;
    • each R″ is independently selected from the group consisting of C3-14 alkyl and C3-14 alkenyl;
    • each R* is independently selected from the group consisting of C1-12 alkyl and C2-12 alkenyl;
    • each Y is independently a C3-6 carbocycle;
    • each X is independently selected from the group consisting of F, Cl, Br, and I; and
    • m is selected from 5, 6, 7, 8, 9, 10, 11, 12, and 13,
    • or salts or isomers thereof.


In some embodiments, another subset of compounds of Formula (VI) includes those in which:

    • R1 is selected from the group consisting of C5-30 alkyl, C5-20 alkenyl, —R*YR″, —YR″, and —R″M′R′;
    • R2 and R3 are independently selected from the group consisting of H, C1-14 alkyl, C2-14 alkenyl, —R*YR″, —YR″, and —R*OR″, or R2 and R3, together with the atom to which they are attached, form a heterocycle or carbocycle;
    • R4 is selected from the group consisting of a C3-6 carbocycle, —(CH2)nQ, —(CH2), CHQR, —CHQR, —CQ(R)2, and unsubstituted C1-6 alkyl, where Q is selected from a C3-6 carbocycle, a 5 to 14-membered heteroaryl having one or more heteroatoms selected from N, O, and S, —OR, —O(CH2)nN(R)2, —C(O)OR, —OC(O)R, —CX3, —CX2H, —CXH2, —CN, —C(O)N(R)2, —N(R)C(O)R, —N(R)S(O)2R, —N(R)C(O)N(R)2, —N(R)C(S)N(R)2, —CRN(R)2C(O)OR, —N(R)R8, —O(CH2), OR, —N(R)C(═NR9)N(R)2, —N(R)C(═CHR9)N(R)2, —OC(O)N(R)2, —N(R)C(O)OR, —N(OR)C(O)R, —N(OR)S(O)2R, —N(OR)C(O)OR, —N(OR)C(O)N(R)2, —N(OR)C(S)N(R)2, —N(OR)C(═NR9)N(R)2, —N(OR)C(═CHR9)N(R)2, —C(═NR9)R, —C(O)N(R)OR, and —C(═NR9)N(R)2, and each n is independently selected from 1, 2, 3, 4, and 5;
    • each R5 is independently selected from the group consisting of C1-3 alkyl, C2-3 alkenyl, and H;
    • each R6 is independently selected from the group consisting of C1-3 alkyl, C2-3 alkenyl, and H;
    • M and M′ are independently selected from —C(O)O—, —OC(O)—, —C(O)N(R′)—, —N(R′)C(O)—, —C(O)—, —C(S)—, —C(S)S—, —SC(S)—, —CH(OH)—, —P(O)(OR′)O—, —S(O)2—, —S—S—, an aryl group, and a heteroaryl group;
    • R7 is selected from the group consisting of C1-3 alkyl, C2-3 alkenyl, and H;
    • R8 is selected from the group consisting of C3-6 carbocycle and heterocycle;
    • R9 is selected from the group consisting of H, CN, NO2, C1-6 alkyl, —OR, —S(O)2R, —S(O)2N(R)2, C2-6 alkenyl, C3-6 carbocycle and heterocycle;
    • each R is independently selected from the group consisting of C1-3 alkyl, C2-3 alkenyl, and H;
    • each R′ is independently selected from the group consisting of C1-18 alkyl, C2-18 alkenyl, —R*YR″, —YR″, and H;
    • each R″ is independently selected from the group consisting of C3-14 alkyl and C3-14 alkenyl;
    • each R* is independently selected from the group consisting of C1-12 alkyl and C2-12 alkenyl;
    • each Y is independently a C3-6 carbocycle;
    • each X is independently selected from the group consisting of F, Cl, Br, and I; and
    • m is selected from 5, 6, 7, 8, 9, 10, 11, 12, and 13,
    • or salts or isomers thereof.


In some embodiments, another subset of compounds of Formula (VI) includes those in which

    • R1 is selected from the group consisting of C5-30 alkyl, C5-20 alkenyl, —R*YR″, —YR″, and —R″M′R′;
    • R2 and R3 are independently selected from the group consisting of H, C2-14 alkyl, C2-14 alkenyl, —R*YR″, —YR″, and —R*OR″, or R2 and R3, together with the atom to which they are attached, form a heterocycle or carbocycle;
    • R4 is —(CH2)nQ or —(CH2)·CHQR, where Q is —N(R)2, and n is selected from 3, 4, and 5; each R5 is independently selected from the group consisting of C1-3 alkyl, C2-3 alkenyl, and H;
    • each R6 is independently selected from the group consisting of C1-3 alkyl, C2-3 alkenyl, and H;
    • M and M′ are independently selected from —C(O)O—, —OC(O)—, —C(O)N(R′)—, —N(R′)C(O)—, —C(O)—, —C(S)—, —C(S)S—, —SC(S)—, —CH(OH)—, —P(O)(OR′)O—, —S(O)2—, —S—S—, an aryl group, and a heteroaryl group;
    • R7 is selected from the group consisting of C1-3 alkyl, C2-3 alkenyl, and H;
    • each R is independently selected from the group consisting of C1-3 alkyl, C2-3 alkenyl, and H;
    • each R′ is independently selected from the group consisting of C1-18 alkyl, C2-18 alkenyl, —R*YR″, —YR″, and H;
    • each R″ is independently selected from the group consisting of C3-14 alkyl and C3-14 alkenyl;
    • each R* is independently selected from the group consisting of C1-12 alkyl and C1-12 alkenyl;
    • each Y is independently a C3-6 carbocycle;
    • each X is independently selected from the group consisting of F, Cl, Br, and I; and
    • m is selected from 5, 6, 7, 8, 9, 10, 11, 12, and 13,
    • or salts or isomers thereof.


In some embodiments, another subset of compounds of Formula (VI) includes those in which

    • R1 is selected from the group consisting of C5-30 alkyl, C5-20 alkenyl, —R*YR″, —YR″, and —R″M′R′;
    • R2 and R3 are independently selected from the group consisting of C1-14 alkyl, C2-14 alkenyl, —R*YR″, —YR″, and —R*OR″, or R2 and R3, together with the atom to which they are attached, form a heterocycle or carbocycle;
    • R4 is selected from the group consisting of —(CH2)nQ, —(CH2), CHQR, —CHQR, and —CQ(R)2, where Q is —N(R)2, and n is selected from 1, 2, 3, 4, and 5;
    • each R5 is independently selected from the group consisting of C1-3 alkyl, C2-3 alkenyl, and H;
    • each R6 is independently selected from the group consisting of C1-3 alkyl, C2-3 alkenyl, and H;
    • M and M′ are independently selected from —C(O)O—, —OC(O)—, —C(O)N(R′)—, —N(R′)C(O)—, —C(O)—, —C(S)—, —C(S)S—, —SC(S)—, —CH(OH)—, —P(O)(OR′)O—, —S(O)2—, —S—S—, an aryl group, and a heteroaryl group;
    • R7 is selected from the group consisting of C1-3 alkyl, C2-3 alkenyl, and H; each R is independently selected from the group consisting of C1-3 alkyl, C2-3 alkenyl, and H;
    • each R′ is independently selected from the group consisting of C1-18 alkyl, C2-18 alkenyl, —R*YR″, —YR″, and H;
    • each R″ is independently selected from the group consisting of C3-14 alkyl and C3-14 alkenyl;
    • each R* is independently selected from the group consisting of C1-12 alkyl and C1-12 alkenyl;
    • each Y is independently a C3-6 carbocycle;
    • each X is independently selected from the group consisting of F, Cl, Br, and I; and
    • m is selected from 5, 6, 7, 8, 9, 10, 11, 12, and 13,
    • or salts or isomers thereof.


In certain embodiments, a subset of compounds of Formula (VI) includes those of Formula (VI-A):




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or its N-oxide, or a salt or isomer thereof, wherein l is selected from 1, 2, 3, 4, and 5; m is selected from 5, 6, 7, 8, and 9; M1 is a bond or M′; R4 is hydrogen, unsubstituted C1-3 alkyl, or —(CH2)nQ, in which Q is OH, —NHC(S)N(R)2, —NHC(O)N(R)2, —N(R)C(O)R, —N(R)S(O)2R, —N(R)R8, —NHC(═NR9)N(R)2, —NHC(═CHR9)N(R)2, —OC(O)N(R)2, —N(R)C(O)OR, heteroaryl or heterocycloalkyl; M and M′ are independently selected from —C(O)O—, —OC(O)—, —OC(O)—M″-C(O)O—, —C(O)N(R′)—, —P(O)(OR′)O—, —S—S—, an aryl group, and a heteroaryl group; and R2 and R3 are independently selected from the group consisting of H, C1-14 alkyl, and C2-14 alkenyl. For example, m is 5, 7, or 9. For example, Q is OH, —NHC(S)N(R)2, or —NHC(O)N(R)2. For example, Q is —N(R)C(O)R, or —N(R)S(O)2R.


In certain embodiments, a subset of compounds of Formula (VI) includes those of Formula (VI-B):




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or its N-oxide, or a salt or isomer thereof in which all variables are as defined herein. For example, m is selected from 5, 6, 7, 8, and 9; R4 is hydrogen, unsubstituted C1-3 alkyl, or —(CH2)nQ, in which Q is H, —NHC(S)N(R)2, —NHC(O)N(R)2, —N(R)C(O)R, —N(R)S(O)2R, —N(R)R8, —NHC(═NR9)N(R)2, —NHC(═CHR9)N(R)2, —OC(O)N(R)2, —N(R)C(O)OR, heteroaryl or heterocycloalkyl; M and M′ are independently selected from —C(O)O—, —OC(O)—, —OC(O)—M″-C(O)O—, —C(O)N(R′)—, —P(O)(OR′)O—, —S—S—, an aryl group, and a heteroaryl group; and R2 and R3 are independently selected from the group consisting of H, C1-14 alkyl, and C2-14 alkenyl. For example, m is 5, 7, or 9. For example, Q is OH, —NHC(S)N(R)2, or —NHC(O)N(R)2. For example, Q is —N(R)C(O)R, or —N(R)S(O)2R.


In certain embodiments, a subset of compounds of Formula (VI) includes those of Formula (VII):




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or its N-oxide, or a salt or isomer thereof, wherein l is selected from 1, 2, 3, 4, and 5; M1 is a bond or M′; R4 is hydrogen, unsubstituted C1-3 alkyl, or —(CH2)nQ, in which n is 2, 3, or 4, and Q is OH, —NHC(S)N(R)2, —NHC(O)N(R)2, —N(R)C(O)R, —N(R)S(O)2R, —N(R)R8, —NHC(═NR9)N(R)2, —NHC(═CHR9)N(R)2, —OC(O)N(R)2, —N(R)C(O)OR, heteroaryl or heterocycloalkyl; M and M′ are independently selected from —C(O)O—, —OC(O)—, —OC(O)—M″-C(O)O—, —C(O)N(R′)—, —P(O)(OR′)O—, —S—S—, an aryl group, and a heteroaryl group; and R2 and R3 are independently selected from the group consisting of H, C1-14 alkyl, and C2-14 alkenyl.


In one embodiment, the compounds of Formula (VI) are of Formula (VIIa),




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or their N-oxides, or salts or isomers thereof, wherein R4 is as described herein.


In another embodiment, the compounds of Formula (VI) are of Formula (VIIb),




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or their N-oxides, or salts or isomers thereof, wherein R4 is as described herein.


In another embodiment, the compounds of Formula (VI) are of Formula (VIIc) or (VIIe):




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or their N-oxides, or salts or isomers thereof, wherein R4 is as described herein.


In another embodiment, the compounds of Formula (VI) are of Formula (VIIf):




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or their N-oxides, or salts or isomers thereof, wherein M is —C(O)O— or —OC(O)—, M″ is C1-6 alkyl or C2-6 alkenyl, R2 and R3 are independently selected from the group consisting of C5-14 alkyl and C5-14 alkenyl, and n is selected from 2, 3, and 4.


In a further embodiment, the compounds of Formula (VI) are of Formula (VIId),




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or their N-oxides, or salts or isomers thereof, wherein n is 2, 3, or 4; and m, R′, R″, and R2 through R6 are as described herein. For example, each of R2 and R3 may be independently selected from the group consisting of C5-14 alkyl and C5-14 alkenyl.


In some embodiments, an ionizable amino lipid of the disclosure comprises a compound having structure:




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In some embodiments, an ionizable amino lipid of the disclosure comprises a compound having structure:




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In a further embodiment, the compounds of Formula (VI) are of Formula (VIIg),




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or their N-oxides, or salts or isomers thereof, wherein 1 is selected from 1, 2, 3, 4, and 5; m is selected from 5, 6, 7, 8, and 9; M1 is a bond or M′; M and M′ are independently selected from —C(O)O—, —OC(O)—, —OC(O)—M″-C(O)O—, —C(O)N(R′)—, —P(O)(OR′)O—, —S—S—, an aryl group, and a heteroaryl group; and R2 and R3 are independently selected from the group consisting of H, C1-14 alkyl, and C2-14 alkenyl. For example, M″ is C1-6 alkyl (e.g., C1-4 alkyl) or C2-6 alkenyl (e.g. C2-4 alkenyl). For example, R2 and R3 are independently selected from the group consisting of C5-14 alkyl and C5-14 alkenyl.


In some embodiments, the ionizable amino lipids are one or more of the compounds described in U.S. Application Nos. 62/220,091, 62/252,316, 62/253,433, 62/266,460, 62/333,557, 62/382,740, 62/393,940, 62/471,937, 62/471,949, 62/475,140, and 62/475,166, and PCT Application No. PCT/US2016/052352.


The central amine moiety of a lipid according to Formula (VI), (VI-A), (VI-B), (VII), (VIIa), (VIIb), (VIIc), (VIId), (VIIe), (VIIf), or (VIIg) may be protonated at a physiological pH. Thus, a lipid may have a positive or partial positive charge at physiological pH. Such amino lipids may be referred to as cationic lipids, ionizable lipids, cationic amino lipids, or ionizable amino lipids. Amino lipids may also be zwitterionic, i.e., neutral molecules having both a positive and a negative charge.


In some embodiments, the ionizable amino lipids of the present disclosure may be one or more of compounds of formula (VIII),




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or salts or isomers thereof, wherein

    • W is




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    • ring A is







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    • t is 1 or 2;

    • A1 and A2 are each independently selected from CH or N;

    • Z is CH2 or absent wherein when Z is CH2, the dashed lines (1) and (2) each represent a single bond; and when Z is absent, the dashed lines (1) and (2) are both absent;

    • R1, R2, R3, R4, and R5 are independently selected from the group consisting of C5-20 alkyl, C5-20 alkenyl, —R″MR′, —R*YR″, —YR″, and —R*OR″;

    • RX1 and RX2 are each independently H or C1-3 alkyl;

    • each M is independently selected from the group consisting of —C(O)O—, —OC(O)—, —OC(O)O—, —C(O)N(R′)—, —N(R′)C(O)—, —C(O)—, —C(S)—, —C(S)S—, —SC(S)—, —CH(OH)—, —P(O)(OR′)O—, —S(O)2—, —C(O)S—, —SC(O)—, an aryl group, and a heteroaryl group;

    • M* is C1-C6 alkyl,

    • W1 and W2 are each independently selected from the group consisting of —O— and —N(R6)—;

    • each R6 is independently selected from the group consisting of H and C1-5 alkyl;

    • X1, X2, and X3 are independently selected from the group consisting of a bond, —CH2—, —(CH2)2—, —CHR—, —CHY—, —C(O)—, —C(O)O—, —OC(O)—, —(CH2)n—C(O)—, —C(O)—(CH2)n—, —(CH2)n—C(O)O—, —OC(O)—(CH2), —, —(CH2)n—OC(O)—, —C(O)O—(CH2), —, —CH(OH)—, —C(S)—, and —CH(SH)—;

    • each Y is independently a C3-6 carbocycle;

    • each R* is independently selected from the group consisting of C1-12 alkyl and C2-12 alkenyl;

    • each R is independently selected from the group consisting of C1-3 alkyl and a C3-6 carbocycle;

    • each R′ is independently selected from the group consisting of C1-12 alkyl, C2-12 alkenyl, and H;

    • each R″ is independently selected from the group consisting of C3-12 alkyl, C3-12 alkenyl and —R*MR′; and

    • n is an integer from 1-6;

    • wherein when ring A is







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then

    • i) at least one of X1, X2, and X3 is not —CH2—; and/or
    • ii) at least one of R1, R2, R3, R4, and R5 is —R″MR′.


In some embodiments, the compound is of any of formulae (VIIIa1)-(VIIIa8):




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In some embodiments, the ionizable amino lipid is




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or a salt thereof.


The central amine moiety of a lipid according to Formula (VIII), (VIIIa1), (VIIIa2), (VIIIa3), (VIIIa4), (VIIIa5), (VIIIa6), (VIIIa7), or (VIIIa8) may be protonated at a physiological pH. Thus, a lipid may have a positive or partial positive charge at physiological pH.


In some embodiments, the lipid nanoparticle comprises a lipid having the structure:




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or a pharmaceutically acceptable salt, tautomer, or stereoisomer thereof, wherein:

    • R1 is optionally substituted C1-C24 alkyl or optionally substituted C2-C24 alkenyl;
    • R2 and R3 are each independently optionally substituted C1-C36 alkyl;
    • R4 and R5 are each independently optionally substituted C1-C6 alkyl, or R4 and R5 join, along with the N to which they are attached, to form a heterocyclyl or heteroaryl;
    • L1, L2, and L3 are each independently optionally substituted C1-C18 alkylene;
    • G1 is a direct bond, —(CH2)nO(C=O)—, —(CH2)n(C═O)O—, or —(C═O)—;
    • G2 and G3 are each independently —(C═O)O— or —O(C═O)—; and n is an integer greater than 0.


In some embodiments, the lipid nanoparticle comprises a lipid having the structure:




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or a pharmaceutically acceptable salt, tautomer, or stereoisomer thereof, wherein:

    • G1 is —N(R3)R4 or —OR′;
    • R1 is optionally substituted branched, saturated or unsaturated C12-C36 alkyl;
    • R2 is optionally substituted branched or unbranched, saturated or unsaturated C12-C36alkyl when L is —C(═O)—; or R2 is optionally substituted branched or unbranched, saturated or unsaturated C4-C36 alkyl when L is C6-C12 alkylene, C6-C12 alkenylene, or C2-C6 alkynylene;
    • R3 and R4 are each independently H, optionally substituted branched or unbranched, saturated or unsaturated C1-C6 alkyl; or R3 and R4 are each independently optionally substituted branched or unbranched, saturated or unsaturated C1-C6 alkyl when L is C6-C12 alkylene, C6-C12 alkenylene, or C2-C6 alkynylene; or R3 and R4, together with the nitrogen to which they are attached, join to form a heterocyclyl;
    • R5 is H or optionally substituted C1-C6 alkyl;
    • L is —C(═O)—, C6-C12 alkylene, C6-C12 alkenylene, or C2-C6 alkynylene; and
    • n is an integer from 1 to 12.


In some embodiments, the lipid nanoparticle comprises a lipid having the structure:




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or a pharmaceutically acceptable salt thereof, wherein:

    • each R1a is independently hydrogen, R1c, or R1d;
    • each R1b is independently R1c or R1d;
    • each R1C is independently —[CH2]2C(O)X1R3;
    • each R1d Is independently —C(O)R4;
    • each R2 is independently —[C(R2a)2]cR2b;
    • each R2a is independently hydrogen or C1-C6 alkyl;
    • R2 is —N(L1-B)2; —(OCH CH2)6OH; or —(OCH2CH2)bOCH3;
    • each R3 and R4 is independently C6-C30 aliphatic;
    • each I.3 is independently C1-C10 alkylene;
    • each B is independently hydrogen or an ionizable nitrogen-containing group;
    • each X1 is independently a covalent bond or 0;
    • each a is independently an integer of 1-10;
    • each b is independently an integer of 1-10; and
    • each c is independently an integer of 1-10.


In some embodiments, the lipid nanoparticle comprises a lipid having the structure:




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or a pharmaceutically acceptable salt, prodrug or stereoisomer thereof, wherein:

    • X is N, and Y is absent; or X is CR, and Y is NR;
    • L1 is —O(C—O)R1, —(C═O)OR1, —C(═O)R1, —OR1, —S(O)XR1, —S—SR1, —C(═O)SR1, —SC(═O)R1, —NRaC(═O)R1, —C(═O)NRbRc, —NRaC(═O)NRbRc, —OC(═O)NRbRc, or —NRaC(═O)OR1;
    • L2 is —O(C═O)R2, —(C═O)OR2, —C(═O)R2, —OR2, —S(O)XR2, —S—SR2, —C(═O)SR2, —SC(═O)R2, —NRdC(═O)R2, —C(═O)NReRf, —NRdC(═O)NReRf, —OC(═O)NReRf; —NRdC(═O)OR2 or a direct bond to R2.
    • L3 is —O(C═O)R3 or —(C═O)OR3;
    • G1 and G2 are each independently C2-C12 alkylene or C2-C12 alkenylene;
    • G3 is C1-C24 alkylene, C2-C24 alkenylene, C1-C24 heteroalkylene or C2-C24 heteroalkenylene when X is CR, and Y is NR; and G3 is C1-C24 heteroalkylene or C2-C24 heteroalkenylene when X is N, and Y is absent;
    • Ra, Rb, Rd and Re are each independently H or C1-C12 alkyl or C1-C12 alkenyl;
    • Rc and Rf are each independently C1-C12 alkyl or C2-C12 alkenyl;
    • each R is independently H or C1-C12 alkyl;
    • R1, R2 and R3 are each independently C1-C24 alkyl or C2-C24 alkenyl; and x is 0, 1 or 2, and
    • wherein each alkyl, alkenyl, alkylene, alkenylene, heteroalkylene and heteroalkenylene is independently substituted or unsubstituted unless otherwise specified.


In some embodiments, the lipid nano article comprises a lipid having the structure:




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or a pharmaceutically acceptable salt, tautomer, prodrug or stereoisomer thereof, wherein:

    • L1 and L2 are each independently -0(C═O)—, —(C═O)0—, —C(═O)—, —O—, —S(O)x-s —S—S—, —C(═O)S—, —SC(═O)—, —NRC(═O)—, —C(═O)NR—, —NRC(═O)NR—, —OC(═O)NR—, —NRC(═O)O—or a direct bond;
    • G1 is C, —C2 alkylene, —(C═O)—, -0(C═O)—, —SC(═O)—, —NRC(═O)—or a direct bond;
    • G2 is —C(O)—, —(CO)O—, —C(═O)S—, —C(═O)NR—or a direct bond;
    • G3 is C1-C6 alkylene;
    • Ra is H or C1-C12 alkyl;
    • R1a and R1b are, at each occurrence, independently either: (a) H or C1-C12 alkyl; or (b) R1a is H or C1-C12 alkyl, and R1b together with the carbon atom to which it is bound is taken together with an adjacent R1b and the carbon atom to which it is bound to form a carbon-carbon double bond;
    • R2a and R2b are, at each occurrence, independently either: (a) H or C1-C12 alkyl; or (b) R2a is H or C1-C12 alkyl, and R2b together with the carbon atom to which it is bound is taken together with an adjacent R2b and the carbon atom to which it is bound to form a carbon-carbon double bond;
    • R3a and R3b are, at each occurrence, independently either (a): H or C1-C12 alkyl; or (b) R3a is H or C1-C12 alkyl, and R3b together with the carbon atom to which it is bound is taken together with an adjacent R and the carbon atom to which it is bound to form a carbon-carbon double bond;
    • R4A and R4B are, at each occurrence, independently either: (a) H or C1-C12 alkyl; or (b) R4A is H or C1-C12 alkyl, and R4B together with the carbon atom to which it is bound is taken together with an adjacent R4B and the carbon atom to which it is bound to form a carbon-carbon double bond;
    • R5 and R6 are each independently H or methyl;
    • R7 is H or C, —C20 alkyl;
    • R8 is OH, —N(R9)(C═O)R10, —(C═O)NR9R10, —NR9R10, —(C═O)OR″ 1 or —O(C═O)R″, provided that G3 is C4-C6 alkylene when R8 is —NR9R10,
    • R9 and R10 are each independently H or C1-C12 alkyl;
    • R″ is aralkyl;
    • a, b, c and d are each independently an integer from 1 to 24; and x is 0, 1 or 2,
    • wherein each alkyl, alkylene and aralkyl is optionally substituted.


In some embodiments, the lipid nanoparticle comprises a lipid having the structure:




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or a pharmaceutically acceptable salt, prodrug or stereoisomer thereof, wherein:

    • X and X′ are each independently N or CR;
    • Y and Y′ are each independently absent, —O(C═O)—, —(C═O)O—or NR, provided that:
      • a) Y is absent when X is N;
      • b) Y′ is absent when X′ is N;
      • c) Y is —O(C═O)—, —(C═O)O—or NR when X is CR; and
      • d) Y′ is —O(C═O)—, —(C═O)O—or NR when X′ is CR,
    • L1 and L1′ are each independently —O(C═O)R′, —(C═O)OR′, —C(═O)R′, —OR1, —S(O)zR′, —S—SR1, —C(═O)SR′, —SC(═O)R′, —NRC(═O)R′, —C(═O)NRbRc, —NRC(═O)NRbRc, —OC(═O)NRbR′ or —NRC(═O)OR′;
    • L2 and L2′ are each independently —O(C═O)R2, —(C═O)OR2, —C(═O)R2, —OR2, —S(O)zR2, —S—SR2, —C(═O)SR2, —SC(═O)R2, —NRdC(═O)R2, —C(═O)NReRf, —NRdC(═O)NReRf, —OC(═O)NReRf; —NRdC(═O)OR2 or a direct bond to R2.
    • G1. G1′, G2 and G2′ are each independently C2-C12 alkylene or C2-C12 alkenylene;
    • G is C2-C24 heteroalkylene or C2-C24 heteroalkenylene;
    • Ra, Rb, Rd and Re are, at each occurrence, independently H, C1-C12 alkyl or C2-C12 alkenyl;
    • Rc and Rf are, at each occurrence, independently C1-C12 alkyl or C2-C12 alkenyl;
    • R is, at each occurrence, independently H or C1-C12 alkyl;
    • R1 and R2 are, at each occurrence, independently branched C6-C24 alkyl or branched C6-C24 alkenyl;
    • z is 0, 1 or 2, and wherein each alkyl, alkenyl, alkylene, alkenylene, heteroalkylene and heteroalkenylene is independently substituted or unsubstituted unless otherwise specified.


In some embodiments, the lipid nanoparticle comprises a lipid having the structure:




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or a pharmaceutically acceptable salt, prodrug or stereoisomer thereof, wherein:

    • L1 is —O(C═O)R1, —(C═O)OR1, —C(═O)R1, —OR′, —S(O)xR1, —S—SR1, —C(═O)SR1, —SC(═O)R1, —NRaC(═O)R1, —C(═O)NRbRc, —NRaC(═O)NRbRc, —OC(═O)NRbRc or —NRaC(═O)OR1;
    • L2 is —O(C═O)R2, —(C═O)OR2, —C(═O)R2, —OR2, —S(O)XR2, —S—SR2, —C(═O)SR2, —SC(═O)R2, —NRdC(═O)R2, —C(═O)NReRf, —NRdC(═O)NReRf, —OC(═O)NReRf; —NRdC(═O)OR2 or a direct bond to R2.
    • G1 and G2 are each independently C2-C12 alkylene or C2-C12 alkenylene;
    • G3 is C1-C24 alkylene, C2-C24 alkenylene, C3-C8 cycloalkylene or C3-C8 cycloalkenylene;
    • Ra, Rb, Rd and Re are each independently H or C1-C12 alkyl or C1-C12 alkenyl;
    • R′ and Rf are each independently C1-C12 alkyl or C2-C12 alkenyl;
    • R1 and R2 are each independently branched C6-C24 alkyl or branched C6-C24 alkenyl;
    • R3 is —N(R4)R5;
    • R4 is C1-C12 alkyl;
    • R5 is substituted C1-C12 alkyl; and
    • x is 0, 1 or 2, and
    • wherein each alkyl, alkenyl, alkylene, alkenylene, cycloalkylene, cycloalkenylene, aryl and aralkyl is independently substituted or unsubstituted unless otherwise specified.


In some embodiments, the lipid nanoparticle comprises a lipid having the structure:




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or a pharmaceutically acceptable salt, prodrug or stereoisomer thereof, wherein:

    • L1 is —O(C═O)R1, —(C═O)OR1, —C(═O)R1, —OR1, —S(O)XR1, —S—SR1, —C(═O)SR1, —SC(═O)R1, —NRaC(═O)R1, —C(═O)NRbRc, —NRaC(═O)NRbRc, —OC(═O)NRbRc or —NRaC(═O)OR1;
    • L2 is —O(C═O)R2, —(C═O)OR2, —C(═O)R2, —OR2, —S(O)XR2, —S—SR2, —C(═O)SR2, —SC(═O)R2, —NRdC(═O)R2, —C(═O)NReRf, —NRdC(═O)NReRf, —OC(═O)NReRf; —NRdC(═O)OR2 or a direct bond to R2;
    • G1a and G2b are each independently C2-C12 alkylene or C2-C12 alkenylene;
    • G1b and G2b are each independently C1-C12 alkylene or C2-C12 alkenylene;
    • G3 is C1-C24 alkylene, C2-C24 alkenylene, C3-C8 cycloalkylene or C3-C8 cycloalkenylene;
    • Ra, Rb, Rd and Re are each independently H or C1-C12 alkyl or C2-C12 alkenyl;
    • R′ and Rf are each independently C1-C12 alkyl or C2-C12 alkenyl;
    • R1 and R2 are each independently branched C6-C24 alkyl or branched C6-C24 alkenyl;
    • R3a is —C(═O)N(R4a)R5a or —C(═O)OR6;
    • R3b is —NR4bC(═O)R5b;
    • R4a is C1-C12 alkyl;
    • R4b is H, C1-C12 alkyl or C2-C12 alkenyl;
    • R5a is H, C1-C8 alkyl or C2-C8 alkenyl;
    • R5b is C2-C12 alkyl or C2-C12 alkenyl when R4b is H; or R5b is C1-C12 alkyl or C2-C12 alkenyl when R4b is C1-C12 alkyl or C2-C12 alkenyl;
    • R6 is H, aryl or aralkyl; and
    • x is 0, 1 or 2, and
    • wherein each alkyl, alkenyl, alkylene, alkenylene, cycloalkylene, cycloalkenylene, aryl and aralkyl is independently substituted or unsubstituted.


In some embodiments, the lipid nanoparticle comprises a lipid having the structure:




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or a pharmaceutically acceptable salt, prodrug or stereoisomer thereof, wherein:

    • G1 is —OH, —R3R4, —(C═O) R5 or —R3(C═O)R5;
    • G2 is —CH2— or —(C═O)—;
    • R is, at each occurrence, independently H or OH;
    • R1 and R2 are each independently optionally substituted branched, saturated or unsaturated C12-C36 alkyl;
    • R3 and R4 are each independently H or optionally substituted straight or branched, saturated or unsaturated C1-C6 alkyl;
    • R5 is optionally substituted straight or branched, saturated or unsaturated C1-C6 alkyl; and
    • n is an integer from 2 to 6.


In some embodiments, the lipid nanoparticle comprises a lipid having the structure:




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or a pharmaceutically acceptable salt, prodrug or stereoisomer thereof, wherein:

    • one of G1 or G2 is, at each occurrence, —O(C═O)—, —(C═O)O—, —C(═O)—, —O—, —S(O), —S—S —C(═O)S—, SC(═O)—, —N(R)C(═O)—, —C(═O)N(R)—, —N(R)C(═O)N(R)—, —OC(═O)N(R)—or —N(R)C(═O)O—, and the other of G1 or G2 is, at each occurrence, —O(C═O)—, —(C═O)O—, —C(═O)—, —O—, —S(O), —S—S—, —C(═O)S—, —SC(═O)—, —N(Ra)C(═O)—, —C(═O)N(Ra)—, —N(Ra)C(═O)N(Ra)—, —OC(═O)N(Ra)—or —N(Ra)C(═O)O—or a direct bond;
    • L is, at each occurrence, —O(C═O)—, wherein ˜ represents a covalent bond to X;
    • X is CRa;
    • Z is alkyl, cycloalkyl or a monovalent moiety comprising at least one polar functional group when n is 1; or Z is alkylene, cycloalkylene or a polyvalent moiety comprising at least one polar functional group when n is greater than 1;
    • Ra is, at each occurrence, independently H, C1-C12 alkyl, C1-C12 hydroxylalkyl, C1-C12 aminoalkyl, C1-C12 alkylaminylalkyl, C1-C12 alkoxyalkyl, C1-C12 alkoxycarbonyl, C1-C12 alkylcarbonyloxy, C1-C12 alkylcarbonyloxyalkyl or C1-C12 alkylcarbonyl;
    • R is, at each occurrence, independently either: (a) H or C1-C12 alkyl; or (b) R together with the carbon atom to which it is bound is taken together with an adjacent R and the carbon atom to which it is bound to form a carbon-carbon double bond;
    • R1 and R2 have, at each occurrence, the following structure, respectively:




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    • a1 and a2 are, at each occurrence, independently an integer from 3 to 12; b1 and b2 are, at each occurrence, independently 0 or 1;

    • c1 and c2 are, at each occurrence, independently an integer from 5 to 10; d1 and d2 are, at each occurrence, independently an integer from 5 to 10; y is, at each occurrence, independently an integer from 0 to 2; and n is an integer from 1 to 6,

    • wherein each alkyl, alkylene, hydroxylalkyl, aminoalkyl, alkylaminylalkyl, alkoxyalkyl, alkoxycarbonyl, alkylcarbonyloxy, alkylcarbonyloxyalkyl and alkylcarbonyl is optionally substituted with one or more substituent.





In some embodiments, the lipid nanoparticle comprises a lipid having the structure:




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or a pharmaceutically acceptable salt, prodrug or stereoisomer thereof, wherein:

    • one of L1 or L2 is —O(C═O)—, —(C═O)O—, —C(═O)—, —O—, —S(O)x—, —S—S—, —C(═O)S—, —SC(═O)—, —RC(═O)—, —C(═O) Ra—, RaC(═O) Ra—, —OC(═O) Ra—or —RC(═O)O—, and the other of L1 or L2 is —O(C═O)—, —(C═O)O—, —C(═O)—, —O—, —S(O)x—, —S—S—, —C(═O)S—, SC(═O)—, —RC(═O)—, —C(═O) Ra—, —RaC(═O) Ra—, —OC(═O) Ra—or —NRaC(═O)O—or a direct bond;
    • G1 and G2 are each independently unsubstituted C1-C12 alkylene or C1-C12 alkenylene;
    • G3 is C1-C24 alkylene, C1-C24 alkenylene, C3-C8 cycloalkylene, C3-C8 cycloalkenylene;
    • Ra is H or C1-C12 alkyl;
    • R1 and R2 are each independently C6-C24 alkyl or C6-C24 alkenyl;
    • R3 is H, OR′, CN, —C(═O)OR4, —OC(═O)R4 or —R5C(═O)R4;
    • R4 is C1-C12 alkyl;
    • R5 is H or C1-C6 alkyl; and
    • x is 0, 1 or 2.


In some embodiments, the lipid nanoparticle comprises a lipid having the structure:




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or a pharmaceutically acceptable salt, tautomer, prodrug or stereoisomer thereof, wherein:

    • L1 and L2 are each independently -0(C═O)—, —(C═O)0—, —C(═O)—, —O—, —S(O)x—, —S—S—, —C(═O)S—, —SC(═O)—, —RC(═O)—, —C(═O) Ra—, —RaC(═O) Ra—, —OC(═O) Ra—, —RC(═O)O—or a direct bond;
    • G1 is C1-C2 alkylene, —(C═O)—, -0(C═O)—, —SC(═O)—, —RC(═O)—or a direct bond: G2 is —C(═O)—, —(C═O)0—, —C(═O)S—, —C(═O)NR—or a direct bond;
    • G3 is C1-C6 alkylene;
    • Ra is H or C1-C12 alkyl;
    • R1a and R1b are, at each occurrence, independently either: (a) H or C1-C12 alkyl; or (b) R1a is H or C1-C12 alkyl, and R1b together with the carbon atom to which it is bound is taken together with an adjacent R1b and the carbon atom to which it is bound to form a carbon-carbon double bond;
    • R2a and R2b are, at each occurrence, independently either: (a) H or C1-C12 alkyl; or (b) R2a is H or C1-C12 alkyl, and R2b together with the carbon atom to which it is bound is taken together with an adjacent R2b and the carbon atom to which it is bound to form a carbon-carbon double bond;
    • R3a and R3b are, at each occurrence, independently either (a): H or C1-C12 alkyl; or (b) R3a is H or C1-C12 alkyl, and R3b together with the carbon atom to which it is bound is taken together with an adjacent R and the carbon atom to which it is bound to form a carbon-carbon double bond;
    • R4a and R4b are, at each occurrence, independently either: (a) H or C1-C12 alkyl; or (b) R4a is H or C1-C12 alkyl, and R4b together with the carbon atom to which it is bound is taken together with an adjacent R4b and the carbon atom to which it is bound to form a carbon-carbon double bond;
    • R5 and R6 are each independently H or methyl;
    • R7 is C4-C20 alkyl;
    • R8 and R9 are each independently C1-C12 alkyl; or R8 and R9, together with the nitrogen atom to which they are attached, form a 5, 6 or 7-membered heterocyclic ring;
    • a, b, c and d are each independently an integer from 1 to 24; and x is 0, 1 or 2.


In some embodiments, the lipid nanoparticle comprises a lipid having the structure:




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or a pharmaceutically acceptable salt, tautomer, prodrug or stereoisomer thereof, wherein:

    • L1 and L2 are each independently -0(C═O)—, —(C═O)0—or a carbon-carbon double bond;
    • R1a and R1b are, at each occurrence, independently either (a) H or C1-C12 alkyl, or (b) R1a is H or C1-C12 alkyl, and R1b together with the carbon atom to which it is bound is taken together with an adjacent R1b and the carbon atom to which it is bound to form a carbon-carbon double bond;
    • R2a and R2b are, at each occurrence, independently either (a) H or C1-C12 alkyl, or (b) R2a is H or C1-C12 alkyl, and R2b together with the carbon atom to which it is bound is taken together with an adjacent R2b and the carbon atom to which it is bound to form a carbon-carbon double bond;
    • R3a and R3b are, at each occurrence, independently either (a) H or C1-C12 alkyl, or (b) R3a is H or C1-C12 alkyl, and R3b together with the carbon atom to which it is bound is taken together with an adjacent R3b and the carbon atom to which it is bound to form a carbon-carbon double bond;
    • R4a and R4b are, at each occurrence, independently either (a) H or C1-C12 alkyl, or (b) R4a is H or C1-C12 alkyl, and R4b together with the carbon atom to which it is bound is taken together with an adjacent R4b and the carbon atom to which it is bound to form a carbon-carbon double bond;
    • R5 and R6 are each independently methyl or cycloalkyl;
    • R7 is, at each occurrence, independently H or C1-C12 alkyl; R8 and R9 are each independently unsubstituted C1-C12 alkyl; or R8 and R9, together with the nitrogen atom to which they are attached, form a 5, 6 or 7-membered heterocyclic ring comprising one nitrogen atom;
    • a and d are each independently an integer from 0 to 24; b and c are each independently an integer from 1 to 24; and e is 1 or 2,
    • provided that:
    • at least one of R1, R2a, R3a or R4a is C1-C12 alkyl, or at least one of L1 or L2 is -0(C═O)—or —(C═O)0—; and
    • R1a and R1b are not isopropyl when a is 6 or n-butyl when a is 8.


In some embodiments, the lipid nanoparticle comprises a lipid having the structure:




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or a pharmaceutically acceptable salt thereof, wherein

    • R1 and R2 are the same or different, each a linear or branched alkyl with 1-9 carbons, or as alkenyl or alkynyl with 2 to 11 carbon atoms,
    • L1 and L2 are the same or different, each a linear alkyl having 5 to 18 carbon atoms, or form a heterocycle with N,
    • X1 is a bond, or is -CG-G- whereby L2-CO—O—R2 is formed,
    • X2 is S or O,
    • L3 is a bond or a lower alkyl, or form a heterocycle with N,
    • R3 is a lower alkyl, and
    • R4 and R5 are the same or different, each a lower alkyl.


In some embodiments, the lipid nanoparticle comprises an ionizable lipid having the structure:




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or a pharmaceutically acceptable salt thereof.


In some embodiments, the lipid nanoparticle comprises a lipid having the structure:




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or a pharmaceutically acceptable salt thereof.


In some embodiments, the lipid nanoparticle comprises a lipid having the structure:




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or a pharmaceutically acceptable salt thereof.


In some embodiments, the lipid nanoparticle comprises a lipid having the structure:




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or a pharmaceutically acceptable salt thereof.


In some embodiments, the lipid nanoparticle comprises a lipid havin the structure:




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or a pharmaceutically acceptable salt thereof.


In some embodiments, the lipid nanoparticle comprises a lipid having the structure:




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or a pharmaceutically acceptable salt thereof.


In some embodiments, the lipid nanoparticle comprises a lipid having the structure:




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or a pharmaceutically acceptable salt thereof.


In some embodiments, the lipid nanoparticle comprises a lipid having the structure:




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or a pharmaceutically acceptable salt thereof.


In some embodiments the lipid nanoparticle comprises a lipid having the structure:




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or a pharmaceutically acceptable salt thereof.


In some embodiments, the lipid nanoparticle comprises a lipid having the structure:




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or a pharmaceutically acceptable salt thereof.


Non-Cationic Lipids

In certain embodiments, the lipid nanoparticles provided herein comprise one or more non-cationic lipids. Non-cationic lipids may be phospholipids.


In some embodiments, the lipid nanoparticle comprises 5-25 mol % non-cationic lipid. For example, the lipid nanoparticle may comprise 5-20 mol %, 5-15 mol %, 5-10 mol %, 10-25 mol %, 10-20 mol %, 10-25 mol %, 15-25 mol %, 15-20 mol %, or 20-25 mol % non-cationic lipid. In some embodiments, the lipid nanoparticle comprises 5 mol %, 10 mol %, 15 mol %, 20 mol %, or 25 mol % non-cationic lipid.


In some embodiments, a non-cationic lipid comprises 1,2-distearoyl-sn-glycero-3-phosphocholine (DSPC), 1,2-dioleoyl-sn-glycero-3-phosphoethanolamine (DOPE), 1,2-dilinoleoyl-sn-glycero-3-phosphocholine (DLPC), 1,2-dimyristoyl-sn-gly cero-phosphocholine (DMPC), 1,2-dioleoyl-sn-glycero-3-phosphocholine (DOPC), 1,2-dipalmitoyl-sn-glycero-3-phosphocholine (DPPC), 1,2-diundecanoyl-sn-glycero-phosphocholine (DUPC), 1-palmitoyl-2-oleoyl-sn-glycero-3-phosphocholine (POPC), 1,2-di-O-octadecenyl-sn-glycero-3-phosphocholine (18:0 Diether PC), 1-oleoyl-2 cholesterylhemisuccinoyl-sn-glycero-3-phosphocholine (OChemsPC), 1-hexadecyl-sn-glycero-3-phosphocholine (C16 Lyso PC), 1,2-dilinolenoyl-sn-glycero-3-phosphocholine,1,2-diarachidonoyl-sn-glycero-3-phosphocholine, 1,2-didocosahexaenoyl-sn-glycero-3-phosphocholine, 1,2-diphytanoyl-sn-glycero-3-phosphoethanolamine (ME 16.0 PE), 1,2-distearoyl-sn-glycero-3-phosphoethanolamine, 1,2-dilinoleoyl-sn-glycero-3-phosphoethanolamine, 1,2-dilinolenoyl-sn-glycero-3-phosphoethanolamine, 1,2-diarachidonoyl-sn-glycero-3-phosphoethanolamine, 1,2-didocosahexaenoyl-sn-glycero-3-phosphoethanolamine, 1,2-dioleoyl-sn-glycero-3-phospho-rac-(1-glycerol) sodium salt (DOPG), sphingomyelin, and mixtures thereof.


In some embodiments, the lipid nanoparticle comprises 5-15 mol %, 5-10 mol %, or 10-15 mol % DSPC. For example, the lipid nanoparticle may comprise 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, or 15 mol % DSPC.


In certain embodiments, the lipid composition of the lipid nanoparticle composition disclosed herein can comprise one or more phospholipids, for example, one or more saturated or (poly)unsaturated phospholipids or a combination thereof. In general, phospholipids comprise a phospholipid moiety and one or more fatty acid moieties.


A phospholipid moiety can be selected, for example, from the non-limiting group consisting of phosphatidyl choline, phosphatidyl ethanolamine, phosphatidyl glycerol, phosphatidyl serine, phosphatidic acid, 2-lysophosphatidyl choline, and a sphingomyelin.


A fatty acid moiety can be selected, for example, from the non-limiting group consisting of lauric acid, myristic acid, myristoleic acid, palmitic acid, palmitoleic acid, stearic acid, oleic acid, linoleic acid, alpha-linolenic acid, erucic acid, phytanoic acid, arachidic acid, arachidonic acid, eicosapentaenoic acid, behenic acid, docosapentaenoic acid, and docosahexaenoic acid.


Particular phospholipids can facilitate fusion to a membrane. For example, a cationic phospholipid can interact with one or more negatively charged phospholipids of a membrane (e.g., a cellular or intracellular membrane). Fusion of a phospholipid to a membrane can allow one or more elements (e.g., a therapeutic agent) of a lipid-containing composition (e.g., LNPs) to pass through the membrane permitting, e.g., delivery of the one or more elements to a target tissue.


Non-natural phospholipid species including natural species with modifications and substitutions including branching, oxidation, cyclization, and alkynes are also contemplated. For example, a phospholipid can be functionalized with or cross-linked to one or more alkynes (e.g., an alkenyl group in which one or more double bonds is replaced with a triple bond). Under appropriate reaction conditions, an alkyne group can undergo a copper-catalyzed cycloaddition upon exposure to an azide. Such reactions can be useful in functionalizing a lipid bilayer of a nanoparticle composition to facilitate membrane permeation or cellular recognition or in conjugating a nanoparticle composition to a useful component such as a targeting or imaging moiety (e.g., a dye).


Phospholipids include, but are not limited to, glycerophospholipids such as phosphatidylcholines, phosphatidylethanolamines, phosphatidylserines, phosphatidylinositols, phosphatidy glycerols, and phosphatidic acids. Phospholipids also include phosphosphingolipid, such as sphingomyelin.


In some embodiments, a phospholipid comprises 1,2-distearoyl-sn-glycero-3-phosphocholine (DSPC), 1,2-Distearoyl-sn-glycero-3-phosphoethanolamine (DSPE), 1,2-dioleoyl-sn-glycero-3-phosphoethanolamine (DOPE), 1,2-dilinoleoyl-sn-glycero-3-phosphocholine (DLPC), 1,2-dimyristoyl-sn-gly cero-phosphocholine (DMPC), 1,2-dioleoyl-sn-glycero-3-phosphocholine (DOPC), 1,2-dipalmitoyl-sn-glycero-3-phosphocholine (DPPC), 1,2-diundecanoyl-sn-glycero-phosphocholine (DUPC), 1-palmitoyl-2-oleoyl-sn-glycero-3-phosphocholine (POPC), 1,2-di-O-octadecenyl-sn-glycero-3-phosphocholine (18:0 Diether PC), 1-oleoyl-2 cholesterylhemisuccinoyl-sn-glycero-3-phosphocholine (OChemsPC), 1-hexadecyl-sn-glycero-3-phosphocholine (C16 Lyso PC), 1,2-dilinolenoyl-sn-glycero-3-phosphocholine,1,2-diarachidonoyl-sn-glycero-3-phosphocholine, 1,2-didocosahexaenoyl-sn-glycero-3-phosphocholine, 1,2-diphytanoyl-sn-glycero-3-phosphoethanolamine (ME 16.0 PE), 1,2-distearoyl-sn-glycero-3-phosphoethanolamine, 1,2-dilinoleoyl-sn-glycero-3-phosphoethanolamine, 1,2-dilinolenoyl-sn-glycero-3-phosphoethanolamine, 1,2-diarachidonoyl-sn-glycero-3-phosphoethanolamine, 1,2-didocosahexaenoyl-sn-glycero-3-phosphoethanolamine, 1,2-dioleoyl-sn-glycero-3-phospho-rac-(1-glycerol) sodium salt (DOPG), sphingomyelin, and mixtures thereof.


In certain embodiments, a phospholipid is an analog or variant of DSPC. In certain embodiments, the phospholipid is a compound of Formula (IX):




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or a salt thereof, wherein:

    • each R1 is independently optionally substituted alkyl; or optionally two R1 are joined together with the intervening atoms to form optionally substituted monocyclic carbocyclyl or optionally substituted monocyclic heterocyclyl; or optionally three R1 are joined together with the intervening atoms to form optionally substituted bicyclic carbocyclyl or optionally substitute bicyclic heterocyclyl;
    • n is 1, 2, 3, 4, 5, 6, 7, 8, 9, or 10;
    • m is 0, 1, 2, 3, 4, 5, 6, 7, 8, 9, or 10;


A is of the formula:




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    • each instance of L2 is independently a bond or optionally substituted C1-6 alkylene, wherein one methylene unit of the optionally substituted C1-6 alkylene is optionally replaced with O, N(RN), S, C(O), C(O)N(RN), NRNC(O), C(O)O, OC(O), OC(O)O, OC(O)N(RN), —NRNC(O)O, or NRNC(O)N(RN);

    • each instance of R2 is independently optionally substituted C1-30 alkyl, optionally substituted C1-30 alkenyl, or optionally substituted C1-30 alkynyl; optionally wherein one or more methylene units of R2 are independently replaced with optionally substituted carbocyclylene, optionally substituted heterocyclylene, optionally substituted arylene, optionally substituted heteroarylene, N(RN), O, S, C(O), C(O)N(RN), NRNC(O), NRNC(O)N(RN), C(O)O, OC(O), —OC(O)O, OC(O)N(RN), NRNC(O)O, C(O)S, SC(O), C(═NRN), C(═NRN)N(RN), NRNC(═NRN), NRNC(═NRN)N(RN), C(S), C(S)N(RN), NRNC(S), NRNC(S)N(RN), S(O) OS(O), S(O)0, —OS(O)O, OS(O)2, S(O)2O, OS(O)2O, N(RN)S(O), S(O)N(RN), N(RN)S(O)N(RN), OS(O)N(RN), —N(RN)S(O)O, S(O)2, N(RN)S(O)2, S(O)2N(RN), N(RN)S(O)2N(RN), OS(O)2N(RN), or —N(RN)S(O)2O;

    • each instance of RN is independently hydrogen, optionally substituted alkyl, or a nitrogen protecting group;

    • Ring B is optionally substituted carbocyclyl, optionally substituted heterocyclyl, optionally substituted aryl, or optionally substituted heteroaryl; and

    • p is 1 or 2;

    • provided that the compound is not of the formula:







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    • wherein each instance of R is independently unsubstituted alkyl, unsubstituted alkenyl, or unsubstituted alkynyl.





In some embodiments, the phospholipids may be one or more of the phospholipids described in PCT Application No. PCT/US2018/037922.


In some embodiments, the lipid nanoparticle comprises a molar ratio of 5-25% phospholipid relative to the other lipid components. For example, the lipid nanoparticle may comprise a molar ratio of 5-30%, 5-15%, 5-10%, 10-25%, 10-20%, 10-25%, 15-25%, 15-20%, 20-25%, or 25-30% phospholipid. In some embodiments, the lipid nanoparticle comprises a molar ratio of 5%, 10%, 15%, 20%, 25%, or 30% non-cationic lipid.


In some embodiments, the lipid nanoparticle comprises a molar ratio of 25-55% structural lipid relative to the other lipid components. For example, the lipid nanoparticle may comprise a molar ratio of 10-55%, 25-50%, 25-45%, 25-40%, 25-35%, 25-30%, 30-55%, 30-50%, 30-45%, 30-40%, 30-35%, 35-55%, 35-50%, 35-45%, 35-40%, 40-55%, 40-50%, 40-45%, 45-55%, 45-50%, or 50-55% structural lipid. In some embodiments, the lipid nanoparticle comprises a molar ratio of 10%, 15%, 20%, 25%, 30%, 35%, 40%, 45%, 50%, or 55% structural lipid.


In some embodiments, the lipid nanoparticle comprises a molar ratio of 0.5-15% PEG lipid relative to the other lipid components. For example, the lipid nanoparticle may comprise a molar ratio of 0.5-10%, 0.5-5%, 1-15%, 1-10%, 1-5%, 2-15%, 2-10%, 2-5%, 5-15%, 5-10%, or 10-15% PEG lipid. In some embodiments, the lipid nanoparticle comprises a molar ratio of 0.5%, 1%, 2%, 3%, 4%, 5%, 6%, 7%, 8%, 9%, 10%, 11%, 12%, 13%, 14%, or 15% PEG-lipid.


In some embodiments, the lipid nanoparticle comprises a molar ratio of 20-60% amino lipid, 5-25% phospholipid, 25-55% structural lipid, and 0.5-15% PEG lipid.


In some embodiments, the lipid nanoparticle comprises a molar ratio of 20-60% amino lipid, 5-30% phospholipid, 10-55% structural lipid, and 0.5-15% PEG lipid.


Structural Lipids

The lipid composition of a pharmaceutical composition provided herein can comprise one or more structural lipids. As used herein, the term “structural lipid” refers to sterols and also to lipids containing sterol moieties.


Incorporation of structural lipids in the lipid nanoparticle may help mitigate aggregation of other lipids in the particle. Structural lipids can be selected from the group including but not limited to, cholesterol, fecosterol, sitosterol, ergosterol, campesterol, stigmasterol, brassicasterol, tomatidine, tomatine, ursolic acid, alpha-tocopherol, hopanoids, phytosterols, steroids, and mixtures thereof. In some embodiments, the structural lipid is a sterol. As used herein, “sterols” are a subgroup of steroids consisting of steroid alcohols. In certain embodiments, the structural lipid is a steroid. In certain embodiments, the structural lipid is cholesterol. In certain embodiments, the structural lipid is an analog of cholesterol. In certain embodiments, the structural lipid is alpha-tocopherol.


In some embodiments, the structural lipids may be one or more of the structural lipids described in U.S. application Ser. No. 16/493,814.


In some embodiments, the lipid nanoparticle comprises 30-45 mol % sterol, optionally 35-40 mol %, for example, 30-31 mol %, 31-32 mol %, 32-33 mol %, 33-34 mol %, 35-35 mol %, 35-36 mol %, 36-37 mol %, 38-38 mol %, 38-39 mol %, or 39-40 mol %. In some embodiments, the lipid nanoparticle comprises 25-55 mol % sterol. For example, the lipid nanoparticle may comprise 25-50 mol %, 25-45 mol %, 25-40 mol %, 25-35 mol %, 25-30 mol %, 30-55 mol %, 30-50 mol %, 30-45 mol %, 30-40 mol %, 30-35 mol %, 35-55 mol %, 35-50 mol %, 35-45 mol %, 35-40 mol %, 40-55 mol %, 40-50 mol %, 40-45 mol %, 45-55 mol %, 45-50 mol %, or 50-55 mol % sterol. In some embodiments, the lipid nanoparticle comprises 25 mol %, 30 mol %, 35 mol %, 40 mol %, 45 mol %, 50 mol %, or 55 mol % sterol.


In some embodiments, the lipid nanoparticle comprises 35-40 mol % cholesterol. For example, the lipid nanoparticle may comprise 35, 35.5, 36, 36.5, 37, 37.5, 38, 38.5, 39, 39.5, or 40 mol % cholesterol.


Polyethylene Glycol (PEG)-Lipids

Effective in vivo delivery of nucleic acids represents a continuing medical challenge. Exogenous nucleic acids (i.e., originating from outside of a cell or organ ism) are readily degraded in the body, e.g., by the immune system. Accordingly, effective delivery of nucleic acids to cells often requires the use of a particulate carrier (e.g., lipid nanoparticles). The particulate carrier should be formulated to have minimal particle aggregation, be relatively stable prior to intracellular delivery, effectively deliver nucleic acids intracellularly, and illicit no or minimal immune response. To achieve minimal particle aggregation and pre-delivery stability, many conventional particulate carriers have relied on the presence and/or concentration of certain components (e.g., PEG-lipid). However, it has been discovered that certain components may decrease the stability of encapsulated nucleic acids (e.g., mRNA molecules). The reduced stability may limit the broad applicability of the particulate carriers. As such, there remains a need for methods by which to improve the stability of nucleic acid (e.g., mRNA) encapsulated within lipid nanoparticles.


The lipid composition of a pharmaceutical composition disclosed herein can comprise one or more polyethylene glycol (PEG) lipids. As used herein, the term “PEG-lipid” or “PEG-modified lipid” refers to polyethylene glycol (PEG)-modified lipids. Non-limiting examples of PEG-lipids include PEG-modified phosphatidylethanolamine and phosphatidic acid, PEG-ceramide conjugates (e.g., PEG-CerC14 or PEG-CerC20), PEG-modified dialkylamines and PEG-modified 1,2-diacyloxypropan-3-amines. Such lipids are also referred to as PEGylated lipids. For example, a PEG lipid can be PEG-c-DOMG, PEG-DMG, PEG-DLPE, PEG-DMPE, PEG-DPPC, or a PEG-DSPE lipid.


In some embodiments, the PEG-lipid includes, but not limited to 1,2-dimyristoyl-sn-glycerol methoxypolyethylene glycol (PEG-DMG), 1,2-distearoyl-sn-glycero-3-phosphoethanolamine-N-[amino(polyethylene glycol)](PEG-DSPE), PEG-disteryl glycerol (PEG-DSG), PEG-dipalmetoleyl, PEG-dioleyl, PEG-distearyl, PEG-diacylglycamide (PEG-DAG), PEG-dipalmitoyl phosphatidylethanolamine (PEG-DPPE), or PEG-1,2-dimyristyloxlpropyl-3-amine (PEG-c-DMA).


In some embodiments, the PEG-lipid is selected from the group consisting of a PEG-modified phosphatidylethanolamine, a PEG-modified phosphatidic acid, a PEG-modified ceramide, a PEG-modified dialkylamine, a PEG-modified diacylglycerol, a PEG-modified dialkylglycerol, and mixtures thereof. In some embodiments, the PEG-modified lipid is PEG-DMG, PEG-c-DOMG (also referred to as PEG-DOMG), PEG-DSG and/or PEG-DPG.


In some embodiments, the lipid moiety of the PEG-lipids includes those having lengths of from about C14 to about C22, preferably from about C14 to about C16. In some embodiments, a PEG moiety, for example an mPEG-NH2, has a size of about 1000, 2000, 5000, 10,000, 15,000 or 20,000 daltons. In some embodiments, the PEG-lipid is PEG2k-DMG.


In some embodiments, the lipid nanoparticles described herein can comprise a PEG lipid which is a non-diffusible PEG. Non-limiting examples of non-diffusible PEGs include PEG-DSG and PEG-DSPE.


PEG-lipids are known in the art, such as those described in U.S. Pat. No. 8,158,601 and International Publ. No. WO 2015/130584 A2, which are incorporated herein by reference in their entirety.


In general, some of the other lipid components (e.g., PEG lipids) of various formulae, described herein may be synthesized as described International Patent Application No. PCT/US2016/000129, filed Dec. 10, 2016, entitled “Compositions and Methods for Delivery of Therapeutic Agents,” which is incorporated by reference in its entirety.


The lipid component of a lipid nanoparticle composition may include one or more molecules comprising polyethylene glycol, such as PEG or PEG-modified lipids. Such species may be alternately referred to as PEGylated lipids. A PEG lipid is a lipid modified with polyethylene glycol. A PEG lipid may be selected from the non-limiting group including PEG-modified phosphatidylethanolamines, PEG-modified phosphatidic acids, PEG-modified ceramides, PEG-modified dialkylamines, PEG-modified diacylglycerols, PEG-modified dialkylglycerols, and mixtures thereof. For example, a PEG lipid may be PEG-c-DOMG, PEG-DMG, PEG-DLPE, PEG-DMPE, PEG-DPPC, or a PEG-DSPE lipid.


In some embodiments the PEG-modified lipids are a modified form of PEG DMG. PEG-DMG has the following structure:




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In some embodiments, PEG lipids can be PEGylated lipids described in International Publication No. WO2012/099755, the contents of which is herein incorporated by reference in its entirety. Any exemplary PEG lipids may be modified to comprise a hydroxyl group on the PEG chain. In certain embodiments, the PEG lipid is a PEG-OH lipid. As generally defined herein, a “PEG-OH lipid” (also referred to herein as “hydroxy-PEGylated lipid”) is a PEGylated lipid having one or more hydroxyl (—OH) groups on the lipid. In certain embodiments, the PEG-OH lipid includes one or more hydroxyl groups on the PEG chain. In certain embodiments, a PEG-OH or hydroxy-PEGylated lipid comprises an —OH group at the terminus of the PEG chain. Each possibility represents a separate embodiment.


In certain embodiments, a PEG lipid is a compound of Formula (X):




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or salts thereof, wherein:

    • R3 is —ORO;
    • RO is hydrogen, optionally substituted alkyl, or an oxygen protecting group;
    • r is an integer between 1 and 100, inclusive;
    • L1 is optionally substituted C1-10 alkylene, wherein at least one methylene of the optionally substituted C1-10 alkylene is independently replaced with optionally substituted carbocyclylene, optionally substituted heterocyclylene, optionally substituted arylene, optionally substituted heteroarylene, 0, N(RN), S, C(O), C(O)N(RN), NRNC(O), C(O)O, OC(O), OC(O)O, —OC(O)N(RN), NRNC(O)O, or NRNC(O)N(RN);
    • D is a moiety obtained by click chemistry or a moiety cleavable under physiological conditions;
    • m is 0, 1, 2, 3, 4, 5, 6, 7, 8, 9, or 10;
    • A is of the formula:




embedded image


each instance of L2 is independently a bond or optionally substituted C1-6 alkylene, wherein one methylene unit of the optionally substituted C1-6 alkylene is optionally replaced with 0, N(RN), S, C(O), C(O)N(RN), NRNC(O), C(O)O, OC(O), OC(O)O, OC(O)N(RN), —NRNC(O)O, or NRNC(O)N(RN);

    • each instance of R2 is independently optionally substituted C1-30 alkyl, optionally substituted C1-30 alkenyl, or optionally substituted C1-30 alkynyl; optionally wherein one or more methylene units of R2 are independently replaced with optionally substituted carbocyclylene, optionally substituted heterocyclylene, optionally substituted arylene, optionally substituted heteroarylene, N(RN), 0, S, C(O), C(O)N(RN), NRNC(O), NRNC(O)N(RN), C(O)O, OC(O), —OC(O)O, OC(O)N(RN), NRNC(O)O, C(O)S, SC(O), C(═NRN), C(═NRN)N(RN), NRNC(═NRN), NRNC(═NRN)N(RN), C(S), C(S)N(RN), NRNC(S), NRNC(S)N(RN), S(O) 0S(O) S(O)0, —OS(O)O, OS(O)2, S(O)20, OS(O)20, N(RN)S(O), S(O)N(RN), N(RN)S(O)N(RN), OS(O)N(RN), —N(RN)S(O)O, S(O)2, N(RN)S(O)2, S(O)2N(RN), N(RN)S(O)2N(RN), OS(O)2N(RN), or —N(RN)S(O)2O;
    • each instance of RN is independently hydrogen, optionally substituted alkyl, or a nitrogen protecting group;
    • Ring B is optionally substituted carbocyclyl, optionally substituted heterocyclyl, optionally substituted aryl, or optionally substituted heteroaryl; and
    • p is 1 or 2.


In certain embodiments, the compound of Formula (X) is a PEG-OH lipid (i.e., R3 is —ORO, and RO is hydrogen).


In certain embodiments, the compound of Formula (X) is of Formula (X—OH):




embedded image


or a salt thereof.


In certain embodiments, a PEG lipid is a PEGylated fatty acid. In certain embodiments, a PEG lipid is a compound of Formula (XI). Provided herein are compounds of Formula (XI):




embedded image


or a salts thereof, wherein:

    • R3 is-ORO;
    • RO is hydrogen, optionally substituted alkyl or an oxygen protecting group;
    • r is an integer between 1 and 100, inclusive;
    • R5 is optionally substituted C10-40 alkyl, optionally substituted C10-40 alkenyl, or optionally substituted C10-40 alkynyl; and optionally one or more methylene groups of R5 are replaced with optionally substituted carbocyclylene, optionally substituted heterocyclylene, optionally substituted arylene, optionally substituted heteroarylene, N(RN), 0, S, C(O), —C(O)N(RN), NRNC(O), NRNC(O)N(RN), C(O)O, OC(O), OC(O)O, OC(O)N(RN), NRNC(O)O, —C(O)S, SC(O), C(═NRN), C(═NRN)N(RN), NRNC(═NRN), NRNC(═NRN)N(RN), C(S), —C(S)N(RN), NRNC(S), NRNC(S)N(RN), S(O), OS(O), S(O)O, OS(O)O, OS(O)2, S(O)20, —OS(O)20, N(RN)S(O), S(O)N(RN), N(RN)S(O)N(RN), OS(O)N(RN), N(RN)S(O)O, S(O)2, —N(RN)S(O)2, S(O)2N(RN), N(RN)S(O)2N(RN), OS(O)2N(RN), or N(RN)S(O)2O; and each instance of RN is independently hydrogen, optionally substituted alkyl, or a nitrogen
    • protecting group.


In certain embodiments, the compound of Formula (XI) is of Formula (XI—OH):




embedded image


or a salt thereof. In some embodiments, r is 40-50.


In yet other embodiments the compound of Formula (XI) is:




embedded image




    • or a salt thereof.





In one embodiment, the compound of Formula (XI) is




embedded image


In some embodiments, the lipid composition of the pharmaceutical compositions disclosed herein does not comprise a PEG-lipid.


In some embodiments, the PEG-lipids may be one or more of the PEG lipids described in U.S. Application No. U.S. Ser. No. 15/674,872.


In some embodiments, the lipid nanoparticle comprises 1-5% PEG-modified lipid, optionally 1-3 mol %, for example 1.5 to 2.5 mol %, 1-2 mol %, 2-3 mol %, 3-4 mol %, or 4-5 mol %. In some embodiments, the lipid nanoparticle comprises 0.5-15 mol % PEG-modified lipid. For example, the lipid nanoparticle may comprise 0.5-10 mol %, 0.5-5 mol %, 1-15 mol %, 1-10 mol %, 1-5 mol %, 2-15 mol %, 2-10 mol %, 2-5 mol %, 5-15 mol %, 5-10 mol %, or 10-15 mol %. In some embodiments, the lipid nanoparticle comprises 0.5 mol %, 1 mol %, 2 mol %, 3 mol %, 4 mol %, 5 mol %, 6 mol %, 7 mol %, 8 mol %, 9 mol %, 10 mol %, 11 mol %, 12 mol %, 13 mol %, 14 mol %, or 15 mol % PEG-modified lipid.


In some embodiments, the lipid nanoparticle comprises 20-60 mol % ionizable amino lipid, 5-25 mol % non-cationic lipid, 25-55 mol % sterol, and 0.5-15 mol % PEG-modified lipid.


In some embodiments, a LNP comprises an ionizable amino lipid of Compound 1, wherein the non-cationic lipid is DSPC, the structural lipid that is cholesterol, and the PEG lipid is DMG-PEG.


In some embodiments, a LNP comprises an ionizable amino lipid of any of Formula VI, VII or VIIII, a phospholipid comprising DSPC, a structural lipid, and a PEG lipid comprising PEG-DMG.


In some embodiments, a LNP comprises an ionizable amino lipid of any of Formula VI, VII or VIII, a phospholipid comprising DSPC, a structural lipid, and a PEG lipid comprising a compound having Formula XI.


In some embodiments, a LNP comprises an ionizable amino lipid of Formula VI, VII or VIII, a phospholipid comprising a compound having Formula VIII, a structural lipid, and the PEG lipid comprising a compound having Formula X or XI.


In some embodiments, a LNP comprises an ionizable amino lipid of Formula VI, VII or VIII, a phospholipid comprising a compound having Formula IX, a structural lipid, and the PEG lipid comprising a compound having Formula X or XI.


In some embodiments, a LNP comprises an ionizable amino lipid of Formula VI, VII or VIII, a phospholipid having Formula IX, a structural lipid, and a PEG lipid comprising a compound having Formula XI.


In some embodiments, the lipid nanoparticle comprises 49 mol % ionizable amino lipid, 10 mol % DSPC, 38.5 mol % cholesterol, and 2.5 mol % DMG-PEG.


In some embodiments, the lipid nanoparticle comprises 49 mol % ionizable amino lipid, 11 mol % DSPC, 38.5 mol % cholesterol, and 1.5 mol % DMG-PEG.


In some embodiments, the lipid nanoparticle comprises 48 mol % ionizable amino lipid, 11 mol % DSPC, 38.5 mol % cholesterol, and 2.5 mol % DMG-PEG.


Nucleic Acids and Antigens

Also provided are nucleic acids. The term “nucleic acid” refers to multiple nucleotides (i.e., molecules comprising a sugar (e.g., ribose or deoxyribose) linked to a phosphate group and to an exchangeable organic base, which is either a substituted pyrimidine (e.g., cytosine (C), thymine (T) or uracil (U)) or a substituted purine (e.g., adenine (A) or guanine (G))). As used herein, the term “nucleic acid” refers to polyribonucleotides as well as polydeoxyribonucleotides. The term nucleic acid also includes polynucleosides (i.e., a polynucleotide minus the phosphate) and any other organic base containing polymer. Non-limiting examples of nucleic acids include chromosomes, genomic loci, genes or gene segments that encode polynucleotides or polypeptides, coding sequences, non-coding sequences (e.g., intron, 5′-UTR, or 3′-UTR) of a gene, pri-mRNA, pre-mRNA, cDNA, mRNA, etc. In some embodiments, the nucleic acid is mRNA. A nucleic acid may include a substitution and/or modification. In some embodiments, the substitution and/or modification is in one or more bases and/or sugars. For example, in some embodiments a nucleic acid includes nucleic acids having backbone sugars that are covalently attached to low molecular weight organic groups other than a hydroxyl group at the 2′ position and other than a phosphate group or hydroxy group at the 5′ position. Thus, in some embodiments, a substituted or modified nucleic acid includes a 2′-O-alkylated ribose group. In some embodiments, a modified nucleic acid includes sugars such as hexose, 2′-F hexose, 2′-amino ribose, constrained ethyl (cEt), locked nucleic acid (LNA), arabinose or 2′-fluoroarabinose instead of ribose. Thus, in some embodiments, a nucleic acid is heterogeneous in backbone composition thereby containing any possible combination of polymer units linked together such as peptide-nucleic acids (which have an amino acid backbone with nucleic acid bases).


As used herein, “modified” means non-natural. In some embodiments, an RNA may be a modified RNA. That is, an RNA may include one or more nucleobases, nucleosides, nucleotides, or linkers that are non-naturally occurring. A “modified” species may also be referred to herein as an “altered” species. Species may be modified or altered chemically, structurally, or functionally. In some embodiments, a modified nucleobase species may include one or more substitutions that are not naturally occurring.


In some embodiments, a nucleic acid is DNA, RNA, PNA, cEt, LNA, ENA or hybrids including any chemical or natural modification thereof. Chemical and natural modifications are well known in the art. Non-limiting examples of modifications include modifications designed to increase translation of the nucleic acid, to increase cell penetration or sub-cellular distribution of the nucleic acid, to stabilize the nucleic acid against nucleases and other enzymes that degrade or interfere with the structure or activity of the nucleic acid, and to improve the pharmacokinetic properties of the nucleic acid.


As used herein, the term “polypeptide” or “polypeptide of interest” refers to a polymer of amino acid residues typically joined by peptide bonds that can be produced naturally (e.g, isolated or purified) or synthetically.


As used herein, an “RNA” refers to a ribonucleic acid that may be naturally or non-naturally occurring. In some embodiments, an RNA may include modified and/or non-naturally occurring components such as one or more nucleobases, nucleosides, nucleotides, or linkers. An RNA may include a cap structure, a chain terminating nucleoside, a stem loop, a polyA sequence, and/or a polyadenylation signal. An RNA may have a nucleotide sequence encoding a polypeptide of interest. In some embodiments, an RNA may be a messenger RNA (mRNA). Translation of an mRNA encoding a particular polypeptide, for example, in vivo translation of an mRNA inside a mammalian cell, may produce the encoded polypeptide. RNAs may be selected from the non-liming group consisting of small interfering RNA (siRNA), asymmetrical interfering RNA (aiRNA), microRNA (miRNA), Dicer-substrate RNA (dsRNA), small hairpin RNA (shRNA), mRNA, long non-coding RNA (lncRNA) and mixtures thereof.


In some embodiments, the compositions comprise an RNA having an open reading frame (ORF) encoding a polypeptide. In some embodiments, the RNA is a messenger RNA (mRNA). In some embodiments, the RNA (e.g., mRNA) further comprises a 5′ UTR, 3?UTR, a poly(A) tail and/or a 5′ cap analog.


Messenger RNA (mRNA) is any RNA that encodes a (at least one) protein (e.g., a naturally-occurring, non-naturally-occurring, or modified polymer of amino acids) and can be translated to produce the encoded protein in vitro, in vivo, in situ, or ex vivo. As used herein, the term “in vitro” refers to events that occur in an artificial environment, e.g., in a test tube or reaction vessel, in cell culture, in a Petri dish, etc., rather than within an organ ism (e.g., animal, plant, or microbe). As used herein, the term “in vivo” refers to events that occur within an organ ism (e.g., animal, plant, or microbe or cell or tissue thereof). As used herein, the term “ex vivo” refers to events that occur outside of an organ ism (e.g., animal, plant, or microbe or cell or tissue thereof). Ex vivo events may take place in an environment minimally altered from a natural (e.g., in vivo) environment.


The skilled artisan will appreciate that, except where otherwise noted, nucleic acid sequences set forth in the instant application may recite “T”s in a representative DNA sequence but where the sequence represents RNA (e.g., mRNA), the “T”s would be substituted for “U”s. Thus, any of the DNAs disclosed and identified by a particular sequence identification number herein also disclose the corresponding RNA (e.g., mRNA) sequence complementary to the DNA, where each “T” of the DNA sequence is substituted with “U.”


An open reading frame (ORF) is a continuous stretch of DNA or RNA beginning with a start codon (e.g., methionine (ATG or AUG)) and ending with a stop codon (e.g., TAA, TAG or TGA, or UAA, UAG or UGA). An ORF typically encodes a protein. It will be understood that the sequences disclosed herein may further comprise additional elements, e.g., 5′ and 3′ UTRs, but that those elements, unlike the ORF, need not necessarily be present in an RNA polynucleotide.


Naturally-occurring eukaryotic mRNA molecules can contain stabilizing elements, including, but not limited to untranslated regions (UTR) at their 5′-end (5′ UTR) and/or at their 3′-end (3′ UTR), in addition to other structural features, such as a 5′-cap structure or a 3′-poly(A) tail. Both the 5′ UTR and the 3′ UTR are typically transcribed from the genomic DNA and are elements of the premature mRNA. Characteristic structural features of mature mRNA, such as the 5′-cap and the 3′-poly(A) tail are usually added to the transcribed (premature) mRNA during mRNA processing.


In some embodiments, a composition includes an RNA polynucleotide having an open reading frame encoding at least one polypeptide having at least one modification, at least one 5′ terminal cap, and is formulated within a lipid nanoparticle along with the stabilizing compound.


5′ terminal caps can include endogenous caps or cap analogs. According to the present invention, a 5′ terminal cap can comprise a guanine analog. Useful guanine analogs include, but are not limited to, inosine, N1-methyl-guanosine, 2′fluoro-guanosine, 7-deaza-guanosine, 8-oxo-guanosine, 2-amino-guanosine, LNA-guanosine, and 2-azido-guanosine.


Also provided herein are exemplary caps including those that can be used in co-transcriptional capping methods for ribonucleic acid (RNA) synthesis, using RNA polymerase, e.g., wild type RNA polymerase or variants thereof, e.g., such as those variants described herein. In some embodiments, caps can be added when RNA is produced in a “one-pot” reaction, without the need for a separate capping reaction. Thus, the methods, in some embodiments, comprise reacting a polynucleotide template with a RNA polymerase variant, nucleoside triphosphates, and a cap analog under in vitro transcription reaction conditions to produce RNA transcript.


In some embodiments, the cap analog binds to a polynucleotide template that comprises a promoter region comprising a transcriptional start site having a first nucleotide at nucleotide position +1, a second nucleotide at nucleotide position +2, and a third nucleotide at nucleotide position +3. In some embodiments, the cap analog hybridizes to the polynucleotide template at least at nucleotide position +1, such as at the +1 and +2 positions, or at the +1, +2, and +3 positions.


A cap analog may be, for example, a dinucleotide cap, a trinucleotide cap, or a tetranucleotide cap. In some embodiments, a cap analog is a dinucleotide cap. In some embodiments, a cap analog is a trinucleotide cap. In some embodiments, a cap analog is a tetranucleotide cap. As used here the term “cap” includes the inverted G nucleotide and can comprise additional nucleotides 3′ of the inverted G, .e.g., 1, 2, or more nucleotides 3′ of the inverted G and 5′ to the 5′ UTR.


A 3′-poly(A) tail is typically a stretch of adenine nucleotides added to the 3′-end of the transcribed mRNA. It can, in some instances, comprise up to about 400 adenine nucleotides. In some embodiments, the length of the 3′-poly(A) tail may be an essential element with respect to the stability of the individual mRNA.


In some embodiments, a composition comprises an RNA (e.g., mRNA) having an ORF that encodes a signal peptide fused to the expressed polypeptide. Signal peptides, usually comprising the N-terminal 15-60 amino acids of proteins, are typically needed for the translocation across the membrane on the secretory pathway and, thus, universally control the entry of most proteins both in eukaryotes and prokaryotes to the secretory pathway. A signal peptide may have a length of 15-60 amino acids.


In some embodiments, an ORF encoding a polypeptide is codon optimized. Codon optimization methods are known in the art. For example, an ORF of any one or more of the sequences provided herein may be codon optimized. Codon optimization, in some embodiments, may be used to match codon frequencies in target and host organ isms to ensure proper folding; bias GC content to increase mRNA stability or reduce secondary structures; minimize tandem repeat codons or base runs that may impair gene construction or expression; customize transcriptional and translational control regions; insert or remove protein trafficking sequences; remove/add post translation modification sites in encoded protein (e.g., glycosylation sites); add, remove or shuffle protein domains; insert or delete restriction sites; modify ribosome binding sites and mRNA degradation sites; adjust translational rates to allow the various domains of the protein to fold properly; or reduce or eliminate problem secondary structures within the polynucleotide. Codon optimization tools, algorithms and services are known in the art—non-limiting examples include services from GeneArt (Life Technologies), DNA2.0 (Menlo Park CA) and/or proprietary methods. In some embodiments, the open reading frame (ORF) sequence is optimized using optimization algorithms.


In some embodiments, an RNA (e.g., mRNA) is not chemically modified and comprises the standard ribonucleotides consisting of adenosine, guanosine, cytosine and uridine. In some embodiments, nucleotides and nucleosides comprise standard nucleoside residues such as those present in transcribed RNA (e.g. A, G, C, or U). In some embodiments, nucleotides and nucleosides comprise standard deoxyribonucleosides such as those present in DNA (e.g. dA, dG, dC, or dT).


The compositions can comprise, in some embodiments, an RNA having an open reading frame encoding a polypeptide, wherein the nucleic acid comprises nucleotides and/or nucleosides that can be standard (unmodified) or modified as is known in the art. In some embodiments, nucleotides and nucleosides comprise modified nucleotides or nucleosides. Such modified nucleotides and nucleosides can be naturally-occurring modified nucleotides and nucleosides or non-naturally occurring modified nucleotides and nucleosides. Such modifications can include those at the sugar, backbone, or nucleobase portion of the nucleotide and/or nucleoside as are recognized in the art.


In some embodiments, a naturally-occurring modified nucleotide or nucleotide is one as is generally known or recognized in the art. Non-limiting examples of such naturally occurring modified nucleotides and nucleotides can be found, inter alia, in the widely recognized MODOMICS database.


Also provided are modified nucleosides and nucleotides of a nucleic acid (e.g., RNA nucleic acids, such as mRNA nucleic acids). A “nucleoside” refers to a compound containing a sugar molecule (e.g., a pentose or ribose) or a derivative thereof in combination with an organic base (e.g., a purine or pyrimidine) or a derivative thereof (also referred to herein as “nucleobase”). A “nucleotide” refers to a nucleoside, including a phosphate group. Modified nucleotides may by synthesized by any useful method, such as, for example, chemically, enzymatically, or recombinantly, to include one or more modified or non-natural nucleosides. Nucleic acids can comprise a region or regions of linked nucleosides. Such regions may have variable backbone linkages. The linkages can be standard phosphodiester linkages, in which case the nucleic acids would comprise regions of nucleotides.


In some embodiments, modified nucleobases in nucleic acids (e.g., RNA nucleic acids, such as mRNA nucleic acids) comprise 1-methyl-pseudouridine (m1ψ), 1-ethyl-pseudouridine (e1ψ), 5-methoxy-uridine (mo5U), 5-methyl-cytidine (m5C), and/or pseudouridine (ψ). In some embodiments, modified nucleobases in nucleic acids (e.g., RNA nucleic acids, such as mRNA nucleic acids) comprise 5-methoxymethyl uridine, 5-methylthio uridine, 1-methoxymethyl-pseudouridine, 5-methyl cytidine, and/or 5-methoxy cytidine. In some embodiments, the polyribonucleotide includes a combination of at least two (e.g., 2, 3, 4 or more) of any of the aforementioned modified nucleobases, including but not limited to chemical modifications.


In some embodiments, a mRNA comprises 1-methyl-pseudouridine (m1ψ) substitutions at one or more or all uridine positions of the nucleic acid.


In some embodiments, a mRNA comprises 1-methyl-pseudouridine (m1ψ) substitutions at one or more or all uridine positions of the nucleic acid and 5-methyl cytidine substitutions at one or more or all cytidine positions of the nucleic acid.


In some embodiments, a mRNA comprises pseudouridine (ψ) substitutions at one or more or all uridine positions of the nucleic acid.


In some embodiments, a mRNA pseudouridine (ψ) substitutions at one or more or all uridine positions of the nucleic acid and 5-methyl cytidine substitutions at one or more or all cytidine positions of the nucleic acid.


In some embodiments, a mRNA comprises uridine at one or more or all uridine positions of the nucleic acid.


In some embodiments, mRNAs are uniformly modified (e.g., fully modified, modified throughout the entire sequence) for a particular modification. For example, a nucleic acid can be uniformly modified with 1-methyl-pseudouridine, meaning that all uridine residues in the mRNA sequence are replaced with 1-methyl-pseudouridine. Similarly, a nucleic acid can be uniformly modified for any type of nucleoside residue present in the sequence by replacement with a modified residue such as those set forth above.


The nucleic acids may be partially or fully modified along the entire length of the molecule. For example, one or more or all or a given type of nucleotide (e.g., purine or pyrimidine, or any one or more or all of A, G, U, C) may be uniformly modified in a nucleic acid, or in a predetermined sequence region thereof (e.g., in the mRNA including or excluding the poly(A) tail). In some embodiments, all nucleotides X in a nucleic acid (or in a sequence region thereof) are modified nucleotides, wherein X may be any one of nucleotides A, G, U, C, or any one of the combinations A+G, A+U, A+C, G+U, G+C, U+C, A+G+U, A+G+C, G+U+C or A+G+C.


The mRNAs may comprise one or more regions or parts which act or function as an untranslated region. Where mRNAs are designed to encode at least one polypeptide of interest, the nucleic acid may comprise one or more of these untranslated regions (UTRs). Wild-type untranslated regions of a nucleic acid are transcribed but not translated. In mRNA, the 5′ UTR starts at the transcription start site and continues to the start codon but does not include the start codon; whereas the 3′ UTR starts immediately following the stop codon and continues until the transcriptional termination signal. The regulatory features of a UTR can be incorporated into the polynucleotides to, among other things, enhance the stability of the molecule. The specific features can also be incorporated to ensure controlled down-regulation of the transcript in case they are misdirected to undesired organs sites. A variety of 5′UTR and 3′UTR sequences are known and available in the art.


Further Embodiments

1. A method for measuring free nucleic acid and/or an encapsulation efficiency (% EE) of a sample comprising nucleic acids and an encapsulating agent, the method comprising:

    • (a) measuring the absorbance of a formulation buffer at 665 nm and at 760 nm;
    • (b) measuring the absorbance of a methylene blue working solution at 665 nm and at 760 nm;
    • (c) contacting the sample with the methylene blue working solution, thereby generating a test solution;
    • (d) measuring the absorbance of the test solution at 665 nm and at 760 nm;
    • (e) calculating the % EE according to the formula:








%


EE

=




Total


mRNA

-

Free


mRNA



Total


mRNA


×
100


,




wherein

    • Total mRNA=volume of sample added (in mL) x total nucleic acid concentration of the sample (in mg/mL); and
    • Free mRNA=(1/response factor) x (corrected absorbance of the working solution−corrected absorbance of test solution−corrected absorbance of working solution with a formulation buffer); and
    • Corrected absorbance=(absorbance of the working solution/test solution/solution
      • with a formulation buffer at 665 nm)−(absorbance of the working solution/test solution/solution with a formulation buffer at 760 nm).


        2. The method of paragraph 1, wherein the encapsulating agent comprises lipid nanoparticles (LNPs).


        3. The method of paragraph 2, wherein the LNPs comprise an amino lipid, a neutral lipid, a PEG-modified lipid, and a sterol.


        4. The method of any one of paragraphs 1-3, wherein the polynucleotide is mRNA.


        5. The method of any one of paragraphs 1-4, wherein the methylene blue working solution comprises formulation buffer and methylene blue dye.


        6. The method of any one of paragraphs 1-5, wherein the formulation buffer comprises Tris and sucrose.


        7. The method of paragraph 6, wherein the pH of the formulation buffer is 7.2-7.6.


        8. The method of paragraph 7, wherein where the pH of the formulation buffer is 7.4.


        9. The method of any one of paragraphs 1-8, wherein the response factor is the ratio between a signal produced by an experimental analyte and the quantity of the analyte.


        10. The method of any one of paragraphs 1-9, wherein steps (b) through (e) are repeated once, twice, or thrice.


        11. The method of paragraph 10, comprising calculating the mean % EE for the sample.


        12. A method for measuring free nucleic acid and/or an encapsulation efficiency (% EE) of a sample comprising nucleic acids and an encapsulating agent, the method comprising:
    • (a) measuring the absorbance of a formulation buffer at a first wavelength and at a second wavelength;
    • (b) measuring the absorbance of a phenothiazinium dye working solution at the first wavelength and at the second wavelength;
    • (c) contacting the sample with the phenothiazinium dye working solution, thereby generating a test solution;
    • (d) measuring the absorbance of the test solution at the first wavelength and at the second wavelength;
    • (e) calculating the % EE according to the formula:








%


EE

=




Total


mRNA

-

Free


mRNA



Total


mRNA


×
100


,






    •  wherein
      • Total mRNA=volume of sample added (in mL) x total nucleic acid concentration of the sample (in mg/mL); and
      • Free mRNA=(1/response factor) x (corrected absorbance of the working solution−corrected absorbance of test solution−corrected absorbance of working solution with a formulation buffer); and
      • Corrected absorbance=(absorbance of the working solution/test solution/solution
        • with a formulation buffer at the first wavelength)−(absorbance of the working solution/test solution/solution with a formulation buffer at the second wavelength).


          13. The method of paragraph 12, wherein the encapsulating agent comprises lipid nanoparticles (LNPs).


          14. The method of paragraph 13, wherein the LNPs comprise an amino lipid, a neutral lipid, a PEG-modified lipid, and a sterol.


          15. The method of any one of paragraphs 12-14, wherein the polynucleotide is mRNA.


          16. The method of any one of paragraphs 12-15, wherein the phenothiazinium dye working solution comprises formulation buffer and phenothiazinium dye.


          17. The method of any one of paragraphs 12-16, wherein the formulation buffer comprises Tris and sucrose.


          18. The method of paragraph 17, wherein the pH of the formulation buffer is 7.2-7.6.


          19. The method of paragraph 18, wherein where the pH of the formulation buffer is 7.4.


          20. The method of any one of paragraphs 12-19, wherein the response factor is the ratio between a signal produced by an experimental analyte and the quantity of the analyte.


          21. The method of any one of paragraphs 12-20, wherein steps (b) through (e) are repeated once, twice, or thrice.


          22. The method of paragraph 21, comprising calculating the mean % EE for the sample.





EQUIVALENTS

While several embodiments of the present invention have been described and illustrated herein, those of ordinary skill in the art will readily envision a variety of other means and/or structures for performing the functions and/or obtaining the results and/or one or more of the advantages described herein, and each of such variations and/or modifications is deemed to be within the scope of the present invention. More generally, those skilled in the art will readily appreciate that all parameters, dimensions, materials, and configurations described herein are meant to be exemplary and that the actual parameters, dimensions, materials, and/or configurations will depend upon the specific application or applications for which the teachings of the present invention is/are used. Those skilled in the art will recognize, or be able to ascertain using no more than routine experimentation, many equivalents to the specific embodiments of the invention described herein. It is, therefore, to be understood that the foregoing embodiments are presented by way of example only and that, within the scope of the appended claims and equivalents thereto, the invention may be practiced otherwise than as specifically described and claimed. The present invention is directed to each individual feature, system, article, material, and/or method described herein. In addition, any combination of two or more such features, systems, articles, materials, and/or methods, if such features, systems, articles, materials, and/or methods are not mutually inconsistent, is included within the scope of the present invention.


The indefinite articles “a” and “an,” as used herein in the specification and in the claims, unless clearly indicated to the contrary, should be understood to mean “at least one.” The phrase “and/or,” as used herein in the specification and in the claims, should be understood to mean “either or both” of the elements so conjoined, i.e., elements that are conjunctively present in some cases and disjunctively present in other cases. Other elements may optionally be present other than the elements specifically identified by the “and/or” clause, whether related or unrelated to those elements specifically identified unless clearly indicated to the contrary. Thus, as a non-limiting example, a reference to “A and/or B,” when used in conjunction with open-ended language such as “comprising” can refer, in some embodiments, to A without B (optionally including elements other than B); in another embodiment, to B without A (optionally including elements other than A); in yet another embodiment, to both A and B (optionally including other elements); etc.


As used herein in the specification and in the claims, “or” should be understood to have the same meaning as “and/or” as defined above. For example, when separating items in a list, “or” or “and/or” shall be interpreted as being inclusive, i.e., the inclusion of at least one, but also including more than one, of a number or list of elements, and, optionally, additional unlisted items. Only terms clearly indicated to the contrary, such as “only one of” or “exactly one of,” or, when used in the claims, “consisting of,” will refer to the inclusion of exactly one element of a number or list of elements. In general, the term “or” as used herein shall only be interpreted as indicating exclusive alternatives (i.e. “one or the other but not both”) when preceded by terms of exclusivity, such as “either,” “one of,” “only one of,” or “exactly one of.” “Consisting essentially of,” when used in the claims, shall have its ordinary meaning as used in the field of patent law.


As used herein in the specification and in the claims, the phrase “at least one,” in reference to a list of one or more elements, should be understood to mean at least one element selected from any one or more of the elements in the list of elements, but not necessarily including at least one of each and every element specifically listed within the list of elements and not excluding any combinations of elements in the list of elements. This definition also allows that elements may optionally be present other than the elements specifically identified within the list of elements to which the phrase “at least one” refers, whether related or unrelated to those elements specifically identified. Thus, as a non-limiting example, “at least one of A and B” (or, equivalently, “at least one of A or B,” or, equivalently “at least one of A and/or B”) can refer, in some embodiments, to at least one, optionally including more than one, A, with no B present (and optionally including elements other than B); in another embodiment, to at least one, optionally including more than one, B, with no A present (and optionally including elements other than A); in yet another embodiment, to at least one, optionally including more than one, A, and at least one, optionally including more than one, B (and optionally including other elements); etc.


In the claims, as well as in the specification above, all transitional phrases such as “comprising,” “including,” “carrying,” “having,” “containing,” “involving,” “holding,” and the like are to be understood to be open-ended, i.e., to mean including but not limited to. Only the transitional phrases “consisting of” and “consisting essentially of” shall be closed or semi-closed transitional phrases, respectively, as set forth in the United States Patent Office Manual of Patent Examining Procedures, Section 2111.03.


Use of ordinal terms such as “first,” “second,” “third,” etc., in the claims to modify a claim element does not by itself connote any priority, precedence, or order of one claim element over another or the temporal order in which acts of a method are performed, but are used merely as labels to distinguish one claim element having a certain name from another element having a same name (but for use of the ordinal term) to distinguish the claim elements.

Claims
  • 1. A method for measuring free nucleic acid and/or an encapsulation efficiency (% EE) of a sample comprising nucleic acids and an encapsulating agent, the method comprising: contacting the sample comprising the nucleic acid and the encapsulating agent with a phenothiazinium dye;measuring an absorbance of the solution comprising the nucleic acid, the encapsulating agent, and the phenothiazinium dye; anddetermining the amount of free nucleic acid and/or the % EE based on absorbance value.
  • 2. A method for determining an amount of free nucleic acid and/or an encapsulation efficiency (% EE) of a sample comprising nucleic acids and an encapsulating agent, the method comprising measuring a hypochromic shift in an absorbance of the sample that results from an interaction between the nucleic acids and the phenothiazinium dye.
  • 3. The method of any one of the preceding claims, wherein the nucleic acid is DNA or RNA.
  • 4. The method of claim 3, wherein the RNA is mRNA, siRNA, shRNA, snRNA, snoRNA, or lncRNA.
  • 5. The method of claim 4, wherein the RNA is mRNA.
  • 6. The method of any one of the preceding claims, wherein the encapsulating agent comprises lipid nanoparticles (LNPs), lipoplexes, or liposomes.
  • 7. The method of claim 6, wherein the encapsulating agent comprises an ionizable amino lipid.
  • 8. The method of claim 6 or 7, wherein the encapsulating agent further comprises a PEG-lipid.
  • 9. The method of any one of claims 6-8, wherein the encapsulating agent further comprises a structural lipid.
  • 10. The method of any one of claims 6-9, wherein the encapsulating agent further comprises a phospholipid.
  • 11. The method of any one of claims 6-10, wherein the encapsulating agent comprises an ionizable amino lipid, a PEG-lipid, a structural lipid, and a phospholipid.
  • 12. The method of claim 11, wherein the encapsulating agent comprises a ratio of 20-60% ionizable amino lipids, 5-30% phospholipid, 10-55% structural lipid, and 0.5-15% PEG-modified lipid.
  • 13. The method of claim 11, wherein the encapsulating agent comprises a ratio of 20-60% ionizable amino lipids, 5-25% phospholipid, 25-55% structural lipid, and 0.5-15% PEG-modified lipid.
  • 14. The method of any one of claims 1-13, wherein the encapsulating agent comprises lipid nanoparticles (LNPs).
  • 15. The method of any one of claims 1-13, wherein the encapsulating agent comprises liposomes.
  • 16. The method of any one of claims 1-13, wherein the encapsulating agent comprises lipoplexes.
  • 17. The method of any one of claims 1-16, wherein the sample is formulated in an aqueous solution.
  • 18. The method of claim 17, wherein the aqueous solution has a pH of or about 5 to 8, including pH of about 5, 5.5, 6, 6.5, 7, 7.5, or 8.
  • 19. The method of claim 17 or 18, wherein the aqueous solution comprises a phosphate buffer, a tris buffer, an acetate buffer, a histidine buffer, or a citrate buffer.
  • 20. The method of any one of claims 1-19, wherein the phenothiazinium dye is Methylene Blue.
RELATED APPLICATIONS

This application claims the benefit under 35 U.S.C. § 119(e) to U.S. Provisional Application No. 63/290,027, filed on Dec. 15, 2021 and U.S. Provisional Application No. 63/329,808, filed on Apr. 11, 2022, the entire contents of each of which are incorporated herein by reference.

PCT Information
Filing Document Filing Date Country Kind
PCT/US2022/052854 12/14/2022 WO
Provisional Applications (2)
Number Date Country
63329808 Apr 2022 US
63290027 Dec 2021 US