GS0361: TRUST SERVICES, NAMELY, INVESTMENT AND TRUST COMPANY SERVICES; TRUST MANAGEMENT ACCOUNTS; FINANCIAL TRUST OPERATIONS; MANAGEMENT OF PORTFOLIOS COMPRISING SECURITIES; CASH MANAGEMENT; FINANCIAL SERVICES, NAMELY, ADMINISTRATION OF TRANSACTIONS INVOLVING FUNDS DRAWN FROM SECURITIES, STOCKS, FUNDS, EQUITIES, BONDS, CASH, OR OTHER TYPES OF FINANCIAL INVESTMENTS IN TRUSTS AND IN TRUST ACCOUNTS; BILL PAYMENT SERVICES; FINANCIAL SERVICES, NAMELY, INSURANCE PREMIUM PAYMENT AND SETTLEMENT SERVICES; FINANCIAL SERVICES, NAMELY, COORDINATION, WITHIN A SINGLE ACCOUNT, OF AN INVESTMENT PORTFOLIO'S MAINTENANCE, TRADING, REBALANCING, AND TAX MANAGEMENT NEEDS; TAX PAYMENT PROCESSING SERVICES; FIDUCIARY TAX PAYMENT PROCESSING SERVICES; INVESTMENT CONSULTATION; INVESTMENT MANAGEMENT; INVESTMENT ADVISORY SERVICES; FUNDS INVESTMENT; FINANCIAL SERVICES, NAMELY, INVESTMENT ADVICE, INVESTMENT MANAGEMENT, INVESTMENT CONSULTATION AND INVESTMENT OF FUNDS FOR OTHERS, INCLUDING PRIVATE AND PUBLIC EQUITY AND DEBT INVESTMENT SERVICES
Case File Event Statements
12/18/2020 - 4 years ago
28 - CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9Type:CAEX
7/23/2020 - 4 years ago
27 - REVIEW OF CORRESPONDENCE COMPLETE - ADDRESS UPDATEDType:CORV
6/5/2020 - 4 years ago
26 - CORRESPONDENCE RECEIVED IN LAW OFFICEType:CRFA
5/11/2019 - 5 years ago
25 - COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILEDType:REM2
5/27/2016 - 8 years ago
24 - NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILEDType:NAS8
5/27/2016 - 8 years ago
23 - REGISTERED - SEC. 8 (6-YR) ACCEPTEDType:8.OK
5/27/2016 - 8 years ago
22 - CASE ASSIGNED TO POST REGISTRATION PARALEGALType:APRE
5/18/2016 - 8 years ago
21 - AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIPType:ASGN
5/10/2016 - 8 years ago
20 - TEAS SECTION 8 RECEIVEDType:ES8R
5/11/2010 - 14 years ago
19 - REGISTERED-SUPPLEMENTAL REGISTERType:R.SR
4/7/2010 - 14 years ago
18 - LAW OFFICE PUBLICATION REVIEW COMPLETEDType:PREV
4/7/2010 - 14 years ago
17 - ASSIGNED TO LIEType:ALIE
3/23/2010 - 14 years ago
16 - NOTICE OF ACCEPTANCE OF AMENDMENT TO ALLEGE USE E-MAILEDType:AAUA
3/22/2010 - 14 years ago
15 - APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTERType:CNTA
3/22/2010 - 14 years ago
14 - USE AMENDMENT ACCEPTEDType:IUAA
3/19/2010 - 14 years ago
13 - TEAS/EMAIL CORRESPONDENCE ENTEREDType:TEME
3/19/2010 - 14 years ago
12 - CORRESPONDENCE RECEIVED IN LAW OFFICEType:CRFA
3/19/2010 - 14 years ago
11 - TEAS RESPONSE TO OFFICE ACTION RECEIVEDType:TROA
3/18/2010 - 14 years ago
10 - AMENDMENT TO USE PROCESSING COMPLETEType:AUPC