GS0361: providing services relating to the administration of annuities and mutual funds offered through qualified retirement plans, namely, investment of funds, investment management, recodkeeping and providing account information to plan participants for others
Case File Event Statements
6/13/2011 - 14 years ago
16 - NOTICE OF SUITType:NOSU
3/17/2011 - 14 years ago
15 - NOTICE OF SUITType:NOSU
8/29/2009 - 16 years ago
14 - CANCELLED SEC. 8 (6-YR)Type:C8..
9/5/2008 - 17 years ago
13 - NOTICE OF SUITType:NOSU
6/2/2008 - 17 years ago
12 - CASE FILE IN TICRSType:CFIT
6/10/2005 - 20 years ago
11 - TEAS CHANGE OF CORRESPONDENCE RECEIVEDType:TCCA
6/11/2004 - 21 years ago
10 - TEAS CHANGE OF CORRESPONDENCE RECEIVEDType:TCCA
1/21/2003 - 22 years ago
9 - REGISTERED-PRINCIPAL REGISTERType:R.PR
10/29/2002 - 23 years ago
8 - PUBLISHED FOR OPPOSITIONType:PUBO
10/9/2002 - 23 years ago
7 - NOTICE OF PUBLICATIONType:NPUB
7/31/2002 - 23 years ago
6 - APPROVED FOR PUB - PRINCIPAL REGISTERType:CNSA
6/27/2002 - 23 years ago
5 - CORRESPONDENCE RECEIVED IN LAW OFFICEType:CRFA
7/1/2002 - 23 years ago
4 - CORRESPONDENCE RECEIVED IN LAW OFFICEType:CRFA