78943296 - INVESTMENT ADVISER CERTIFIED COMPLIANCE PROFESSIONAL

Information

• Trademark
• 78943296

• Source

• Serial Number

  78943296

• Registration Number

  3393759

• International Classifications

  • B

• Filing Date

  August 02, 2006
  18 years ago

• Registration Date

  March 04, 2008
  16 years ago

• Transaction Date

  May 09, 2024
  4 months ago

• Status Date

  July 26, 2018
  6 years ago

• Renewal Date

  March 04, 2018
  6 years ago

• Location Date

  July 26, 2018
  6 years ago

• First Use Anywhere Date

  October 11, 2004
  19 years ago

• First Use In Commerce Date

  October 11, 2004
  19 years ago

• Status Code

  800

• Current Location

  GENERIC WEB UPDATE

  Employee Name

  MORRIS, KRISTINA KLOIB

• Attorney Name

  Michael A. Geller

  Law Office Assigned Location Code

  M70

• Owners

  • Source Media, Inc.

Case File Statements

• GSB 1: financial regulatory compliance review
• CS0000: The certification mark, as used by authorized persons, certifies that the compliance professional has successfully completed certain educational programs, has a requisite amount of work experience, adheres to a code of ethics, has passed a certifying exam, has met a set of knowledge requirements and will meet continuing educational requirements.
• DS0000: "COMPLIANCE PROFESSIONAL"

Case File Event Statements

• 8/8/2006 - 18 years ago

  1 - NEW APPLICATION ENTERED Type: NWAP

• 11/28/2006 - 17 years ago

  2 - ASSIGNED TO EXAMINER Type: DOCK

• 7/17/2007 - 17 years ago

  11 - NOTIFICATION OF FINAL REFUSAL EMAILED Type: GNFN

• 12/11/2006 - 17 years ago

  3 - NON-FINAL ACTION WRITTEN Type: CNRT

• 12/11/2006 - 17 years ago

  4 - NON-FINAL ACTION E-MAILED Type: GNRT

• 6/11/2007 - 17 years ago

  5 - TEAS RESPONSE TO OFFICE ACTION RECEIVED Type: TROA

• 6/22/2007 - 17 years ago

  6 - ASSIGNED TO LIE Type: ALIE

• 6/22/2007 - 17 years ago

  7 - CORRESPONDENCE RECEIVED IN LAW OFFICE Type: CRFA

• 6/22/2007 - 17 years ago

  8 - TEAS/EMAIL CORRESPONDENCE ENTERED Type: TEME

• 7/17/2007 - 17 years ago

  9 - FINAL REFUSAL WRITTEN Type: CNFR

• 7/17/2007 - 17 years ago

  10 - FINAL REFUSAL E-MAILED Type: GNFR

• 3/2/2011 - 13 years ago

  19 - ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY Type: ASCK

• 4/16/2014 - 10 years ago

  21 - ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY Type: ASCK

• 1/17/2008 - 16 years ago

  12 - TEAS REQUEST FOR RECONSIDERATION RECEIVED Type: ERFR

• 1/17/2008 - 16 years ago

  13 - CORRESPONDENCE RECEIVED IN LAW OFFICE Type: CRFA

• 1/17/2008 - 16 years ago

  14 - TEAS/EMAIL CORRESPONDENCE ENTERED Type: TEME

• 1/28/2008 - 16 years ago

  15 - APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTER Type: CNTA

• 1/28/2008 - 16 years ago

  16 - ASSIGNED TO LIE Type: ALIE

• 1/29/2008 - 16 years ago

  17 - LAW OFFICE PUBLICATION REVIEW COMPLETED Type: PREV

• 3/4/2008 - 16 years ago

  18 - REGISTERED-SUPPLEMENTAL REGISTER Type: R.SR

• 11/9/2011 - 12 years ago

  20 - ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY Type: ASCK

• 6/5/2014 - 10 years ago

  24 - TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED Type: REAP

• 6/5/2014 - 10 years ago

  25 - ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED Type: ARAA

• 6/28/2014 - 10 years ago

  30 - NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED Type: NAS8

• 3/4/2017 - 7 years ago

  31 - COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED Type: REM2

• 5/21/2014 - 10 years ago

  22 - ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY Type: ASCK

• 6/4/2014 - 10 years ago

  23 - AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP Type: ASGN

• 6/18/2014 - 10 years ago

  26 - TEAS CHANGE OF CORRESPONDENCE RECEIVED Type: TCCA

• 6/18/2014 - 10 years ago

  27 - TEAS SECTION 8 RECEIVED Type: ES8R

• 6/28/2014 - 10 years ago

  28 - CASE ASSIGNED TO POST REGISTRATION PARALEGAL Type: APRE

• 6/28/2014 - 10 years ago

  29 - REGISTERED - SEC. 8 (6-YR) ACCEPTED Type: 8.OK

• 7/26/2018 - 6 years ago

  41 - REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED Type: 89AG

• 3/3/2018 - 6 years ago

  32 - TEAS CHANGE OF CORRESPONDENCE RECEIVED Type: TCCA

• 3/3/2018 - 6 years ago

  33 - TEAS SECTION 8 & 9 RECEIVED Type: E89R

• 3/16/2018 - 6 years ago

  34 - CASE ASSIGNED TO POST REGISTRATION PARALEGAL Type: APRE

• 3/17/2018 - 6 years ago

  35 - CASE ASSIGNED TO POST REGISTRATION PARALEGAL Type: APRE

• 4/24/2018 - 6 years ago

  36 - CASE ASSIGNED TO POST REGISTRATION PARALEGAL Type: APRE

• 5/1/2018 - 6 years ago

  37 - POST REGISTRATION ACTION MAILED - SEC. 8 & 9 Type: PR89

• 6/25/2018 - 6 years ago

  38 - TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED Type: EROP

• 7/9/2018 - 6 years ago

  39 - POST REGISTRATION ACTION MAILED - SEC. 8 & 9 Type: PR89

• 7/12/2018 - 6 years ago

  40 - TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED Type: EROP

• 7/26/2018 - 6 years ago

  42 - REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) Type: RNL1

• 12/21/2022 - a year ago

  48 - APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED Type: CHAN

• 12/21/2022 - a year ago

  46 - ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED Type: ARAA

• 12/21/2022 - a year ago

  47 - TEAS CHANGE OF CORRESPONDENCE RECEIVED Type: TCCA

• 12/21/2022 - a year ago

  44 - TEAS CHANGE OF OWNER ADDRESS RECEIVED Type: COAR

• 12/21/2022 - a year ago

  45 - TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED Type: REAP

• 4/26/2023 - a year ago

  49 - AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP Type: ASGN

• 5/8/2024 - 4 months ago

  50 - AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP Type: ASGN

• 7/26/2018 - 6 years ago

  43 - NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED Type: NA89