GS0361: recordkeeping and administration of retirement plans, health savings accounts and benefit plans for others; recordkeeping and administration of retirement accounts for others; (( retirement plan trustee services; retirement plan custodial services, namely, holding, administering and transferring cash, securities, and other retirement plan assets; providing retirement account information by telephone and via the Internet ))
GS0411: (( educational services, namely, classes, courses, and seminars in the fields of retirement planning and health savings accounts, and distributing course materials in connection therewith; training in the fields of retirement planning and health savings accounts ))
GS0421: (( providing on-line temporary use of non-downloadable software for use in retirement planning and retirement education; providing on-line temporary use of non-downloadable software for use in changing and modifying retirement accounts ))
Case File Event Statements
8/18/2021 - 3 years ago
43 - ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLYType:ASCK
6/7/2019 - 5 years ago
42 - NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILEDType:NA89
6/7/2019 - 5 years ago
41 - REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)Type:RNL1
6/7/2019 - 5 years ago
40 - REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTEDType:89AG
6/7/2019 - 5 years ago
39 - CASE ASSIGNED TO POST REGISTRATION PARALEGALType:APRE
5/1/2019 - 5 years ago
38 - TEAS SECTION 8 & 9 RECEIVEDType:E89R
6/30/2018 - 6 years ago
37 - COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILEDType:REM2
4/25/2018 - 6 years ago
36 - AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIPType:ASGN
12/30/2015 - 8 years ago
35 - ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLYType:ASCK
12/28/2015 - 8 years ago
34 - SEC. 15 ACKNOWLEDGEMENT - E-MAILEDType:NA15
12/28/2015 - 8 years ago
33 - NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILEDType:NAS8
12/28/2015 - 8 years ago
32 - REGISTERED - SEC. 15 ACKNOWLEDGEDType:15AK
12/28/2015 - 8 years ago
31 - REGISTERED - SEC. 8 (6-YR) ACCEPTEDType:8.OK
12/28/2015 - 8 years ago
30 - CASE ASSIGNED TO POST REGISTRATION PARALEGALType:APRE
12/22/2015 - 8 years ago
29 - TEAS SECTION 15 RECEIVEDType:E15R
12/22/2015 - 8 years ago
28 - TEAS SECTION 8 RECEIVEDType:ES8R
12/9/2015 - 8 years ago
27 - ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLYType:ASCK
12/19/2012 - 11 years ago
26 - AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIPType:ASGN
12/12/2012 - 11 years ago
25 - AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIPType:ASGN
6/30/2009 - 15 years ago
24 - REGISTERED-PRINCIPAL REGISTERType:R.PR
5/26/2009 - 15 years ago
23 - LAW OFFICE REGISTRATION REVIEW COMPLETEDType:REGV
5/20/2009 - 15 years ago
22 - ALLOWED PRINCIPAL REGISTER - SOU ACCEPTEDType:CNPR
5/15/2009 - 15 years ago
21 - STATEMENT OF USE PROCESSING COMPLETEType:SUPC
4/28/2009 - 15 years ago
20 - USE AMENDMENT FILEDType:IUAF
5/15/2009 - 15 years ago
19 - CASE ASSIGNED TO INTENT TO USE PARALEGALType:AITU
4/28/2009 - 15 years ago
18 - TEAS STATEMENT OF USE RECEIVEDType:EISU
2/12/2009 - 15 years ago
17 - ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLYType:ASCK
10/28/2008 - 15 years ago
16 - NOA MAILED - SOU REQUIRED FROM APPLICANTType:NOAM
10/20/2008 - 15 years ago
15 - ASSIGNED TO EXAMINERType:DOCK
8/5/2008 - 16 years ago
14 - PUBLISHED FOR OPPOSITIONType:PUBO
7/16/2008 - 16 years ago
13 - NOTICE OF PUBLICATIONType:NPUB
7/10/2008 - 16 years ago
12 - ASSIGNED TO EXAMINERType:DOCK
6/30/2008 - 16 years ago
11 - LAW OFFICE PUBLICATION REVIEW COMPLETEDType:PREV
6/30/2008 - 16 years ago
10 - ASSIGNED TO LIEType:ALIE
6/28/2008 - 16 years ago
9 - APPROVED FOR PUB - PRINCIPAL REGISTERType:CNSA
6/27/2008 - 16 years ago
8 - TEAS/EMAIL CORRESPONDENCE ENTEREDType:TEME
6/27/2008 - 16 years ago
7 - CORRESPONDENCE RECEIVED IN LAW OFFICEType:CRFA
6/27/2008 - 16 years ago
6 - TEAS RESPONSE TO OFFICE ACTION RECEIVEDType:TROA
1/21/2008 - 16 years ago
5 - NOTIFICATION OF NON-FINAL ACTION E-MAILEDType:GNRN