GS0351: Providing statistical information about post-trade analysis of the cost, speed and market impact of equity transactions, and about pre-trade analysis of equity trading strategies
GS0361: Financial services in the nature of providing broker-dealer information and research for use in the preparation and analyses of equity trading compliance reports; financial services in the nature of providing broker-dealer information and research for use in the preparation and analyses of options trading compliance reports; financial services in the nature of providing industry benchmarks of post-trade analysis of the cost, speed and market impact of equity transactions; financial services in the nature of providing industry benchmarks for pre-trade analysis of equity trading strategies
Case File Event Statements
6/26/2015 - 9 years ago
28 - CANCELLED SEC. 8 (6-YR)Type:C8..
11/25/2008 - 16 years ago
27 - REGISTERED-PRINCIPAL REGISTERType:R.PR
10/21/2008 - 16 years ago
26 - LAW OFFICE REGISTRATION REVIEW COMPLETEDType:REGV
10/17/2008 - 16 years ago
25 - ALLOWED PRINCIPAL REGISTER - SOU ACCEPTEDType:CNPR
9/22/2008 - 16 years ago
24 - STATEMENT OF USE PROCESSING COMPLETEType:SUPC
9/18/2008 - 16 years ago
23 - USE AMENDMENT FILEDType:IUAF
9/22/2008 - 16 years ago
22 - CASE ASSIGNED TO INTENT TO USE PARALEGALType:AITU
9/18/2008 - 16 years ago
21 - TEAS STATEMENT OF USE RECEIVEDType:EISU
9/3/2008 - 16 years ago
20 - AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIPType:ASGN
3/26/2008 - 17 years ago
19 - EXTENSION 1 GRANTEDType:EX1G
3/6/2008 - 17 years ago
18 - EXTENSION 1 FILEDType:EXT1
3/6/2008 - 17 years ago
17 - TEAS EXTENSION RECEIVEDType:EEXT
9/18/2007 - 17 years ago
16 - NOA MAILED - SOU REQUIRED FROM APPLICANTType:NOAM
6/26/2007 - 17 years ago
15 - PUBLISHED FOR OPPOSITIONType:PUBO
6/6/2007 - 17 years ago
14 - NOTICE OF PUBLICATIONType:NPUB
4/24/2007 - 18 years ago
13 - LAW OFFICE PUBLICATION REVIEW COMPLETEDType:PREV
4/24/2007 - 18 years ago
12 - ASSIGNED TO LIEType:ALIE
4/1/2007 - 18 years ago
11 - APPROVED FOR PUB - PRINCIPAL REGISTERType:CNSA
3/27/2007 - 18 years ago
10 - EXAMINER'S AMENDMENT ENTEREDType:XAEC
3/27/2007 - 18 years ago
9 - EXAMINERS AMENDMENT E-MAILEDType:GNEA
3/27/2007 - 18 years ago
8 - EXAMINERS AMENDMENT -WRITTENType:CNEA
3/8/2007 - 18 years ago
7 - TEAS/EMAIL CORRESPONDENCE ENTEREDType:TEME
3/7/2007 - 18 years ago
6 - CORRESPONDENCE RECEIVED IN LAW OFFICEType:CRFA
3/7/2007 - 18 years ago
5 - TEAS RESPONSE TO OFFICE ACTION RECEIVEDType:TROA