GS0351: Data compiling and analyzing of personal information and financial information for business and commercial purposes; providing lead generation services for financial services professionals
GS0361: Providing financial information to investment advisors
GS0411: Providing in-person workshops and online training in the fields of financial planning, investment, advisory, and management services, best practices in the financial services industry, and compliance issues in the financial services industry; and providing written course materials in connection therewith
Case File Event Statements
11/18/2013 - 10 years ago
20 - ABANDONMENT NOTICE MAILED - NO USE STATEMENT FILEDType:MAB6
11/18/2013 - 10 years ago
19 - ABANDONMENT - NO USE STATEMENT FILEDType:ABN6
4/16/2013 - 11 years ago
18 - NOA E-MAILED - SOU REQUIRED FROM APPLICANTType:NOAM
2/19/2013 - 11 years ago
17 - OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILEDType:NPUB
2/19/2013 - 11 years ago
16 - PUBLISHED FOR OPPOSITIONType:PUBO
1/30/2013 - 11 years ago
15 - NOTIFICATION OF NOTICE OF PUBLICATION E-MAILEDType:NONP
1/16/2013 - 11 years ago
14 - LAW OFFICE PUBLICATION REVIEW COMPLETEDType:PREV
1/16/2013 - 11 years ago
13 - ASSIGNED TO LIEType:ALIE
1/2/2013 - 11 years ago
12 - APPROVED FOR PUB - PRINCIPAL REGISTERType:CNSA
12/22/2012 - 11 years ago
11 - TEAS/EMAIL CORRESPONDENCE ENTEREDType:TEME
12/21/2012 - 11 years ago
10 - CORRESPONDENCE RECEIVED IN LAW OFFICEType:CRFA
12/21/2012 - 11 years ago
9 - TEAS RESPONSE TO OFFICE ACTION RECEIVEDType:TROA