GS0161: Newsletters, brochures, pamphlets, booklets, leaflets, and flyers in the fields of securities, bonds and other financial instruments
GS0361: Broker-dealer services in the field of securities, bonds, options, and other financial instruments; financial security exchange services, order, entry; and execution services in the field of securities
GS0381: Electronic transmission of data pertaining to trading equities, futures, options, and other financial instruments
Case File Event Statements
8/8/2009 - 15 years ago
18 - CANCELLED SEC. 8 (6-YR)Type:C8..
1/30/2008 - 17 years ago
17 - AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIPType:ASGN
1/8/2008 - 17 years ago
16 - CASE FILE IN TICRSType:CFIT
12/31/2002 - 22 years ago
15 - REGISTERED-PRINCIPAL REGISTERType:R.PR
10/25/2002 - 22 years ago
14 - ALLOWED PRINCIPAL REGISTER - SOU ACCEPTEDType:CNPR
10/7/2002 - 22 years ago
13 - ASSIGNED TO EXAMINERType:DOCK
10/4/2002 - 22 years ago
12 - STATEMENT OF USE PROCESSING COMPLETEType:SUPC
9/5/2002 - 22 years ago
11 - USE AMENDMENT FILEDType:IUAF
9/10/2002 - 22 years ago
10 - PAPER RECEIVEDType:MAIL
3/5/2002 - 22 years ago
9 - NOA MAILED - SOU REQUIRED FROM APPLICANTType:NOAM
12/11/2001 - 23 years ago
8 - PUBLISHED FOR OPPOSITIONType:PUBO
11/21/2001 - 23 years ago
7 - NOTICE OF PUBLICATIONType:NPUB
7/5/2001 - 23 years ago
6 - APPROVED FOR PUB - PRINCIPAL REGISTERType:CNSA
6/28/2001 - 23 years ago
5 - EXAMINERS AMENDMENT MAILEDType:CNEA
5/16/2001 - 23 years ago
4 - FINAL REFUSAL MAILEDType:CNFR
2/7/2001 - 24 years ago
3 - CORRESPONDENCE RECEIVED IN LAW OFFICEType:CRFA