GS0361: financial services, namely, providing open end financial investment services which consist of specifically selected separate investment portfolios
Case File Event Statements
5/2/2008 - 16 years ago
16 - CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9Type:CAEX
3/7/2007 - 17 years ago
15 - CASE FILE IN TICRSType:CFIT
12/20/2003 - 21 years ago
14 - REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.Type:C15A
7/21/2003 - 21 years ago
13 - RESPONSE RECEIVED TO POST REG. ACTION - SEC. 8 & 15Type:PR23
7/21/2003 - 21 years ago
12 - REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILEDType:815F
7/21/2003 - 21 years ago
11 - PAPER RECEIVEDType:MAIL
4/2/2003 - 21 years ago
10 - POST REGISTRATION ACTION MAILED - SEC. 8 & 15Type:PR23
1/10/2003 - 22 years ago
9 - REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILEDType:815F
1/10/2003 - 22 years ago
8 - PAPER RECEIVEDType:MAIL
7/29/1997 - 27 years ago
7 - REGISTERED-PRINCIPAL REGISTERType:R.PR
5/6/1997 - 27 years ago
6 - PUBLISHED FOR OPPOSITIONType:PUBO
4/4/1997 - 27 years ago
5 - NOTICE OF PUBLICATIONType:NPUB
3/10/1997 - 27 years ago
4 - APPROVED FOR PUB - PRINCIPAL REGISTERType:CNSA
2/13/1997 - 28 years ago
3 - CORRESPONDENCE RECEIVED IN LAW OFFICEType:CRFA