GS0411: Educational services, namely conducting seminars, conferences and workshops in the field of investment strategies, and distributing course materials related thereto via printed materials and the Internet
Case File Event Statements
8/7/2004 - 20 years ago
3 - NON-FINAL ACTION E-MAILEDType:GNRT
1/23/2004 - 21 years ago
1 - NEW APPLICATION ENTEREDType:NWAP
8/7/2004 - 20 years ago
2 - ASSIGNED TO EXAMINERType:DOCK
9/9/2004 - 20 years ago
8 - ASSIGNED TO LIEType:ALIE
10/20/2004 - 20 years ago
10 - NOTICE OF PUBLICATIONType:NPUB
11/9/2004 - 20 years ago
11 - PUBLISHED FOR OPPOSITIONType:PUBO
2/1/2005 - 20 years ago
12 - REGISTERED-PRINCIPAL REGISTERType:R.PR
4/5/2010 - 14 years ago
13 - TEAS SECTION 8 & 15 RECEIVEDType:E815
4/17/2010 - 14 years ago
14 - CASE ASSIGNED TO POST REGISTRATION PARALEGALType:APRE
4/17/2010 - 14 years ago
15 - REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.Type:C15A
1/6/2015 - 10 years ago
16 - TEAS SECTION 8 & 9 RECEIVEDType:E89R
8/18/2004 - 20 years ago
4 - TEAS RESPONSE TO OFFICE ACTION RECEIVEDType:TROA
8/18/2004 - 20 years ago
5 - CORRESPONDENCE RECEIVED IN LAW OFFICEType:CRFA
9/1/2004 - 20 years ago
6 - TEAS/EMAIL CORRESPONDENCE ENTEREDType:TEME
9/2/2004 - 20 years ago
7 - APPROVED FOR PUB - PRINCIPAL REGISTERType:CNSA
9/13/2004 - 20 years ago
9 - LAW OFFICE PUBLICATION REVIEW COMPLETEDType:PREV
12/28/2015 - 9 years ago
23 - NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILEDType:NA89
1/23/2015 - 10 years ago
17 - CASE ASSIGNED TO POST REGISTRATION PARALEGALType:APRE
1/26/2015 - 10 years ago
18 - POST REGISTRATION ACTION MAILED - SEC. 8 & 9Type:PR89
2/18/2015 - 10 years ago
19 - TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVEDType:EROP
5/30/2015 - 9 years ago
20 - POST REGISTRATION ACTION CORRECTIONType:XXXX
12/28/2015 - 9 years ago
21 - REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTEDType:89AG
12/28/2015 - 9 years ago
22 - REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)Type:RNL1
1/4/2021 - 4 years ago
24 - TEAS CHANGE OF OWNER ADDRESS RECEIVEDType:COAR