Remote incremental program verification using API definitions

Information

  • Patent Grant
  • 6651186
  • Patent Number
    6,651,186
  • Date Filed
    Thursday, September 14, 2000
    25 years ago
  • Date Issued
    Tuesday, November 18, 2003
    22 years ago
Abstract
A method of operating a computer system includes providing a program in memory, verifying the program prior to an installation of the program and generating a program fault signal when the verification fails. The program includes at least one program unit, and each program unit includes an Application Programming Interface (API) definition file and an implementation. Each API definition file defines items in its associated program unit that are made accessible to one or more other program units and each implementation includes executable code corresponding to the API definition file. The executable code includes type specific instructions and data. Verification includes determining whether a first program unit implementation is internally consistent, determining whether the first program unit implementation is consistent with a first program unit API definition file associated with the first program unit implementation and generating a program fault signal when the verifying fails. A resource-constrained device includes a memory for providing a remotely verified application software program that includes at least one program unit, each program unit comprising type specific instructions and data. The resource-constrained device also includes a virtual machine that is capable of executing instructions included within the application software program. The remote verification uses an API definition file for each implementation to determine whether a first program unit implementation is internally consistent and to determine whether the first program unit implementation is consistent with a first program unit API definition file associated with the first program unit implementation.
Description




BACKGROUND OF THE INVENTION




1. Field of the Invention




The present invention relates to computer systems. More particularly, the present invention relates to a system and method for remote distributed program verification using API definitions.




2. Background




In general, computer programs are written as source code statements in a high level language that is easy for a human being to understand. As the computer programs are actually executed, a computer responds to machine code, which consists of instructions comprised of binary signals that directly control the operation of a central processing unit (CPU). A special program called a compiler is typically used to read the source code and to convert its statements into the machine code instructions of the specific CPU. The machine code instructions thus produced are platform dependent, that is, different computer devices have different CPUs with different instruction sets indicated by different machine codes.




More powerful programs are typically constructed by combining several simpler programs. This combination can be made by copying segments of source code together before compiling and then compiling the combined source. When a segment of source code statements is frequently used without changes, it is often preferable to compile it once, by itself, to produce a module, and to combine the module with other modules only when that functionality is actually needed. This combining of modules after compilation is called linking. When the decision on which modules to combine depends upon run time conditions and the combination of the modules happens at run time, just before execution, the linking is called dynamic linking.




Object Oriented Principles




Object oriented programming techniques such as those used by the Java™ platform are widely used. The basic unit of object oriented programs is an “object”. An object has methods (procedures) and fields (data). The term “members” is used herein to refer to methods and fields. A method declares executable code that can be invoked and that passes a fixed number of values as arguments. A class defines the shared members of the objects. Each object then is a particular instance of the class to which it belongs. In practice, a class is a template to create multiple objects (multiple instances) with similar features.




One property of classes is encapsulation. Encapsulation is used to describe a system wherein access to an object is provided through a public Application Programming Interface (API), while keeping the details private. In other words; the actual implementation of the members within the class is hidden from an outside user and from other classes, except as exposed by an API. This makes classes suitable for distributed development, for example by different developers at different sites on a network. A complete program can be formed by assembling the classes that are needed, linking them together, and executing the resulting program.




Classes enjoy the property of inheritance. Inheritance is a mechanism that enables one class to inherit all of the members of another class. The class that inherits from another class is called a subclass; the class that provides the attributes is the superclass. Symbolically, this can be written as subclass<=superclass, or superclass=>subclass. The subclass can extend the capabilities of the superclass by adding additional members. The subclass can override a virtual method of the superclass by providing a substitute method with the same name and type.




The members of a class type are fields and methods; these include members inherited from the superclass. The class file also names the superclass. A member can be public, which means that it can be accessed by members of the class that contains its declaration. A member can also be private. A private field of a class is visible only in methods defined within that class. Similarly, a private method may only be invoked by methods within the class. Private members are not visible within subclasses, and are not inherited by subclasses as other members are. A member can also be protected.




An interface type is a type whose members are constants and abstract methods. This type has no implementation, but otherwise unrelated classes can implement it by providing implementations for its abstract methods. Interfaces may have sub-interfaces, just as classes may have subclasses. A sub-interface inherits from its super-interface, and may define new methods and constants as well. Additionally, an interface can extend more than one interface at a time. An interface that extends more than one interface inherits all the abstract methods and constants from each of those interfaces, and may define its own additional methods and constants.




Java™ Programming Language




In the Java™ programming language, classes can be grouped and the group can be named; the named group of classes is a package. If a class member is not declared with any of the public, private or protected keywords, then it is visible only within the class that defines it and within classes that are part of the same package. A protected member may be accessed by members of declaring class or from anywhere in the package in which it is declared. The Java™ programming language is described in detail in Gosling, et al., “The Java™ Language Specification”, August 1996, Addison-Wesley Longman, Inc.




Java™ Virtual Machine




Programs written in the Java™ language execute on a Java™ virtual machine (JVM), which is an abstract computer architecture that can be implemented in hardware or software. Either implementation is intended to be included in the following description of a VM. For the purposes of this disclosure, the term “processor” may be used to refer to a physical computer or a virtual machine.




A virtual machine is an abstract computing machine generated by a software application or sequence of instructions that is executed by a processor. The term “architecture-neutral” refers to programs, such as those written in the Java™ programming language, which can be executed by a virtual machine on a variety of computer platforms having a variety of different computer architectures. Thus, for example, a virtual machine implemented on a Windows™-based personal computer system will execute an application using the same set of instructions as a virtual machine implemented on a UNIX™-based computer system. The result of the platform-independent coding of a virtual machine's sequence of instructions is a stream of one or more bytecodes, each of which is, for example, a one-byte-long numerical code.




The Java™ Virtual Machine (JVM) is one example of a virtual machine. Compiled code to be executed by the Java™ Virtual Machine is represented using a hardware- and operating system-independent binary format, typically stored in a file, known as the class file format. The class file is designed to handle object oriented structures that can represent programs written in the Java™ programming language, but may also support several other programming languages. These other languages may include, by way of example, Smalltalk, C and C++. The class file format precisely defines the representation of a class or interface, including details such as byte ordering that might be taken for granted in a platform-specific object file format. For the sake of security, the Java™ Virtual Machine imposes strong format and structural constraints on the instructions in a class file. In particular example, JVM instructions are type specific, intended to operate on operands that are of a given type as explained below. Any language with functionality that can be expressed in terms of a valid class file can be hosted by the Java™ Virtual Machine. The class file is designed to handle object oriented structures that can represent programs written in the Java™ programming language, but may also support several other programming languages. The Java™ Virtual Machine is described in detail in Lindholm, et al., “The Java™ Virtual Machine Specification”, April 1999, Addison-Wesley Longman, Inc., Second Edition.




The process of programming using such a VM then has two time periods associated with it; “compile time” refers to the steps which convert the high level language into VM instructions, and “run time” refers to the steps which, in a Java™ VM environment, interpret instructions to execute the module. Between compile time and run time, the modules of instructions compiled from statements can reside dormant for extended, arbitrary periods of time, or can be transferred from one storage device to another, including being transferred across a network.




Loading refers to the process of finding the binary form of a class or module with a particular name, typically by retrieving a binary representation previously compiled from source code. In the JVM, the loading step retrieves the class file representing the desired class. The loading process is implemented by the bootstrap loader or a user defined class loader. A user-defined class loader is itself defined by a class. A class loader may indicate a particular sequence of locations to search in order to find the class file representing a named class.




Linking in the JVM is the process of taking a binary form of a class in memory and combining it into the run time state of a VM, so that it can be executed. A class is loaded before it is linked.




Verification




For many reasons, particularly regarding the integrity of downloaded computer programs, the Internet and other insecure communication mediums are potentially “hostile” environments. A downloaded program may contain errors involving the data types of operands not matching the data type restrictions of the instructions using those operands, which may cause the program to fail during execution. Even worse, a program might attempt to create object references (e.g. by loading a computed number into the operand stack and then attempting to use the computed number as an object handle) and to thereby breach the security and/or integrity of the user's computer. Alternatively, one or more of the modules may have been updated since the others were prepared. It is therefore prudent, when assembling several modules that may have been written independently, to check both that (1) each module properly adheres to the language semantics and that (2) the set of modules properly adheres to the language semantics. These checks are typically performed on program modules containing instructions produced from compiled source code. By analogy with the terminology used by the designers of the Java™ programming language, this post-compilation module checking can be called verification. A verifier, therefore, performs an essential role in ensuring a secure runtime environment.




The binary classes of the JVM are examples of general program modules that contain instructions produced from compiled source statements. Context sensitivity of validity checks performed during verification means that those checks depend on information spread across more than one module, i.e., those checks are called inter-module checks herein. Validity checks that do not require information from another module are called intra-module checks herein. Intra-module checks include, for example, determining whether the downloaded program will underflow or overflow its stack, whether any instruction will process data of the wrong type and whether the downloaded program will violate files and other resources on the user's computer. See, for example, U.S. Pat. No. 5,668,999 to Gosling, U.S. Pat. No. 5,748,964 to Gosling and U.S. Pat. No. 5,740,441 to Yellin et al.




During normal execution of programs using languages that do not feature pre-execution verification, the operand stack must be continuously monitored for overflows (i.e., adding more data to the stack than the stack can store) and underflows (i.e., attempting to pop data off the stack when the stack is empty). Such stack monitoring must normally be performed for all instructions that change the stack's status (which includes most all instructions). For many programs, stack monitoring instructions executed by the interpreter account for approximately 80% of the execution time of an interpreted computer program.




Turning now to

FIG. 1

, a high level flow diagram that illustrates verification is presented. At


10


, intra-module checks are performed to determine whether a module is internally consistent. At


20


, inter-module checks are performed to determine whether the module is consistent within the context of externally referenced modules. Verification is successful if both checks pass. Execution of a module is prevented if either checks fail.




Verification typically follows an execution path. Verification starts at a program's main entry point and proceeds in a “top down” fashion, one instruction at a time. During this process, the verifier may encounter a reference to an external library that includes at least one program unit. At this point, the verifier obtains the binary file for the external library and continues verification along an execution path.




Turning now to

FIG. 2

, a high level flow diagram that illustrates verification of an application to be executed on a resource-rich device


62


is presented. Verification is typically performed on a relatively resource-rich device


62


such as a desktop computer. A compiler


50


compiles a source file


55


. During compilation, the compiler


50


verifies the correct use of data and instructions. These checks include intra-module checks and inter-module checks. The output of the source code compiler


50


is a binary file


60


containing the executable instructions corresponding to the source file


55


. When the binary file


60


is referenced by an application executing on a virtual machine


65


, a loader


70


loads the binary file


60


. A verifier


75


verifies the binary file


60


at some point prior to execution by an interpreter


80


. If the binary file


60


references any items that are external to the binary file


60


, the verifier


75


verifies the binary file


60


against the referenced binary file(s)


60


containing the externally referenced item(s).




Turning now to

FIG. 3

, a block diagram that illustrates the need for verification is presented.

FIG. 3

is the same as

FIG. 2

, except that binary file


110


and/or referenced binary file


107


are potentially modified at some point after source file


105


is compiled. The modification may be the result of an update of a binary file


110


or referenced binary file


107


. Alternatively, modification of the binary file


110


or referenced binary file


107


may be the result of file corruption. As mentioned previously, such program modifications could potentially cause the program to violate Java™ semantics and thus breach the security and/or integrity of the host computer


155


.




Note that some updates in

FIG. 3

are allowed. Some changes made when revising a binary file result in the new version being backward compatible with the previous version. When a newer version is backward compatible with an older version, the versions are said to be binary compatible. Binary compatibility is discussed in greater detail below. A verification error should be indicated when versions are not binary compatible. Thus, some updates may pass verification, but corrupted binary files must not pass verification.




Verification coupled with execution time has some disadvantages. For example, in an object oriented programming language system like the Java™ platforms (but not Java Card™ platforms), it leads to a verifier initiating class loading when the verifier needs to check subtype relations among classes not already loaded. Such loading can occur even if the code referencing other classes is never executed. Because of this, loading can consume memory and slow execution at run time as compared to a process that does not load the classes unless they are referenced by the instructions that are actually executed.




Methods for verification coupled with execution time typically do not verify one class or module at a time before run time. This is a disadvantage because classes cannot be verified ahead of time, e.g. before run time, so verification must incur a run time cost. Thus, there is a need for module-by module, also called module-at-a-time, verification before run time. Such verification is also called pre-verification because technically it is distinct from the verification which occurs during run time linking by the Java™ Virtual Machine implementation.




Also, since verification is typically performed at run time, a class that has been run once, and passed verification, is subjected to verification again each time the class is loaded—even when reverification is not required. Reverification may not be required, for example, when the class is being used in the same application on the same processor, or in an environment that prevents changes that would affect verification. This can lead to redundant verification, thereby requiring more memory and executing more slowly during run time than ought to be necessary. Thus, there is a need for an option to use verified modules without further, or with minimum verification at run time.




Resource-Constrained Devices




Resource-constrained devices are generally considered to be those that are relatively restricted in memory and/or computing power or speed, as compared to typical desktop computers and the like. Other resource-constrained devices include, by way of example, smart cards, cellular telephones, boundary scan devices, field programmable devices, personal digital assistants (PDAs) and pagers and other miniature or small footprint devices.




Smart cards, also known as intelligent portable data-carrying cards, are a type of resource-constrained device. Smart cards are typically made of plastic or metal and have an electronic chip that includes an embedded microprocessor or microcontroller to execute programs and memory to store programs and data. Such devices, which can be about the size of a credit card, typically have computer chips with 8-bit or 16-bit architectures. Additionally, these devices typically have limited memory capacity. For example, some smart cards have less than one kilobyte (1K) of random access memory (RAM) as well as limited read only memory (ROM), and/or non-volatile memory such as electrically erasable programmable read only memory (EEPROM).




A Java™ virtual machine executes programs written in the Java™ programming language and is designed for use on desktop computers, which are relatively rich in memory. It would be desirable to write programs that use the full implementation of the Java™ virtual machine for execution on resource-constrained devices such as smart cards. However, due to the limited architecture and memory of resource-constrained devices such as smart cards, the full Java™ virtual machine platform cannot be implemented on such devices. Accordingly, a separate Java Card™ (the smart card that supports the Java™ programming language) technology supports a subset of the Java™ programming language for resource-constrained devices.




Referring to

FIG. 4

, development of an applet for a resource-constrained device, such as a smart card


160


, begins in a manner similar to development of a Java™ program. In other words, a developer writes one or more Java™ classes and compiles the source code with a Java™ compiler to produce one or more class files


165


. The applet can be run, tested and debugged, for example, on a workstation using simulation tools to emulate the environment on the card


160


. When the applet is ready to be downloaded to the card


160


, the class files


165


are converted to a converted applet (CAP) file


175


by a converter


180


. The converter


180


can be a Java™ application being executed by a desktop computer. The converter


180


can accept as its input one or more export files


185


in addition to the class files


165


to be converted. An export file


185


contains naming or linking information for the contents of other packages that are imported by the classes being converted.




Referring to

FIG. 5

, the CAP format is parallel to the class file information. Each CAP


250


contains all of the classes and interfaces defined in one Java™ package. A CAP file


250


has a compact and optimized format, so that a Java™ package can be efficiently stored and executed on resource-constrained devices. Among other things, the CAP file


250


includes a constant pool component (or “constant pool”)


255


that is packaged separately from a methods component


260


. The constant pool


255


can include various types of constants including method and field references which are resolved either when the program is linked or downloaded to the smart card or at the time of execution by the smart card. The methods component


260


specifies the application instructions to be downloaded to the smart card and subsequently executed by the smart card. Also included in a CAP file


250


, among other things, are class definitions


265


, field definitions


275


, and descriptive type definitions


275


.




Referring again to

FIG. 4

, after conversion, the CAP file


175


can be stored on a computer-readable medium


170


such as a hard drive, a floppy disk, an optical storage medium, a flash device or some other suitable medium. Or the computer-readable medium can be in the form of a carrier wave, e.g., a network data transmission or a radio frequency (RF) data link.




The CAP file


175


then can be copied or transferred to a terminal


190


such as a desktop computer with a peripheral card acceptance device (CAD)


195


. The CAD


195


allows information to be written to and retrieved from the smart card


160


. The CAD


195


includes a card port (not shown) into which the smart card


160


can be inserted. Once inserted, contacts from a connector press against the surface connection area on the smart card


160


to provide power and to permit communications with the smart card


160


, although, in other implementations, contactless communications can be used. The terminal


190


also includes an installation tool


200


that loads the CAP file


175


for transmission to the card


160


.




The smart card


160


has an input/output (I/O) port


205


which can include a set of contacts through which programs, data and other communications are provided. The card


160


also includes a loader


210


for receiving the contents of the CAP file


175


and preparing the applet for execution on the card


160


. The installation tool


210


can be implemented, for example, as a Java™ program and can be executed on the card


160


. The card


160


also has memory, including volatile memory such as RAM


240


. The card


160


also has ROM


230


and non-volatile memory, such as EEPROM


235


. The applet prepared by the loader


210


can be stored in the EEPROM


235


.




As mentioned regarding

FIG. 2

, verification is typically performed on a resource-rich device. Verification programs are typically large programs that require a relatively large amount of runtime memory when executing. Also, verifier programs typically require large amounts of detailed descriptive information in the verification process. This descriptive information includes information regarding field types, signature types and access flags (private, protected, etc), This type information is typically maintained in secondary storage. Such memory requirements, are typically not an issue on relatively resource rich devices such as a desktop computer. However, these same characteristics make verification ill-suited for resource-constrained devices such as smart cards. Providing verification of program modules to execute on a resource-constrained device is critical to ensure the integrity of program modules executed such a device. Accordingly, a need exists in the prior art for a system and method for remote verification of programs to be executed by a resource-constrained device.




As mentioned previously, a Java™ verifier proceeds along an applet's execution path, verifying all external references in the process. This means that the verifier must have access to the full binary file of not only the module to be verified, but also all modules in the execution path of the module to be verified. However, some of the libraries may contain proprietary implementations that must not be revealed to consumers. For example, a vendor may install a library that contains proprietary implementation algorithms (such as an encryption algorithm) that must not be revealed to another vendor. Since typical verification methods require revealing the binary files of the modules to be verified, such methods could reveal proprietary information. Accordingly, there is a need in the prior art for a system and method for program verification that does not reveal proprietary details.




Moreover, a library may have multiple implementations. Verification with a particular implementation does not guarantee verification with another implementation. Accordingly, there is a need in the prior art for a system and method for specifying when verification with a first implementation guarantees verification with a second implementation.




Program Module Hierarchical Dependencies





FIG. 6

shows a diagram illustrating typical hierarchical dependencies among a group of program packages (including both libraries and program applets) loaded onto a smart card. Applications may be loaded onto smart card incrementally and linked on-card for execution so that the functionality of the smart card may be updated with additional capabilities in addition to factory-programmed functionalities. In the diagram, a Java™ language framework


285


and a Java Card™ framework


280


exist at a Java Card™ API level. Above the Java Card™ API level is a custom API level with one or more custom frameworks


290


. The custom framework


290


may be supplied by one or more value added providers through various software development kits (SDKs) to extend an existing framework or other API. At the highest level is an application level where various applets


295


,


300


and


305


reside.




Each of the boxes shown in

FIG. 6

represents a Java™ package. A packager is called a library package if it exports items and is therefore referenced by other packages. A package is called an applet package if it contains a program entry point. Some packages are both library and applet packages.




As shown in

FIG. 6

, a package may depend on other packages at the same API level or from those packages in lower API levels. The Java Card™ framework


280


may have dependencies from the Java™ language framework


285


. Moreover, the custom framework


290


at the custom API level and the applets


300


and


305


may have references that depend from the Java Card™ framework


280


. In turn, the applet


295


may have references that depend on the custom framework


290


. The applet


295


and the custom framework


290


may also depend on the Java™ language framework


285


. Applets may also depend on one another as shown by the line from Applet


305


to Applet


300


. In this case, Applet


300


is both an applet and library package.




Although the example of

FIG. 6

shows linear dependencies, non-linear dependencies such as circular dependencies may be supported using a suitable converter and installation tool.




Post-Issuance Install




The Java Card™ CAP file format provides for the post issuance installation of applications. In other words, the CAP file allows the content of a resource-constrained device to be updated after the device has been issued to an end user. The capability to install applications after the card has been issued provides card issuers with the ability to respond dynamically to their customer's changing needs. For example, if a customer decides to enroll in the frequent flyer program associated with the card, the card issuer can add this functionality, without having to issue a new card.




The Java Card™ CAP file format thus provides more flexibility for application issuers. Application issuers may implement transactional services as applets, and then host these applets, either in their own cards or in the cards of other issuers with whom they do business. For example, an issuer may provide a core service to clients in the form of Java™ applets for the issuer's cards. The clients will then combine these applets with other applets designed to provide a variety of value added services. These applet combinations can be updated through the dynamic applet loading process to meet the changing needs of individual customers.




Turning now to

FIG. 7

, a block diagram that illustrates preparation of a resource-constrained device without post-issuance installation is presented. A manufacturer typically prepares the resource-constrained device by loading it with some initial content (


310


). This initial content typically includes the native OS, Java Card™ VM and some or all of the Java Card™ API packages (


320


). Some initial applets and/or libraries may be provided by an applet or library provider (


315


). The initial content is burned into ROM. This process of writing the permanent components into the non-mutable memory of a chip for carrying out incoming commands is called masking. The manufacturer may also load general data onto the card's non-volatile memory. This data is identical across a large number of cards and is not specific to an individual. An example of this general data is the name of a card manufacturer.




Typically, the manufacturer also personalizes the content of a card by assigning the card to a person. This may occur through physical personalization or through electronic personalization. Physical personalization refers to permanently marking by, for example, embossing or laser engraving the person's name and card number on the physical surface of a card. Electronic personalization refers to loading personal data into a card's non-volatile memory. Examples of personal data include a person's name, personal ID or PIN number, and personal key.




Next, an issuer


320


obtains an initialized device from the manufacturer. The issuer may obtain additional applets or libraries from a provider and load the additional content onto the device. This further customization of the cards is performed by installing the applets or libraries in the form of CAP files. The issuer may also load general data, such as the issuer name, into the card's non-volatile memory.




After preparing the cards (


320


), the issuer disables subsequent installation of libraries or applets on the device and distributes the device to an end user


325


. At this point, the card is ready for use having its complete content. Since installation has been disabled, no further content can be added after the card has been issued. The card may be obtained from an issuer, or it can be bought from a retailer. Cards sold by a retailer can be general-purpose, in which case personalization is often omitted.




Turning now to

FIG. 8

, a block diagram that illustrates preparation of a resource-constrained device with post-issuance installation is presented. The diagram illustrates the case where a “trusted” installer


330


installs additional content on the device after the device has been issued to the end user


335


. The post-issuance installer


330


is “trusted” because of a preexisting agreement between the post-issuance installer


330


and the issuer


340


. In this case, the issuer


340


distributes the device to the end user


335


without disabling subsequent installations. The end user may update the content of the resource-constrained device by presenting it to a “trusted” post-issuance installer


330


. The “trusted” post-issuance installer


330


installs additional content on the resource-constrained device and returns it to the end user


335


. The installation is performed by transmitting a CAP file to the device.




In the scenario illustrated in

FIGS. 7 and 8

, the roles of the manufacturer, issuer, services provider and applet provider are described. These roles can be filled by one or more entities.




Typically, each of the roles described in

FIGS. 7 and 8

entail testing the applets and packages before they are installed on the device. Testing checks the functional behavior of these modules, confirming that given a particular input a required output is produced. Testing examines a different domain than verification, described above.




A Java Card™ system may be constructed incrementally and at each stage, it is desirable to ensure program integrity. For example, the manufacturer may populate a resource-constrained device with one or more libraries. Before shipping, it would be desirable for the manufacturer to guarantee the content integrity. At this stage, there are only libraries on the device, and no applets. Without an applet, there is no applet entry point and therefore no execution path for a verifier to follow. If an issuer then adds an applet, it would be desirable continue to ensure the content integrity. Accordingly, a need exists in the prior art for a system and method for remote program verification that accounts for iterative installation. There is a further need for a system and method for resource-constrained device program verification that protects against untrusted post-issuance installers.




Binary Compatibility




In Java Card™ technology, a change to a type in a Java™ package results in a new CAP file. A new CAP file is binary compatible with a preexisting CAP file if another CAP file converted using the export file of the preexisting CAP file can link with the new CAP file without errors.




The Java™ Language Specification includes several examples of binary compatible changes for the Java™ language. These examples include adding a class and adding a field to a class. Examples of binary incompatible changes include deleting a class and changing the parameters to a method.




The Java Card™ Virtual Machine specification defines binary compatible changes to be a strict subset of those defined for the Java™ programming language. An example of a binary compatible change in the Java™ programming language that is not binary compatible in the Java Card™ platform is adding a public virtual method to a class that can be extended by a referencing binary file.




Turning now to

FIG. 9

, a block diagram that illustrates binary compatibility is presented.

FIG. 9

shows an example of binary compatible CAP files, P


1


(


360


) and P


1


′ (


365


). The preconditions for the example are: The package P


1


is converted to create the P


1


CAP file (


360


) and P


1


export file (


370


), and package P


1


is modified and converted to create the P


1


′ CAP file (


365


). Package P


2


imports package P


1


, and therefore when the P


2


CAP file (


375


) is created, the export file of P


1


(


370


) is used. In the example, P


2


is converted using the original P


1


export file (


370


). Because P


1


′ is binary compatible with P


1


, P


2


may be linked with either the P


1


CAP file (


360


) or the P


1


′ CAP file (


365


).




The Java Card™ Virtual Machine further specifies that major and minor version numbers be assigned to each revision of a binary file. These version numbers are record in both CAP and export files. When the major version numbers of two revisions are not equal, the two revisions are not binary compatible. When the major version numbers of the two revisions are equal, the revision with the larger minor version number is binary (backward) compatible with the revision with the smaller minor version number.




The major and minor versions of a package are assigned by the package provider. A major version is changed when a new implementation of a package is not binary compatible with the previous implementation. The value of the new major version is greater than the version of the previous implementation. When a major version is changed, the associated minor version is assigned the value of 0.




When a new implementation of a package is binary compatible with the previous implementation, it is assigned a major version equal to the major version of the previous implementation. The minor version assigned to the new implementation is greater than the minor version of the previous implementation.




Both an export file and a CAP file contain the major and minor version numbers of the package described. When a CAP file is installed on a Java Card™ enabled device, a resident image of the package is created, and the major and minor version numbers are recorded as a part of that image. When an export file is used during preparation of a CAP file, the version numbers indicated in the export file are recorded in the CAP file.




During installation, references from the package of the CAP file being installed to an imported package can be resolved only when the version numbers indicated in the export file used during preparation of the CAP file are compatible with the version numbers of the resident image. They are compatible when the major version numbers are equal and the minor version of the export file is less than or equal to the minor version of the resident image.




Any modification that causes binary incompatibility in Java Card™ systems may cause an error at run time. Accordingly, an additional need exists in the prior art for a system and method for program verification that ensures binary compatibility.




SUMMARY OF THE INVENTION




A method of operating a computer system includes providing a program in memory, verifying the program prior to an installation of the program and generating a program fault signal when the verification fails. The program includes at least one program unit, and each program unit includes an Application Programming Interface (API) definition file and an implementation. Each API definition file defines items in its associated program unit that are made accessible to one or more other program units and each implementation includes executable code corresponding to the API definition file. The executable code includes type specific instructions and data. Verification includes No determining whether a first program unit implementation is internally consistent, determining whether the first program unit implementation is consistent with a first program unit API definition file associated with the first program unit implementation and generating a program fault signal when the verifying fails. A resource-constrained device includes a memory for providing a remotely verified application software program that includes at least one program unit, each program unit including type specific instructions and data. The resource-constrained device also includes a virtual machine that is capable of executing instructions included within the application software program. The remote verification uses an API definition file for each implementation to determine whether a first program unit implementation is internally consistent and to determine whether the first program unit implementation is consistent with a first program unit API definition file associated with the first program unit implementation.











BRIEF DESCRIPTION OF THE DRAWINGS





FIG. 1

is a high level flow diagram that illustrates program verification.





FIG. 2

is a high level flow diagram that illustrates verification of an application to be executed on a resource-rich device.





FIG. 3

is a block diagram that illustrates the need for program verification.





FIG. 4

is a block diagram that illustrates.development of an applet for a resource-constrained device.





FIG. 5

is a block diagram that illustrates a Converted Applet (CAP) file format.





FIG. 6

is a block diagram that illustrates hierarchical dependencies between application packages.





FIG. 7

is a block diagram that illustrates preparation of a resource-constrained device without post-issuance install.





FIG. 8

is a block diagram that illustrates preparation of a resource-constrained device with post-issuance install.





FIG. 9

is a block diagram that illustrates binary compatibility.





FIG. 10A

is a flow diagram that illustrates verification that follows an execution path.





FIG. 10B

is a code sample that illustrates verification that follows an execution path.





FIG. 10C

is a flow diagram that illustrates verification that follows an execution path to an API in accordance with one embodiment of the present invention.





FIG. 10D

is a code sample that illustrates verification that follows an execution path to an API in accordance with one embodiment of the present invention.





FIG. 11A

is a block diagram that illustrates one embodiment of the present invention.





FIG. 11B

is a block diagram that illustrates verification on a resource rich device in accordance with one embodiment of the present invention.





FIG. 11C

is a block diagram that illustrates verification on a terminal device in accordance with one embodiment of the present invention.





FIG. 12

is a high level flow diagram that illustrates a verification method in accordance with one embodiment of the present invention.





FIG. 13A

is a block diagram that illustrates verification relationships using Application Programming Interface (API) definitions in accordance with one embodiment of the present invention.





FIG. 13B

is a block diagram that illustrates implementation-independent verification using an API definition file with multiple implementations in accordance with one embodiment of the present invention.





FIG. 14

is a flow diagram that illustrates incrementally constructing a verified system in accordance with one embodiment of the present invention.





FIG. 15A

is a block diagram that illustrates verification and installation of an initial library in accordance with one embodiment of the present invention.





FIG. 15B

is a block diagram that illustrates verification and installation of an applet that references a library in accordance with one embodiment of the present invention.





FIG. 16

is a flow diagram that illustrates verifying a library or applet in accordance with one embodiment of the present invention.





FIG. 17

is a flow diagram that illustrates verifying external references using an API definition file in accordance with one embodiment of the present invention.





FIG. 18

is a flow diagram that illustrates verifying a package with its corresponding API definition file in accordance with one embodiment of the present invention.





FIG. 19

is a flow diagram that illustrates loading a library or applet onto a resource-constrained device in accordance with one embodiment of the present invention.





FIG. 20A

is a block diagram that illustrates verification using API definition files of backward compatible revisions in accordance with one embodiment of the present invention.





FIG. 20B

is a block diagram that illustrates verification using API definition files of backward compatible revisions in accordance with one embodiment of the present invention.





FIG. 20C

is a flow diagram that illustrates verifying versions using API definition files in accordance with one embodiment of the present invention.





FIG. 20D

is a flow diagram that illustrates verifying that the content of a new API definition file is backward compatible with the content of an old API definition file in accordance with one embodiment of the present invention.





FIG. 21A

is a block diagram that illustrates verification without post-issuance installation in accordance with one embodiment of the present invention.





FIG. 21B

is a block diagram that illustrates verification with trusted post-issuance installation in accordance with one embodiment of the present invention.





FIG. 21C

is a block diagram that illustrates verification with untrusted post-issuance installation inn accordance with one embodiment of the present invention.





FIG. 21D

is a block diagram that illustrates verification including binary compatibility with untrusted post-issuance installation in accordance with one embodiment of the present invention.











DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENTS




Those of ordinary skill in the art will realize that the following description of the present invention is illustrative only. Other embodiments of the invention will readily suggest themselves to such skilled persons having the benefit of this disclosure.




This invention relates to computer systems. More particularly, the present invention relates to a system and method for remote distributed program verification using API definition files. The invention further relates to machine-readable media on which are stored (1) the layout parameters of the present invention and/or (2) program instructions for using the present invention in performing operations on a computer. Such media includes by way of example magnetic tape, magnetic disks, optically readable media such as CD ROMs and semiconductor memory such as PCMCIA cards. The medium may also take the form of a portable item such as a small disk, diskette or cassette. The medium may also take the form of a larger or immobile item such as a hard disk drive or a computer RAM.




According to embodiments of the present invention, a verifier uses API definition files of program modules to perform inter-module consistency checks. Each program has an associated verification status value that is True if the program's integrity is verified by the verifier, and it is otherwise set to False. Use of the verifier in accordance with the present invention enables verification of a program's integrity and allows the use of an interpreter that does not execute the usual stack monitoring instructions during program execution, thereby greatly accelerating the program interpretation process.




According to embodiments of the present invention, verification does not continue beyond an API definition file. This differs from typical verification methods that continue the verification process into an implementation of the API definition file. An API definition file defines the context of a binary file in relationship to other referenced binary files. Once it is shown that binary files are implemented in accordance with their API definition files, binary files that reference items in other binary files need only look to the API definition files of whatever binary files implement those items to determine whether two binary files are compatible. Verifying that a binary file is implemented in accordance with its API thus obviates the need for other binary files that reference the verified binary file to continue the verification process into the verified binary file because it has already been verified. Using API definition files in accordance with the as present invention therefore provides a mechanism for making conclusions regarding whether a referencing program passes verification, without the disadvantages of typical known verification methods.





FIGS. 10A

to


10


D illustrate the two approaches for verification discussed above.

FIGS. 10A and 10B

illustrate typical verification methods that continue the verification process into an implementation that includes externally referenced items.

FIGS. 10C

and


10


D illustrate verification that uses API definition files to verify a program unit that includes external references in accordance with the present invention.




The examples in

FIGS. 10A and 10B

illustrate analysis which is typically performed during verification using a virtual stack. The virtual stack is validated and updated during verification based on the operations defined for instructions in a method. (For examples of virtual stack usage during verification, See U.S. Pat. No. 5,668,999 to Gosling, U.S. Pat. No. 5,748,964 to Gosling and U.S. Pat. No. 5,740,441 to Yellin et al.)




Turning now to

FIG. 10A

, a flow diagram that illustrates verification that follows an execution path is presented. At


400


, a bytecode program is loaded into a verifier and the verifier is initialized. At


405


, the instruction pointer is set to the first instruction in the program. At


410


, a determination is made regarding whether the instruction is a method invocation instruction. If the instruction is not a method invocation instruction, the instruction is verified at


435


. If the instruction is a method invocation instruction, at


415


, a determination is made regarding whether the current virtual stack matches the list of expected parameter and result types, also referred to as the method signature, found in the binary file that contains the referenced method. If there is no match, a verification error is indicated at


430


. If there is a match, at


420


, the invoked method is verified. At


425


a determination is made regarding whether the invoked method was successfully verified. If the invoked method was not successfully verified, a verification error is indicated at


430


. At


440


, a determination is made regarding whether the current instruction is the last instruction. If the current instruction is not the last instruction, verification continues with the next instruction at


445


. Verification terminates at


450


when the last instruction has been examined.




With respect to reference numerals


415


-


425


of

FIG. 10A

, when a method invocation instruction is encountered during verification that is coupled with execution, a typical verifier performs the following operations pertaining to the content of the referencing binary file.




1. The calling context is verified to determine whether it has appropriate permission to reference the method found in the referenced binary file. For example, a protected method can only be invoked by a method in a subclass of or a member of the class in which the method is declared.




2. The arguments found on the virtual stack at the point of invocation in the referencing binary file are verified to determine whether they are appropriate given the declaration of the invoked method found in the referenced binary file.




3. The virtual stack is updated by removing the arguments to the invoked method and adding the return type, if any, of the invoked method. The return type is defined in the referenced binary file.




4. Verification of the referencing binary file continues at the instruction after the method invocation using the updated virtual stack.




Typically, either before step


1


or between steps


2


and


3


, the referenced binary file is verified. Regardless of the exact timing, when verification is coupled with execution, a referenced binary file is verified before it is executed.




The example shown in Fig


10


A does illustrate verification of references to non-methods such as classes, interfaces and fields. Typically, verification of such non-method references also entails examining the referenced items. Furthermore, when examining such referenced items, the referenced binary file that contains the referenced item is also typically verified.




Turning now to

FIG. 10B

, a code sample that illustrates verification that follows an execution path is presented.

FIG. 10B

includes code samples for a library package L


0




500


and applet A


1




505


. Applet A


1




505


includes references to items in package L


0




500


.

FIG. 10A

also illustrates a virtual stack before (


510


) and after (


515


) verification of method invocation instructions in L


0




500


and A


1




505


. Method A


10




520


references method A


11




525


at reference numeral


530


. Method A


11




525


references method L


01




535


at reference numeral


540


. Method L


01




535


references method L


02




545


at reference numeral


550


.




Verification of applet A


1




505


begins with method A


10




520


. At


530


, method A


10




520


invokes method A


11




525


with the short integer parameter S


555


and assigns the result to byte array ba


560


. In preparation for the method A


11




525


invocation, the method A


11




525


parameter types are put on the stack. In Java™ technology, values of type byte, short and integer are represented as integer types on the stack. Thus, before invoking method A


11




525


, the virtual stack


560


contains type int, the type for S


555


. This matches the declaration of method A


11




525


found in the A


1


binary file


505


.




At


540


, method A


11




525


invokes method L


01




535


and assigns the result to byte array type ba


565


. Before invoking method L


01




535


, the virtual stack


570


contains a reference to class A


1


. The expected type is type Object


575


. A


1




570


is assignment-compatible with Object


575


because A


1




570


extends Object (


580


). This matches the declaration of method L


01




535


found in the L


0


binary file


500


.




At


575


, method L


01




535


invokes method L


02




545


and assigns the result to float value f


585


. Before invoking method L


02




550


, the virtual stack


590


contains a reference to class Object. The virtual stack


590


also contains an integer type corresponding to integer I


595


. This matches the declaration of method L


02




545


found in the L


0


binary file


500


.




Next, the virtual stack is updated by removing the arguments to the invoked method and adding the return type, if any, of the invoked method. The return type is defined in the referenced binary file. In the above example, method L


02




545


returns float type f


600


, which matches the method L


02


return type of float f


605


. Method L


01




535


returns an integer type. At


565


, the returned integer type is explicitly cast to type byte, which matches the type of ba[


0


]


610


. Method A


11




525


returns a byte array, which corresponds to the type of byte array ba


560


.




Thus, method A


10




520


has been verified by examining the content of method A


10




520


and the binaries of all compilation units referenced by method A


10




520


.




Verification using an API definition file according to embodiments of the present invention follows the same four steps shown above with reference to

FIG. 10A

, except that information about the invoked method is obtained from an API definition file instead of a binary file. The conclusions drawn regarding verification of the referencing binary file are the same in both cases. In addition, at some point during verification, the API definition file is verified for internal consistency. This step is parallel to verifying a referenced binary file. Furthermore, during verification using an API definition file according to embodiments of the present invention, the assumption is made that an implementation of the API definition file has been verified in a previous operation and that the implementation is complainant with the API definition file. This is described in more detail with reference to

FIGS. 10C and 10D

.




Turning now to

FIG. 10C

, a flow diagram that illustrates verification that follows an execution path to an API definition file in accordance with one embodiment of the present invention is presented. At


700


, a verifier receives a bytecode program and the verifier is initialized. At


705


, the instruction pointer is set to the first instruction in the program. At


710


, a determination is made regarding whether the current instruction is a method invocation to an external method. If the current instruction is not a method invocation to an external method, the instruction is verified at


730


. If the instruction is a method invocation instruction, at


715


, a determination is made regarding whether the virtual stack matches the method signature found in an API definition file that corresponds to the binary file of the invoked method. If the virtual stack does not match the method signature, a verification error is indicated at


725


. If the virtual stack matches the method signature, the virtual stack is updated at


720


. At


735


, a determination is made regarding whether the current instruction is the last instruction. If there is another instruction, the next instruction is pointed to at


740


and verification continues at


710


. Verification ends at


745


when the last instruction has been examined. A detailed example that illustrates this process is described with reference to FIG.


10


D.




Turning now to

FIG. 10D

, a code sample that illustrates verification that follows an execution path to an API in accordance with one embodiment of the present invention is presented.

FIG. 10D

includes code samples for a library package L


0




800


and applet A


1




805


. Applet A


1




805


includes references to items in package L


0




800


.

FIG. 10D

also illustrates a virtual stack before (


810


) and after (


815


) execution of source code statements in L


0




800


and A


1




805


. Method A


10




820


references method A


11




825


at reference numeral


830


. Method A


11




825


references method L


01




835


at reference numeral


840


.




Verification of applet A


1




805


begins with method A


10




820


. At


830


, method A


10




820


invokes method A


11




825


with the short integer parameter S


845


and assigns the result to byte array ba


850


. In preparation for the method A


11


invocation (


830


), the method A


11




825


parameter types are put on the stack


850


. As mentioned above, in Java™ technology, values of type byte, short and integer are represented as integer types on the stack. Thus, before invoking method A


11




825


, the virtual stack


850


contains type int, the type for S


845


. This matches the declaration of method A


11




825


found in the A


1


binary file


805


.




At


840


, method A


11




825


invokes method L


01




835


and assigns the result to byte array type ba


855


. Before invoking method L


01




835


, the virtual stack


860


contains a reference to class A


1


. The expected type is type Object


865


. A


1




860


is assignment-compaitble with Object


865


because A


1




860


extends Object (


870


). This matches the declaration of method L


01




835


found in the L


0


API definition file


800


.




Next, the virtual stack is updated by removing the arguments to the invoked method and adding the return type, if any, of the invoked method. The return type is defined in the referenced API definition file. In the above example, method L


01




875


returns an integer type. At


855


, the returned integer type is explicitly cast to type byte, which matches the type of ba[


0


]


880


. Method A


11




825


returns a byte array, which corresponds to the type of byte array ba


850


.




Thus, method A


10




820


has been verified without reference to the binary files containing compilation units referenced by method A


10




820


. Instead, method A


10




820


has been verified by examining the content of method A


10




820


and the API definition files of all compilation units referenced by method A


10




820


.




The description regarding verification in

FIGS. 10C and 10D

illustrated verification with respect to a method. This example is intended for illustrative purposes only. Those of ordinary skill in the art will recognize that verification of other references may be performed in a similar manner using an API definition file. These references include by way of example, references to fields, classes and interfaces.




Referring now to

FIG. 11A

, there is shown a distributed computer system having multiple client computers


980


,


1090


and multiple server computers


985


. In one embodiment, each client computer


980


,


1090


is connected to the servers


985


via the Internet


1055


, although other types of communication connections could be used. While most client computers are desktop computers, such as Sun workstations, IBM compatible computers and Macintosh computers, virtually any type of computer can be a client computer. In one embodiment, each client computer includes a CPU


990


, a user interface


995


, a memory


1000


, Internet access processor


1035


and a communications interface


1005


. Client memory


1000


stores:




an operating system


1010


;




a program converter


1015


, which converts binary file and related API definition files into optimized binary files and API definition files;




a program verifier


1020


for verifying whether or not a specified program satisfies certain predefined integrity criteria;




at least one optimized binary file repository


1025


, for locally storing optimized binary files in use and/or available for use by users of the computer


1000


;




at least one API definition file repository


1030


for storing export files.




The converter


1015


converts a binary file into an optimized binary file and an API definition file of the optimized binary file. If the binary file includes external reference, the converter


1015


uses the API definition file stored in


1030


of the module including the external reference to verify the external reference.




According to one embodiment of the present invention, the resource-constrained device is a Java Card™ enabled device. In this embodiment, the API definition file is Java Card™ export file, the binary file is a class file and the optimized binary file is a CAP file. Also, the methods in a class to be loaded are bytecode programs, which when interpreted will result in a series of executable instructions. According to this embodiment, the bytecode program verifier


1020


verifies the integrity of the bytecode programs in a CAP file with reference to the CAP file, the export file corresponding to the CAP file, and the export file containing externally referenced items. If all the methods are successfully verified, the CAP file is sent to the resource-constrained device


1040


via a terminal device


1045


.




As shown in

FIG. 11A

, a terminal


1045


is equipped with a card acceptance device (CAD)


1050


for receiving a card. The terminal


1045


may be connected to a network


1055


that communicates with a plurality of other computing devices, such as a server


985


. It is possible to load data and software onto a smart card over the network


1055


using card equipped devices. Downloads of this nature include applets or libraries to be loaded onto a smart card as well as digital cash and other information used in accordance with a variety of electronic commerce and other applications. The verified instructions and data used to control processing elements of the card acceptance device and of the smart card may be stored in volatile or non-volatile memory or may be received directly over a communications link e.g., as a carrier wave containing the instructions and/or data. Further, for example, the network


1055


can be a LAN or WAN such as the Internet or other network.




The third computer node


1040


, assumed here to be configured as smart card or other resource-constrained device, includes a microprocessor


1060


, a memory


1065


, and an I/O port


1070


that connects the second computer node to the terminal device


1045


. Resource-constrained device memory


1065


stores programs for execution by the processor


1060


.




Resource-constrained device memory


1065


stores:




an operating system


1080


;




a loader


1085


for loading a verified optimized binary file via I/O port


1070


;




an interpreter


1050


for executing a module within an optimized binary file;




at least one program


1075


for execution by microprocessor


1060


.




The first, second and third computer nodes


980


,


1045


and


1040


may utilize different computer platforms and operating systems


1010


,


1080


such that object code program executed on either one of the two computer nodes cannot be executed on the other. For instance, the server node


985


might be a Sun Microsystems computer using a Unix operating system while the user workstation node


980


may be an IBM compatible computer system using a Pentium III microprocessor and a Windows 98 operating system. Furthermore, other user workstations coupled to the same network and utilizing the same server


985


might use a variety of operating systems.




According to embodiments of the present invention, verification is performed before the module is loaded on a resource-constrained device, herein referred as remote verification. According to one embodiment of the present invention, verification is performed on a resource-rich device such as a desktop PC, as illustrated in FIG.


11


A. According to another embodiment of the present invention, remote verification is performed on a terminal device, as illustrated in FIG.


11


B.




Turning now to

FIG. 11B

, a block diagram that illustrates verification on a resource-rich device before installation in accordance with one embodiment of the present invention is presented. A verifier


1110


resident on the resource-rich device


1100


verifies the optimized binary file


1105


. The optimized binary file


1105


is transferred to a terminal device


1115


having an installer


1120


. The installer


1120


communicates with a loader


1130


on a resource-constrained device


1125


to load the verified optimized binary file.




According to one embodiment of the present invention the loader confirms that the context in which the binary file will be linked and executed is compatible with the context of the API definition files used during verification. Additionally, the context of a verified and loaded binary file must not be allowed to change in to an incompatible state. In a Java Card™ compliant system, this requirement is fulfilled by ensuring that a referenced binary file is never deleted or updated.




Turning now to

FIG. 11C

, a block diagram that illustrates verification on a terminal device before installation in accordance with one embodiment of the present invention is presented. The optimized binary file


1155


is transferred to a terminal device


1165


having an off-device installer


1170


. A verifier


1160


resident on the terminal device


1165


verifies the optimized binary file


1155


. The installer


1170


communicates with a loader


1180


on a resource-constrained device


1175


to load the verified optimized binary file.




Turning now to

FIG. 12

, a flow diagram that illustrates verification in accordance with one embodiment of the present invention is presented. At


1200


, a library or applet is received. At


1205


, the library or applet is verified using the applet binary file, the API definition file of the library or applet if it exports items, and the API definition file of any binary files containing items referenced by the applet binary file. At


1210


, the library or applet is stored in a secure state to protect against unauthorized modification. At


1215


, the library or applet is loaded for subsequent linking and execution on a resource-constrained device.




Turning now to

FIG. 13A

, a block diagram that illustrates verification relationships using Application Programming Interface (API) definitions in accordance with one embodiment of the present invention is presented.

FIG. 13A

illustrates the process of verifying applet A


1


. In this example, A


1


is an applet that references the library L


1


. Library L


1


includes a reference to Library L


0


. Verification proceeds as follows: First, the L


0


API definition file


1230


is verified with the L


0


binary file


1235


. Next, the L


1


binary file


1240


is verified with the L


0


API definition file


1230


. Next, the L


1


API definition file


1245


is verified with the L


1


binary file


1240


. Verification of the L


1


binary file


1240


with the L


0


API definition file


1230


thus indicates the L


1


binary file


1240


is verified with the L


0


binary file


1235


. Next, the A


1


binary file


1250


is verified with the L


1


API definition file


1245


. Verification of the A


1


binary file


1250


with the L


1


API definition file


1245


thus indicates the A


1


binary file


1250


is verified with the L


1


binary file


1240


. Thus, a fully verified collection of binary files (A


1




1250


, L


1




1245


and L


0




1230


) has been constructed.




As mentioned previously, an API specifies how one program module may interact with another. Different vendors may implement an API in different ways, as long as they adhere to the API definition file. For example, one vendor may choose to implement a method that sorts a set of values using an algorithm optimized for speed, while another vendor may choose to implement an algorithm optimized for low memory usage. In both cases, the implementations would be compliant with an API definition file containing a method that performs a sort, and vary in implementation details.




According to embodiments of the present invention, verification does not depend upon a particular implementation. More specifically, if a referencing binary file references an API and there is more than one implementation for that API, the referencing binary file is said to be verified with each implementation if the referencing binary file verifies with the referenced API and if each implementation of the API verifies with the referenced API definition file. This example is illustrated in FIG.


13


B.




Turning now to

FIG. 13B

, a block diagram that illustrates implementation-independent verification using an API definition file with multiple implementations in accordance with one embodiment of the present invention is presented. In the example, L


1


is a library that references library L


0


. Library L


0


has two implementations from two different vendors, vendor


1


implemented


1270


and vendor


2


implemented


1275


. Both the L


0


binary file from vendor


1


(


1270


) and the L


0


binary file from vendor


2


(


1275


) are verified with the L


0


API definition file


1265


. Next, the L


1


binary file


1260


is verified with the L


0


API definition file


1265


. Since both L


0


binary files


1270


and


1275


are verified against the L


0


API definition file


1265


and since the L


1


binary file


1260


is verified against the L


0


API definition file


1265


, the L


1


binary file


1260


is verified against both particular implementations of L


0


, that is binary files


1270


and


1275


. Thus, two fully verified collections of binary files have been constructed: 1) L


1


binary file


1260


and L


0


binary file provided by vendor


1


(


1270


); and 2) L


1


binary file and L


0


binary file provided by vendor


2


(


1275


).




As shown in

FIG. 13B

, verification applies to all permutations of linking. Thus, when binary file L


1


(


1260


) is installed on one resource-constrained device, it may be linked with the L


0


binary file from vendor


1


(


1270


). It may also be installed on another resource-constrained device and linked with the L


0


binary file from vendor


2


(


1275


).




The number of implementations illustrated in

FIG. 13B

is not intended to be limiting in any way. Those of ordinary skill in the art will recognize that the invention is applicable when more that two implementations are provided.




According to one embodiment of the present invention, program verification is performed iteratively, one program module at a time. This is also called distributed verification. Referring to

FIG. 14

, a flow diagram that illustrates incrementally constructing a verified system in accordance with one embodiment of the present invention is presented. An initial library is verified (


1280


), stored in a secure state (


1285


) and loaded (


1290


). At


1295


, the API definition file of the initial verified library is provided for use by client libraries or applets that reference library. Each client library or applet is verified (


1300


), stored in a secure state (


1305


) and loaded (


1310


). At


1315


, a check is made to determine whether the client exports any items. If the client exports any items, the API definition file of the client library is provided for use by other libraries or applets that reference the client library (


1295


).




According to another embodiment of the present invention, the loading of verified libraries and applets is delayed until all the libraries and applets required for an update have been verified. In both this case and the embodiment described immediately above, the process of performing verification using API definition files is the same.




Turning now to

FIG. 15A

, a block diagram that illustrates verification and installation of an initial library in accordance with one embodiment of the present invention is presented. In this example, the resource-constrained device


1320


contains a loader


1325


, an interpreter and I/O services


1330


. No libraries or applets have been installed at this point. This initial content provides the foundation for installing and executing libraries and applets. First, a verifier


1335


on a resource-rich device


1340


verifies the L


0


binary file


1345


, the library to be added. The resource-rich device may be by way of example, a desktop PC or a terminal device. Verification of the L


0


binary file


1345


includes verifying the L


0


binary file


1345


and verifying the L


0


API definition file


1350


with the L


0


binary file


1345


. Next, the verified L


0


binary file


1345


is installed on a resource-constrained device


1320


. After installation, the content of the resource-constrained device


1320


is said to be verified.




Turning now to

FIG. 15B

, a block diagram that illustrates verification and installation of an applet that references a library in accordance with one embodiment of the present invention is presented. In this example, resource-constrained device


1360


has been initialized with library L


0


(see

FIG. 15A

) and applet A


1


is to be added to the resource-constrained device


1360


. Applet A


1


binary file


1365


references library L


0


. Since the L


0


binary file


1370


has already been verified with its corresponding L


0


API definition file


1375


and installed, the verified API definition file for L


0




1375


is resident on the resource-rich device


1380


. The A


1


binary file


1365


is verified using the API is definition file of the referenced library, L


0




1375


. After verification, the A


1


binary file


1365


is installed on the resource-constrained device. After installation, the content of the resource-constrained device (A


1


binary file


1365


and L


0


binary file


1370


) is said to be verified.




Those of ordinary skill in the art will recognize that the scenarios illustrated in

FIGS. 15A and 15B

can be combined to verify and install a module that both references a library and exports an API. The module's exported API definition file will be available to be referenced by succeeding binary files.




Turning now to

FIG. 16

, a flow diagram that illustrates verifying a library or applet in accordance with one embodiment of the present invention is presented. At


1400


, a library or applet package is received. At


1405


, intra-module checks are performed to determine whether the package is internally consistent. At


1410


, inter-module checks are performed to determine whether the external references of the package are consistent within the context of the API definition file of each external reference. At


1415


, a check is made to determine whether the package exports any items. If the package exports items, the current package is verified against its API definition file (


1420


).




The order of the intra-module checks and the inter-module checks shown in

FIG. 16

is not intended to indicateda required order of operations. During program verification that follows an execution path, those of ordinary skill in the art will recognize th at when intra-module checks or inter-module checks are performed can depend on the context of the element being verified. When performing intra-module checks, if an element is encountered that references an external item, an inter-module check can be performed immediately. Alternatively, all inter-module checks can be postponed and performed in one step as shown in FIG.


16


.




The intra-module checks may include by way of example, verifying binary file format and verifying that:




a class is not a subclass of a “final” class,




no method in the class overrides a “final” method in a superclass,




each class, other than “Object” has a superclass,




class reference, field reference and method reference in the constant pool has a legal name, class and type signature.




See, for example, U.S. Pat. No. 5,668,999 to Gosling, U.S. Pat. No. 5,748,964 to Gosling and U.S. Pat. No. 5,740,441 to Yellin et al.




Turning now to

FIG. 17

, a flow diagram that illustrates verifying external references using an API definition file in accordance with one embodiment of the present invention is presented.

FIG. 17

provides more detail for reference numeral


1410


in FIG.


16


. At


1430


, a program unit such as a library or applet package is received. If the API definition file of the referenced package is not found, a verification error is indicated. At


1435


, the API definition file of the referenced package is loaded. At


1440


, the package attributes are compared. The package attributes may include by way of example, the package name and version. If the package attributes are not compatible, a verification error is indicated.




At


1445


, for each referenced class and interface, the usage of the class or interface in the binary file is compared to the corresponding usage in the API definition file. If the class or interface is not found in the API definition file, a verification error is indicated. If usage of the class or interface is not compatible, a verification error is indicated. An example of an incompatibility is an attempt to create an instance of an abstract class or interface.




At


1450


, for each referenced field, the field is located in the API definition file, and the usage of the field in the binary file is compared to the corresponding definition in the API. If the field is not found in the API definition file, a verification error is indicated. If the usage of the field is not compatible, a verification error is indicated. An example of an incompatibility is an attempt to store a floating-point value into a field that is declared as an integer (int)-type in the API definition file.




At


1455


, for each referenced method, the method is located in the API definition file, and the usage of the method in the binary file is compared to the definition in the API. If the method is not found in the API definition file, a verification error is indicated. If the usage of the method is not compatible, a verification error is indicated. An example of an incompatibility is an attempt to invoke a method without passing in any parameters when the method is declared in the API definition file to require one parameter of the specified type (int).




Those of ordinary skill in the art will recognize that locating and verifying usage against definitions in an API definition file can be performed sequentially in one step as shown in FIG.


16


. Alternatively, locating and verifying usage against definition can be performed as the usage is encountered.




Turning now to

FIG. 18

, a flow diagram that illustrates verifying a package with its corresponding API definition file in accordance with one embodiment of the present invention is presented.

FIG. 18

provides more detail for reference numeral


1420


in FIG.


16


.

FIG. 18

is not intended to indicate the order in which the various checks are performed. A library or applet package (herein referred to as a binary file) is received (


1460


) and the API definition file of the package is received (


1465


). If the API definition file of the package is not found, and the binary file exports elements, a verification error is indicated.




At


1470


, the package attributes are compared. The attributes may include by way of example, the package name, version and number of classes and interfaces. Continuing this example, this step detects whether an extra class or interface is defined in the API definition file that is not present in the binary file. If the attributes are incompatible, a verification error is indicated.




Several checks are performed to verify each exported class and interface in the binary file. At


1475


, the class or interface is located in the API definition file and the attributes of the class or interface as defined in the API definition file are compared to the definition of the class or interface in the binary file. If the class or interface is not found in the API definition file, a verification error is indicated. The attributes may include by way of example, the class name, flags, number of fields and number of methods. Continuing this example, this step detects whether an extra field or method is defined in the API definition file that is not present in the binary file. Additionally, this step will detect whether an extra field or method is present in the binary file but not defined in the API definition file. If the attributes are incompatible, an error is indicated.




At


1480


, the superclasses and superinterfaces are compared. See, for example, U.S. Provisional Patent Application filed Nov. 12, 1999 in the name of inventor Judith E. Schwabe, entitled “API Representation Enabling Submerged Hierarchy”, Ser. No. 60/165,298 and U.S. Provisional Patent Application filed Nov. 15, 1999 in the name of inventor Judith E. Schwabe, entitled “API Representation Enabling Submerged Hierarchy”, Ser. No. 60/165,533. If the set of public superclasses or superinterfaces of a class or interfaces, respectively, defined in the binary file do not correspond to the set in the API definition file, a verification error is indicated.




At


1485


, the set of public implemented interfaces of a class in the binary file is compared to the set in the API definition file. If the sets of implemented interfaces do not correspond, a verification error is indicated.




At


1490


, for each exported field in the binary file, the field is located in the API definition file and the attributes of the field in the API definition file are compared to the definition in the binary file. If the field is not located, a verification error is indicated. The attributes may include by way of example, the name, flags and type. If the attributes are incompatible, a verification error is indicated.




At


1495


, for each exported method in the binary file, the method is located in the API definition file and the attributes of the method in the API definition file are compared to the definition in the binary file. If the method is not found in the API definition file, a verification error is indicated. The attributes may include by way of example, the name, flags and signature. If the attributes are incompatible, a verification error is indicated.




Turning now to

FIG. 19

, a flow diagram that illustrates loading a library or applet onto a resource-constrained device in accordance with one embodiment of the present invention is presented. At


1500


, a program unit such as a library or applet package is received. At


1505


, the program unit is authenticated. At


1510


, a determination is made regarding whether the program unit references one or more other program units. If the program unit references one or more other program units, at


1515


, the version of the API definition file used during verification is checked to determine whether it is compatible with the version of the referenced binary file resident on the resource-constrained device. If the versions are not compatible, an error is indicated. At


1520


, the program unit is loaded or otherwise prepared for execution when the version of the API definition file used during verification is compatible with the version of the referenced binary resident on the resource-constrained device.




The invention as described thus far has pertained to scenarios where the version of a referenced binary file is the same version as its corresponding API definition file. As discussed previously, both the Java™ specification and the Java Card™ specification define behavior where the version of a referenced binary file is a newer version than the one used during preparation of the referencing binary file. Furthermore, these specifications define changes that can be made when revising a binary file that result in the new version being backward compatible with the previous version. When a newer version is backward compatible with an older version it is said to be binary compatible.




Binary compatible changes to a referenced binary file are undetectable to a referencing binary file. The updated referenced binary file is required to contain all of the elements of the API definition file of the original binary file. Accordingly, a referencing binary file is provided with a superset of the element in original API of the referenced binary file, and therefore all of the elements it references are guaranteed to be present. A referencing binary file may be successfully linked with, verified with and executed with any binary compatible revision of the original target referenced binary file. Thus, it is valid in both Java™ and Java Card™ technology to prepare a binary file using an old version of a referenced binary file and then later link, verify and execute with a new, binary compatible version of the referenced binary file.




According to one embodiment of the present invention, an additional verification step is performed on a resource-rich device to confirm whether or not a revision of a binary file is binary (backward) compatible with an earlier version. This additional step provides the functionality required to assert that a referencing binary file and a binary compatible revision of a referenced binary file constitute a verified set. The details of this verification step are described in

FIGS. 20A through 20D

.




Those of ordinary skill in the art will recognize that other versioning schemes can also be used to provide binary compatibility information as well.




Turning now to

FIG. 20A

, a block diagram that illustrates verification using API definition files of backward compatible revisions in accordance with one embodiment of the present invention is presented. The example illustrated in

FIG. 20A

includes an applet A


1


that references library L


0


. Library L


0


has two versions, 1.0 and 1.1. Each version of library L


0


has been previously converted to a binary file and an API definition file. The A


1


binary file


1530


was initially verified against L


0


version 1.0. The precondition for this verification is verifying the L


0


API definition file version 1.0 (


1535


) with the L


0


binary file version 1.0 (


1540


). As described in

FIG. 13A

, these verification steps indicate that A


1


binary file (


1530


) is verified with L


0


binary file version 1.0 (


1540


).




Library L


0


version 1.0 was subsequently changed to create L


0


version 1.1. According to one embodiment of the present invention verification of the A


1


binary file (


1530


) with the L


0


version 1.1 binary file (


1550


) is established by verifying that L


0


API definition file version 1.1 (


1545


) is backward compatible with L


0


API definition file version 1.0 (


1535


) and by verifying that L


0


API definition file version 1.1 (


1545


) verifies with L


0


binary file version 1.1 (


1550


). Hence, a modified referenced library does not require verification of a referencing applet with the API definition file of the modified referenced library when it can be shown that the API definition file of the modified referenced library is backward compatible with the original referenced library and when the API definition file of the modified referenced library verifies with the binary file of the modified referenced library.




The verification steps shown in

FIG. 20A

indicate that A


1


binary file (


1530


) is verified with L


0


binary file version 1.1 (


1540


).




Turning now to

FIG. 20B

a block diagram that illustrates verification using API definition files of backward compatible revisions in accordance with one embodiment of the present invention is presented.

FIG. 20B

illustrates the case where a binary compatible version of a library has been previously installed on a resource-constrained device. The referencing binary file, A


1


(


1550


), is prepared and verified using an earlier version of the referenced API definition file. The L


0


binary file version 1.1 (


1560


) was previously verified with the L


0


API definition file version 1.1 (


1555


). Next, the previously verified API (L


0


API definition file version 1.1 (


1555


)) is verified to be backward compatible with the earlier version (L


0


API definition file version 1.0 (


1560


))). Next, the A


1


binary file (


1550


) is verified using the API definition files of the referenced library (L


0


API definition file version 1.0 (


1560


)) and the A


1


binary file (


1550


) is installed on the resource-constrained device


1565


. A loader


1570


on the resource-constrained device


1565


verifies that the API definition file used during verification is compatible with the referenced binary file. The resulting content of the resource-constrained device


1565


is a verified set of binary files: A


1


binary file (


1550


) and L


0


binary file version 1.1 (


1560


).




Turning now to

FIG. 20C

, a flow diagram that illustrates verifying versions using API definition files in accordance with one embodiment of the present invention is presented. At


1600


, the old version of the package API definition file is received. At


1605


, the new version of the package API definition file is received. At


1610


, a determination is made regarding whether the version of the new package indicates backward compatibility with the version of the old package. In Java Card™ technology, for example, this determination is made by comparing major and minor version numbers. If the new version is backward compatible, at


1615


, the content of the new API definition file is verified for backward compatibility with the content of the old API definition file.




Turning now to

FIG. 20D

, a flow diagram that illustrates verifying that the content of a new API definition file is backward compatible with the content of an old API definition file in accordance with one embodiment of the present invention is presented. At


1620


and


1625


, the old package API definition file and the new API package definition are received.




At


1630


, the package attributes are compared. The attributes may include the package name and the number of classes and interfaces. If the set of classes and interfaces defined in the old API definition file is not found in the new API definition file, a verification error is indicated.




Several checks are performed for each class and interface in the old package. At


1635


, the class and interface attributes are compared to the attributes of the same class or interface in the new package. The attributes may include the name, flags, number of fields and number of methods. If the sets of fields and methods defined in a class or interface in the old API definition file are not found in the corresponding class or interface in the new API definition file, a verification error is indicated. If any other the attributes of a class or interface are not binary compatible, a verification error is indicated.




At


1640


, the superclasses and superinterfaces of the class or interface are compared to the same in the new package. If the sets of superclasses or superinterfaces of a class or interface, respectively, are not binary compatible, a verification error is indicated.




At


1645


, the implemented interfaces of a class are compared to the same in the new package. If the sets of implemented interfaces of a class are not binary compatible, a verification error is indicated.




At


1650


, for each field in the old package, the attributes are compared to the same field in the new package. The attributes may include the name, flags and type. If the attributes of a field are not binary compatible, a verification error is indicated.




At


1655


, for each method in the old package, the attributes are compared to the same method in the new package. The attributes may include the name, flags and signature. If the attributes of a method are not binary compatible, a verification error is indicated.




The list of binary compatibility checks performed is not intended to be an exhaustive list. Further details regarding binary compatibility may be found in the Java™ Language Specification and the Java Card™ Virtual Machine Specification.




According to embodiments of the present invention, program modules are verified on a resource-rich device prior to an installation on a resource-constrained device such as a smart card.

FIGS. 21A

to


21


D illustrate different embodiments in which verification is performed.




According to one embodiment of the present invention, program modules are optionally verified by a card manufacturer, a card issuer and an applet or library provider. Verification may performed by any combination of the above parties. Referring to

FIG. 21A

, a manufacturer ensures that the initial content is verified and prepares a device with that initial content (


1660


) before shipping the device to an issuer. The initial modules may be verified either by the manufacturer, the applet or library provider (


1675


), or both. The issuer receives the device from the manufacturer, optionally installs additional modules, disables further installations and distributes the device (


1665


) to an end user


1670


. If additional modules are installed, the issuer ensures that they are verified before installation. The issuer, applet or library provider, or both may perform verification.




Turning now to

FIG. 21B

, according to another embodiment of the present invention, program modules are optionally verified by a card manufacturer (


1690


), a card issuer (


1705


), an applet provider (


1700


) and a trusted post-issuance installer (


1695


) Verification may be performed by any combination of the above parties, but must result: in each module being verified before it is installed on a device. Referring to

FIG. 21B

, post-issuance installations by a trusted installer (


1695


) are allowed. Verification is optionally performed by the applet or library provider (


1700


) before shipping. Verification is also optionally performed by the manufacturer (


1690


), the issuer (


1705


) and the post-issuance installer (


1695


) before the additional content is installed on the device.




In

FIG. 21B

, the post-issuance installer is a trusted installer (


1695


). A trusted installer (


1695


) is an installer that has an agreement with the issuer, governing the post-issuance updates of cards. In contrast, an untrusted installer has no such agreement with the installer. When an issuer issues cards without disabling subsequent installations, an untrusted and possibly malevolent post-issuance installer could potentially add program modules to a card. Such unauthorized additions may corrupt the existing program modules or compromise them in other ways, causing the program to either execute erroneously or not execute at all.




According to another embodiment of the present invention, verification of program modules is performed in a system that allows post-issuance installations by an untrusted installer. Referring to

FIG. 21C

, note that

FIG. 21C

is the same as

FIG. 21B

, except that the post-issuance installer (


1725


)is untrusted. Preferably, the verifier in this case resides on a terminal device or another device not under the control of the untrusted installer (


1725


).




According to another embodiment of the present invention, verification of program modules is performed in a system that allows post-issuance installations by an untrusted installer. Furthermore, this embodiment performs binary compatibility checks as part of the verification. Referring to

FIG. 21D

, note that

FIG. 21D

is the same as

FIG. 21C

, except that each party that performs verification includes binary compatibility checks in the verification process. Those of ordinary skill in the art will recognize that verification that entails binary compatibility checks can also be applied to the scenarios shown in.

FIGS. 21A and 21B

.




The above embodiments differ in the entities that are involved in the preparation of a card for an individual user. The above embodiments also differ regarding whether post-issuance installation is enabled. However, the details of verification process are equivalent, regardless of the entity performing the verification.




According to one embodiment of the present invention, the manufacturer, issuer and trusted post-issuance installer consider the applet or library to have been received from a potentially hostile environment. The verifier is run with the applet or library before installation. The manufacturer, issuer and trusted post-issuance installer make a determination regarding whether their environments are secure. If the environments are secure, the scenario depicted in either

FIG. 1I

A (verifier on resource-rich device) or

FIG. 11B

(verifier on terminal) is used. If the environments are not secure, the scenario depicted in

FIG. 11B

(verifier on terminal) is used.




Preferably, the untrusted post-issuance installation operates in the scenario depicted in

FIG. 11B

(verifier on terminal).




In the scenario depicted by

FIG. 11A

(verifier on resource-rich device), the content provider preferably runs the verifier before shipping (using FIG.


11


A), thus confirming that the binary file was not corrupted when it was prepared or stored in the applet/package provider's environment, and ensuring that the applet/package provider is not shipping a hostile binary file to the manufacture, issuer, trusted post-issuance installer, or untrusted post-issuance installer.




According to one embodiment of the present invention, verification includes binary compatibility checks. Preferably, the manufacturer and issuer confirm that the updated resource-constrained device is binary compatible with the previous version(s). This prevents an older program unit from being placed into an invalid context when installed.




According to a preferred embodiment, programmatic content is installed in a secure environment. Once a verified binary file has been installed, the smart card's programmatic content is not altered by an unauthorized entity. Therefore, once a verified binary file is installed in this secure environment, the binary file's verification status is unchanged between subsequent executions. In other words, the binary file need not be reverified before each execution.




Although the present invention has been illustrated with respect to a smart card implementation, the invention applies to other devices with a small footprint such as devices that are relatively restricted or limited in memory or in computing power or speed. Such resource-constrained devices may include boundary scan devices, field programmable devices, pagers and cellular phones among many others.




The present invention also relates to apparatus for performing these operations. This apparatus may be specially constructed for the required purpose or it may comprise a general-purpose computer as selectively activated or reconfigured by a computer program stored in the computer. The procedures presented herein are not inherently related to a particular computer or other apparatus. Various general-purpose machines may be used with programs written in accordance with the teachings herein, or it may prove more convenient to construct more specialized apparatus to perform the required process. The required structure for a variety of these machines will appear from the description given.




While the Java™ programming language and platform are suitable for the invention, any language or platform having certain characteristics would be well suited for implementing the invention. These characteristics include type safety, pointer safety, object-oriented, dynamically linked, and virtual machine based. Not all of these characteristics need to be present in a particular implementation. In some embodiments, languages or platforms lacking one or more of these characteristics may be utilized. Also, although the invention has been illustrated showing object-by-object security, other approaches, such as class-by-class security, could be utilized.




Additionally, while embodiments of the present invention have been illustrated using applets, those of ordinary skill in the art will recognize that the invention may be applied to stand-alone application programs.




The system of the present invention may be implemented in hardware or in a computer program. Each such computer program can be stored on a storage medium or device (e.g., CD-ROM, hard disk or magnetic diskette) that is readable by a general or special purpose programmable computer for configuring and operating the computer when the storage medium device is read by the computer to perform the procedures described. The system may also be implemented as a computer-readable storage medium, configured with a computer program, where the storage medium so configured causes a computer to operate in a specific and predefined manner.




The program is here, and generally, conceived to be a self-consistent sequence of steps leading to a desired result. These steps are those requiring physical manipulations of physical quantities. Usually, though not necessarily, these quantities take the form of electrical or magnetic signals capable of being stored, transferred, combined, compared and otherwise manipulated. It proves convenient at times, principally for reasons of common usage, to refer to these signals as bits, values, elements, symbols, characters, terms, numbers, or the like. It should be noted, however, that all of these and similar terms are to be associated with the appropriate physical quantities and are merely convenient labels applied to these quantities.




Thus, a novel system and method for program verification using API definition files has been described. While embodiments and applications of this invention have been shown and described, it would be apparent to those skilled in the art having the benefit of this disclosure that many more modifications than mentioned above are possible without departing from the inventive concepts herein. The invention, therefore, is not to be restricted except in the spirit of the appended claims.



Claims
  • 1. A method of operating a computer system, said method comprising:providing a program in memory, the program including at least one program unit, each program unit comprising an Application Programming Interface (API) definition file and an implementation, each API definition file defining items in its associated program unit that are made accessible to one or more other program units, each implementation including executable code corresponding to said API definition file said executable code including type specific instructions and data; and performing a first verification including verifying said program prior to an installation of said program, said first verification including indicating a verification error when a first program unit implementation is not internally consistent; indicating a verification error when said first program unit implementation is inconsistent with a first program unit API definition file associated with said first program unit implementation; and generating a program fault signal when a verification error is indicated.
  • 2. The method of claim 1, further comprising:enabling execution of said program when said first verification results in the generation of no program fault signal; and preventing the execution of said program when said first verification results in the generation of a program fault signal.
  • 3. The method of claim 2, further comprising:performing a second verification including verifying a second program unit that references said first program unit and makes no items available for one or more other program units, said second verification including indicating a verification error when the second program unit implementation is not internally consistent; and indicating a verification error when said second program unit implementation is inconsistent with said first program unit API definition file.
  • 4. The method of claim 3 wherein:said first program unit includes at least one additional implementation; and said second verification includes determining whether said at least one additional implementation is consistent with said first program unit API definition file.
  • 5. The method of claim 2, further comprising:performing a second verification including verifying a second program unit that references said first program unit, said second verification including indicating a verification error when the second program unit implementation is not internally consistent; indicating a verification error when said second program unit implementation is inconsistent with the second program unit API definition file; and indicating a verification error when said second program unit implementation is inconsistent with said first program unit API definition file.
  • 6. A method of operating a computer system, said method comprising:providing a program in memory, the program including at least one program unit, each program unit comprising an Application Programming Interface (API) definition file and an implementation, each API definition file defining items in its associated program unit that are made accessible to one or more other program units, each implementation including executable code corresponding to said API definition file, said executable code including type specific instructions and data; and performing a first verification including verifying said program prior to execution of said program, said first verification including indicating a verification error when a program unit implementation is not internally consistent; indicating a verification error when a program unit implementation is inconsistent with its API definition file; and indicating a verification error when a program unit implementation is inconsistent with the API definition file of a program unit referenced by said program unit; and generating a program fault signal when a verification error is indicated.
  • 7. The method of claim 6, further comprising:performing a second verification including verifying said program after at least one program unit has been verified at least once, said second verification including indicating a verification error when a program unit implementation is not internally consistent; indicating a verification error when a program unit implementation is inconsistent with its API definition file; and indicating a verification error when a program unit implementation is inconsistent with the API definition file of each program unit referenced by said program unit.
  • 8. A program storage device readable by a machine, embodying a program of instructions executable by the machine to perform program verification, comprising:providing a program in memory, the program including at least one program unit, each program unit comprising an Application Programming Interface (API) definition file and an implementation, each API definition file defining items in its associated program unit that are made accessible to one or more other program units, each implementation including executable code corresponding to said API definition file, said executable code including type specific instructions and data; and performing a first verification including verifying said program prior to an installation of said program, said first verification including indicating a verification error when a first program unit implementation is not internally consistent; indicating a verification error when said first program unit implementation is inconsistent with a first program unit API definition file associated with said first program unit implementation; and generating a program fault signal when a verification error is indicated.
  • 9. The program storage device of claim 8, further comprising:enabling execution of said program when said first verification results in the generation of no program fault signal; and preventing the execution of said program when said first verification results in the generation of a program fault signal.
  • 10. The program storage device of claim 9, further comprising:performing a second verification including verifying a second program unit that references said first program unit and makes no items available for one or more other program units, said second verification including indicating a verification error when the second program unit implementation is not internally consistent; and indicating a verification error when said second program unit implementation is inconsistent with said first program unit API definition file.
  • 11. The program storage device of claim 10 wherein:said first program unit includes at least one additional implementation; and said second verification includes determining whether said at least one additional implementation is consistent with said first program unit API definition file.
  • 12. The program storage device of claim 9, further comprising:performing a second verification including verifying a second program unit that references said first program unit, said second verification including indicating a verification error when the second program unit implementation is not internally consistent; indicating a verification error when said second program unit implementation is inconsistent with the second program unit API definition file; and indicating a verification error when said second program unit implementation is inconsistent with said first program unit API definition file.
  • 13. A program storage device readable by a machine, embodying a program of instructions executable by the machine to perform program verification, comprising:providing a program in memory, the program including at least one program unit, each program unit comprising an Application Programming Interface (API) definition file and an implementation, each API definition file defining items in its associated program unit that are made accessible to one or more other program units, each implementation including executable code corresponding to said API definition file, said executable code including type specific instructions and data; and performing a first verification including verifying said program prior to execution of said program, said first verification including indicating a verification error when a program unit implementation is not internally consistent; indicating a verification error when a program unit implementation is inconsistent with its API definition file; and indicating a verification error when a program unit implementation is inconsistent with the API definition file of a program unit referenced by said program unit; and generating a program fault signal when a verification error is indicated.
  • 14. The program storage device of claim 13, further comprising:performing a second verification including verifying said program after at least one program unit has been verified at least once, said second verification including indicating a verification error when a program unit implementation is not internally consistent; indicating a verification error when a program unit implementation is inconsistent with its API definition file; and indicating a verification error when a program unit implementation is inconsistent with the API definition file of each program unit referenced by said program unit.
  • 15. A system for executing a software application, the system comprising:a computing system that generates executable code, comprising means for providing a program in memory, the program including at least one program unit, each program unit comprising an Application Programming Interface (API) definition file and an implementation, each API definition file defining items in its associated program unit that are made accessible to one or more other program units, each implementation including executable code corresponding to said API definition file, said executable code including type specific instructions and data; and means for performing a first verification including verifying said program prior to an installation of said program, said means for performing a first verification including means for indicating a verification error when a first program unit implementation is not internally consistent; means for indicating a verification error when said first program unit implementation is inconsistent with a first program unit API definition file associated with said first program unit implementation; and means for generating a program fault signal when a verification error is indicated.
  • 16. The computing system of claim 15, further comprising:means for enabling execution of said program when said first verification results in the generation of no program fault signal; and means for preventing the execution of said program when said first verification results in the generation of a program fault signal.
  • 17. The computing system of claim 16, further comprising:means for performing a second verification including verifying a second program unit that references said first program unit and makes no items available for one or more other program units, said second verification including means for indicating a verification error when the second program unit implementation is not internally consistent; and means for indicating a verification error when said second program unit implementation is inconsistent with said first program unit API definition file.
  • 18. The computing system of claim 17 wherein:said first program unit includes at least one additional implementation; and said means for performing a second verification includes a means for determining whether said at least one additional implementation is consistent with said first program unit API definition file.
  • 19. The computing system of claim 16, further comprising:means for performing a second verification including verifying a second program unit that references said first program unit, said second verification including means for indicating a verification error when the second program unit implementation is not internally consistent; means for indicating a verification error when said second program unit implementation is inconsistent with the second program unit API definition file; and means for indicating a verification error when said second program unit implementation is inconsistent with said first program unit API definition file.
  • 20. A system for executing a software application, the system comprising:a computing system that generates executable code, comprising means for providing a program in memory, the program including at least one program unit, each program unit comprising an Application Programming Interface (API) definition file and an implementation, each API definition file defining items in its associated program unit that are made accessible to one or more other program units, each implementation including executable code corresponding to said API definition file, said executable code including type specific instructions and data; and means for performing a first verification including verifying said program prior to execution of said program, said first verification including means for indicating a verification error when a program unit implementation is not internally consistent; means for indicating a verification error when a program unit implementation is inconsistent with its API definition file; and means for indicating a verification error when a program unit implementation is inconsistent with the API definition file of each program unit referenced by said program unit; and means for generating a program fault signal when a verification error is indicated.
  • 21. The system of claim 20, further comprising:means for performing a second verification including verifying said program after at least one program unit has been verified at least once, said second verification including means for indicating a verification error when a program unit implementation is not internally consistent; means for indicating a verification error when a program unit implementation is inconsistent with its API definition file; and means for indicating a verification error when a program unit implementation is inconsistent with the API definition file of each program unit referenced by said program unit.
  • 22. A resource-constrained device, comprising:memory for providing a remotely verified application software program comprising at least one program unit, each program unit comprising type specific instructions and data, said remote verification utilizing an Application Programming Interface (API) definition file for each said implementation, each said API definition file defining items in its associated program unit that are made accessible to one or more other program units, said remote verification including indicating a verification error when a first program unit implementation is not internally consistent and indicating a verification error when said first program unit implementation is inconsistent with a first program unit API definition file associated with said first program unit implementation; and a virtual machine that is capable of executing instructions included within said application software program.
  • 23. The resource-constrained device of claim 22 wherein said resource-constrained device comprises a smart card.
  • 24. The resource-constrained device of claim 23 wherein said virtual machine is Java Card™-compliant.
  • 25. A resource-constrained device, comprisingmemory for providing a remotely verified application software program comprising at least one program unit, each pro ram unit comprising type specific instructions and data, said remote verification utilizing an Application Programming Interface (API) definition file for each said implementation, each said API definition file defining items in its associated program unit that are made accessible to one or more other program units, said remote verification including indicating a verification error when a first program unit implementation is not internally consistent, indicating a verification error when said first program unit implementation is inconsistent with a first program unit API definition file associated with said first program unit implementation and indicating a verification error when said first program unit is inconsistent with the API definition file of each program unit referenced by said first program unit; and a virtual machine that is capable of executing instructions included within said application software program.
  • 26. The resource-constrained device of claim 25 wherein said resource-constrained device comprises a smart card.
  • 27. The resource-constrained device of claim 26 wherein said virtual machine is Java Card™-compliant.
CROSS REFERENCE TO RELATED APPLICATIONS

This application claims the benefit of provisional patent application Ser. No. 60/200,480 filed Apr. 28, 2000 in the name of Judith E. Schwabe, entitled “System and Method for Remote Incremental Program Verification Using API Definitions”. This application is related to the following: U.S. Patent Application filed Sep. 14, 2000 in the name of inventor Judith E. Schwabe, entitled “Remote Incremental Program Binary Compatibility Verification Using API Definitions”, commonly assigned herewith. U.S. Patent Application filed Sep. 14, 2000 in the name of inventor Judith E. Schwabe, entitled “Populating Resource-Constrained Devices With Content Verified Using API Definitions”, commonly assigned herewith. U.S. Patent Application filed Sep. 14, 2000 in the name of inventor Judith E. Schwabe, entitled “Populating Binary Compatible Resource-Constrained Devices With Content Verified Using API Definitions”, commonly assigned herewith. U.S. Patent Application filed Sep. 14, 2000 in the name of inventor Judith E. Schwabe, entitled “API Representation Enabling Submerged Hierarchy”, commonly assigned herewith. U.S. patent application Ser. No. 09/243,108 filed Feb. 2, 1999 in the name of inventors Judith E. Schwabe and Joshua B. Susser, entitled “Token-based Linking”.

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60/200480 Apr 2000 US