GS0361: FINANCIAL INVESTMENT SERVICES IN THE FIELD OF COMMODITIES, SECURITIES, STOCKS, BONDS, DERIVATIVES, INVESTMENT RESEARCH, AND MARKET RESEARCH RENDERED VIA A GLOBAL COMPUTER NETWORK; FINANCIAL SERVICES IN THE NATURE OF PROVIDING ELECTRONIC TRADING SERVICES FOR THE PURPOSE OF TRADING COMMODITIES, STOCKS, BONDS, DERIVATIVES AND SECURITIES, PROVIDING INVESTMENT RESEARCH SERVICES; PROVIDING AND MANAGING AUTOMATED SECURITIES BROKERAGE, TRADING AND TRADING STRATEGIES; INVESTMENT AND FINANCIAL MANAGEMENT CONSULTING SERVICES; COMPUTERIZED STOCK BROKERAGE SERVICES; FINANCIAL SERVICES, NAMELY, MANAGING FINANCIAL PORTFOLIO TRADES; TRADING SERVICES, NAMELY, ELECTRONIC TRADING IN EQUITIES, STOCKS, BONDS, OPTIONS, AND MUTUAL FUNDS FOR OTHERS, AND BROKERAGE SERVICES, NAMELY, INSURANCE BROKERAGE, INVESTMENT BROKERAGE, MUTUAL FUND BROKERAGE, SECURITY BROKERAGE
GS0381: TELECOMMUNICATIONS SERVICES FOR THE SECURITIES INDUSTRY, NAMELY, ROUTING
Case File Event Statements
6/5/2020 - 4 years ago
37 - CANCELLED SEC. 8 (6-YR)Type:C8..
7/31/2019 - 5 years ago
36 - AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIPType:ASGN