CS0000: The certification mark, as intended to be used by authorized persons, is intended to certify The certification mark, intended to be used by authorized persons, is intended to certify that such persons have satisfactorily completed educational training and demonstrated competence working with qualified retirement plan assets in the fields of financial planning and wealth management.
D10000: "ADVISOR"
GSB 1: Professional certification and designation for financial service professionals and wealth advisors who work with clients who have qualified retirement plan assets
Case File Event Statements
12/26/2014 - 10 years ago
19 - CANCELLED SEC. 8 (6-YR)Type:C8..
5/20/2008 - 17 years ago
18 - REGISTERED-SUPPLEMENTAL REGISTERType:R.SR
4/17/2008 - 17 years ago
17 - LAW OFFICE PUBLICATION REVIEW COMPLETEDType:PREV
4/16/2008 - 17 years ago
16 - APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTERType:CNTA
4/16/2008 - 17 years ago
15 - USE AMENDMENT ACCEPTEDType:IUAA
4/2/2008 - 17 years ago
14 - AMENDMENT TO USE PROCESSING COMPLETEType:AUPC
3/27/2008 - 17 years ago
13 - USE AMENDMENT FILEDType:IUAF
4/2/2008 - 17 years ago
12 - ASSIGNED TO LIEType:ALIE
3/27/2008 - 17 years ago
11 - TEAS AMENDMENT OF USE RECEIVEDType:EAAU
3/26/2008 - 17 years ago
10 - TEAS CHANGE OF CORRESPONDENCE RECEIVEDType:TCCA
3/27/2008 - 17 years ago
9 - TEAS/EMAIL CORRESPONDENCE ENTEREDType:TEME
3/27/2008 - 17 years ago
8 - CORRESPONDENCE RECEIVED IN LAW OFFICEType:CRFA
3/27/2008 - 17 years ago
7 - TEAS RESPONSE TO OFFICE ACTION RECEIVEDType:TROA
2/15/2008 - 17 years ago
6 - ASSIGNED TO EXAMINERType:DOCK
10/2/2007 - 17 years ago
5 - NOTIFICATION OF NON-FINAL ACTION E-MAILEDType:GNRN