GS0361: MANAGING MUTUAL FUNDS, NAMELY, MUTUAL FUND BROKERAGE, MUTUAL FUND DISTRIBUTION AND THE ADMINISTRATION AND MANAGEMENT OF MUTUAL FUNDS, PORTFOLIO SOLUTIONS, CLOSED END INVESTMENTS, TAX ASSISTED INVESTMENT PRODUCTS AND ALTERNATIVE INVESTMENT PRODUCTS
Case File Event Statements
11/9/2018 - 6 years ago
34 - CANCELLED SEC. 8 (6-YR)Type:C8..
10/6/2017 - 7 years ago
33 - TEAS CHANGE OF CORRESPONDENCE RECEIVEDType:TCCA
4/3/2017 - 7 years ago
32 - COURTESY REMINDER - SEC. 8 (6-YR) E-MAILEDType:REM1
4/3/2012 - 12 years ago
31 - REGISTERED-PRINCIPAL REGISTERType:R.PR
1/17/2012 - 13 years ago
30 - OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILEDType:NPUB
1/17/2012 - 13 years ago
29 - PUBLISHED FOR OPPOSITIONType:PUBO
12/28/2011 - 13 years ago
28 - NOTIFICATION OF NOTICE OF PUBLICATION E-MAILEDType:NONP
12/10/2011 - 13 years ago
27 - LAW OFFICE PUBLICATION REVIEW COMPLETEDType:PREV
11/28/2011 - 13 years ago
26 - APPROVED FOR PUB - PRINCIPAL REGISTERType:CNSA
11/28/2011 - 13 years ago
25 - EXAMINER'S AMENDMENT ENTEREDType:XAEC
11/28/2011 - 13 years ago
24 - NOTIFICATION OF EXAMINERS AMENDMENT E-MAILEDType:GNEN
11/28/2011 - 13 years ago
23 - EXAMINERS AMENDMENT E-MAILEDType:GNEA
11/28/2011 - 13 years ago
22 - EXAMINERS AMENDMENT -WRITTENType:CNEA
11/23/2011 - 13 years ago
21 - AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIPType:ASGN
11/18/2011 - 13 years ago
20 - PREVIOUS ALLOWANCE COUNT WITHDRAWNType:ZZZX
11/6/2011 - 13 years ago
19 - WITHDRAWN FROM PUB OTQR REQUESTType:PBTQ
10/21/2011 - 13 years ago
18 - LAW OFFICE PUBLICATION REVIEW COMPLETEDType:PREV
10/17/2011 - 13 years ago
17 - APPROVED FOR PUB - PRINCIPAL REGISTERType:CNSA
10/13/2011 - 13 years ago
16 - TEAS/EMAIL CORRESPONDENCE ENTEREDType:TEME
10/13/2011 - 13 years ago
15 - CORRESPONDENCE RECEIVED IN LAW OFFICEType:CRFA
9/20/2011 - 13 years ago
14 - TEAS REQUEST FOR RECONSIDERATION RECEIVEDType:ERFR
3/22/2011 - 13 years ago
13 - NOTIFICATION OF FINAL REFUSAL EMAILEDType:GNFN
3/22/2011 - 13 years ago
12 - FINAL REFUSAL E-MAILEDType:GNFR
3/22/2011 - 13 years ago
11 - FINAL REFUSAL WRITTENType:CNFR
2/28/2011 - 13 years ago
10 - TEAS/EMAIL CORRESPONDENCE ENTEREDType:TEME
2/28/2011 - 13 years ago
9 - CORRESPONDENCE RECEIVED IN LAW OFFICEType:CRFA
2/25/2011 - 13 years ago
8 - ASSIGNED TO LIEType:ALIE
2/16/2011 - 13 years ago
7 - TEAS RESPONSE TO OFFICE ACTION RECEIVEDType:TROA
1/12/2011 - 14 years ago
6 - NOTIFICATION OF NON-FINAL ACTION E-MAILEDType:GNRN
1/12/2011 - 14 years ago
5 - NON-FINAL ACTION E-MAILEDType:GNRT
1/12/2011 - 14 years ago
4 - NON-FINAL ACTION WRITTENType:CNRT
1/11/2011 - 14 years ago
3 - ASSIGNED TO EXAMINERType:DOCK
11/15/2010 - 14 years ago
2 - NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAMType:NWOS