TREA

78943397 - INVESTMENT ADVISER COMPLIANCE CERTIFICATE PROGRAM

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Information

  • Trademark
  • 78943397
  • Serial Number
    78943397
  • Registration Number
    3400403
  • Filing Date
    August 02, 2006
    18 years ago
  • Registration Date
    March 18, 2008
    16 years ago
  • Transaction Date
    December 02, 2014
    9 years ago
  • Status Date
    October 24, 2014
    9 years ago
  • Location Date
    March 18, 2008
    16 years ago
  • First Use Anywhere Date
    October 11, 2004
    19 years ago
  • First Use In Commerce Date
    October 11, 2004
    19 years ago
  • Status Code
    710
  • Current Location
    PUBLICATION AND ISSUE SECTION
    Employee Name
    MORRIS, KRISTINA KLOIB
  • Law Office Assigned Location Code
    M70
  • Owners
Information
Mark Drawing Code
4000
Mark Identification
INVESTMENT ADVISER COMPLIANCE CERTIFICATE PROGRAM
Case File Statements
  • D10000: "CERTIFICATE PROGRAM"
  • GS0411: Professional educational services, namely, classes, training sessions, seminars and online seminars in the field of financial regulations for financial and compliance professionals
Case File Event Statements
  • 10/24/2014 - 9 years ago
    26 - CANCELLED SEC. 8 (6-YR) Type: C8..
  • 6/5/2014 - 10 years ago
    25 - ATTORNEY REVOKED AND/OR APPOINTED Type: ARAA
  • 6/5/2014 - 10 years ago
    24 - TEAS REVOKE/APPOINT ATTORNEY RECEIVED Type: REAP
  • 6/4/2014 - 10 years ago
    23 - AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP Type: ASGN
  • 5/21/2014 - 10 years ago
    22 - ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY Type: ASCK
  • 4/16/2014 - 10 years ago
    21 - ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY Type: ASCK
  • 11/9/2011 - 12 years ago
    20 - ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY Type: ASCK
  • 3/2/2011 - 13 years ago
    19 - ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY Type: ASCK
  • 3/18/2008 - 16 years ago
    18 - REGISTERED-SUPPLEMENTAL REGISTER Type: R.SR
  • 2/12/2008 - 16 years ago
    17 - LAW OFFICE PUBLICATION REVIEW COMPLETED Type: PREV
  • 2/12/2008 - 16 years ago
    16 - ASSIGNED TO LIE Type: ALIE
  • 1/9/2008 - 16 years ago
    15 - APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTER Type: CNTA
  • 1/8/2008 - 16 years ago
    14 - EXAMINER'S AMENDMENT ENTERED Type: XAEC
  • 1/8/2008 - 16 years ago
    13 - NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED Type: GNEN
  • 1/8/2008 - 16 years ago
    12 - EXAMINERS AMENDMENT E-MAILED Type: GNEA
  • 1/8/2008 - 16 years ago
    11 - EXAMINERS AMENDMENT -WRITTEN Type: CNEA
  • 7/9/2007 - 17 years ago
    10 - NOTIFICATION OF PRIORITY ACTION E-MAILED Type: GPRN
  • 7/9/2007 - 17 years ago
    9 - PRIORITY ACTION E-MAILED Type: GPRA
  • 7/9/2007 - 17 years ago
    8 - PRIORITY ACTION WRITTEN Type: CPRA
  • 6/11/2007 - 17 years ago
    7 - TEAS/EMAIL CORRESPONDENCE ENTERED Type: TEME
  • 6/11/2007 - 17 years ago
    6 - CORRESPONDENCE RECEIVED IN LAW OFFICE Type: CRFA
  • 6/11/2007 - 17 years ago
    5 - TEAS RESPONSE TO OFFICE ACTION RECEIVED Type: TROA
  • 12/11/2006 - 17 years ago
    4 - NON-FINAL ACTION E-MAILED Type: GNRT
  • 12/11/2006 - 17 years ago
    3 - NON-FINAL ACTION WRITTEN Type: CNRT
  • 11/28/2006 - 17 years ago
    2 - ASSIGNED TO EXAMINER Type: DOCK
  • 8/8/2006 - 18 years ago
    1 - NEW APPLICATION ENTERED IN TRAM Type: NWAP