GS0161: PRINTED MATTER, NAMELY, BROCHURES, PRINTED BOOKS, NEWSLETTERS, PAMPHLETS, AND RESEARCH REPORTS, ALL RELATING TO MULTINATIONAL FINANCIAL MARKETS
GS0361: BANKING SERVICES AND FINANCIAL SERVICES, NAMELY, FOREIGN CURRENCY DEALING AND TRADING SERVICES, CURRENCY CHECK AND TRAVELERS CHECK CONVERSION SERVICES, ACCEPTANCE OF DEPOSITS FROM AND LENDING MONEY TO MAJOR CORPORATIONS; PROVISION OF FUNDS FOR CAPITAL INVESTMENT AND ADVISORY AND CONSULTATION SERVICES RELATING THERETO; INVESTMENT BROKERAGE, NAMELY, MONEY MARKET TRANSACTIONS, AND DERIVATIVES TRANSACTIONS RELATING TO FUTURES, INTEREST RATES, OPTIONS AND FORWARD RATE AGREEMENTS; FINANCIAL ANALYSIS AND CONSULTATION; FINANCIAL APPRAISAL, FINANCIAL RESEARCH, FINANCIAL REPORTS PREPARATION; INVESTMENT ADVICE, BROKERAGE AND CONSULTATION
Case File Event Statements
12/1/2007 - 17 years ago
13 - CANCELLED SEC. 8 (6-YR)Type:C8..
11/7/2007 - 17 years ago
12 - TEAS CHANGE OF CORRESPONDENCE RECEIVEDType:TCCA
12/4/2006 - 18 years ago
11 - CASE FILE IN TICRSType:CFIT
5/23/2006 - 18 years ago
10 - TEAS CHANGE OF CORRESPONDENCE RECEIVEDType:TCCA
2/27/2001 - 23 years ago
9 - REGISTERED-PRINCIPAL REGISTERType:R.PR
12/5/2000 - 24 years ago
8 - PUBLISHED FOR OPPOSITIONType:PUBO
11/3/2000 - 24 years ago
7 - NOTICE OF PUBLICATIONType:NPUB
7/20/2000 - 24 years ago
6 - APPROVED FOR PUB - PRINCIPAL REGISTERType:CNSA
5/26/2000 - 24 years ago
5 - CORRESPONDENCE RECEIVED IN LAW OFFICEType:CRFA
11/26/1999 - 25 years ago
4 - FINAL REFUSAL MAILEDType:CNFR
7/22/1999 - 25 years ago
3 - CORRESPONDENCE RECEIVED IN LAW OFFICEType:CRFA