GS0361: Annuities underwriting; investment management of and distribution of annuities; issuance and administration of annuities; Annuity services, namely, account and investment administration; funds investment; trust and custodial services for retirement plans, namely, investment of funds for others in the field of mutual funds and individual retirement accounts; financial administration of employee pension plans; financial services in the nature of an investment security; investment management services; mutual fund investment, mutual fund distribution and mutual fund brokerage; financial administration of employer provided and individual pension and fixed investment income programs; registered investment advisory services and broker-dealer securities services, namely, brokering and trading in securities and providing investment advisory services; banking services; [ consumer loan financing; ] financial consulting in the field of pension plans; estate planning; financial planning; financial administrative services of insurance in the fields of life, disability, dental, [ prescription drug, ] vision and accidental death and dismemberment; financial administration of employee benefit plans, namely, deferred compensation benefit plans, profit sharing plans, cafeteria plans and other employee benefit plans; insurance underwriting and brokerage services for groups and individuals in the fields of life, disability and dental; real estate mortgage lending and mortgage asset procurement for others; maintaining real estate mortgage escrow accounts; real estate investment services; real estate management services; leasing of commercial real estate; financial investment in the field of real estate development; providing financial administration services to employee welfare benefit plans and pre-paid dental plans and claims administration, namely, claims processing [ ; and retail commercial banking services, namely, checking, savings, money market, credit cards, certificates of deposit, mortgage loans, commercial real estate lending, and corporate banking services ]
DS0000: "LIFE INSURANCE COMPANY"
Case File Event Statements
10/16/2013 - 12 years ago
8 - CORRESPONDENCE RECEIVED IN LAW OFFICEType:CRFA
12/31/2012 - 12 years ago
1 - NEW APPLICATION ENTEREDType:NWAP
1/10/2013 - 12 years ago
2 - NEW APPLICATION OFFICE SUPPLIED DATA ENTEREDType:NWOS
4/11/2013 - 12 years ago
3 - ASSIGNED TO EXAMINERType:DOCK
4/16/2013 - 12 years ago
4 - NON-FINAL ACTION WRITTENType:CNRT
4/16/2013 - 12 years ago
6 - NOTIFICATION OF NON-FINAL ACTION E-MAILEDType:GNRN
4/16/2013 - 12 years ago
5 - NON-FINAL ACTION E-MAILEDType:GNRT
10/16/2013 - 12 years ago
7 - TEAS RESPONSE TO OFFICE ACTION RECEIVEDType:TROA
10/17/2013 - 12 years ago
9 - TEAS/EMAIL CORRESPONDENCE ENTEREDType:TEME
9/29/2014 - 11 years ago
17 - NOTICE OF SUITType:NOSU
3/4/2019 - 6 years ago
18 - COURTESY REMINDER - SEC. 8 (6-YR) E-MAILEDType:REM1
10/26/2013 - 12 years ago
10 - APPROVED FOR PUB - PRINCIPAL REGISTERType:CNSA
11/14/2013 - 12 years ago
11 - ASSIGNED TO LIEType:ALIE
11/14/2013 - 12 years ago
12 - LAW OFFICE PUBLICATION REVIEW COMPLETEDType:PREV
11/27/2013 - 12 years ago
13 - NOTIFICATION OF NOTICE OF PUBLICATION E-MAILEDType:NONP
12/17/2013 - 11 years ago
14 - PUBLISHED FOR OPPOSITIONType:PUBO
12/17/2013 - 11 years ago
15 - OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILEDType:NPUB
3/4/2014 - 11 years ago
16 - REGISTERED-PRINCIPAL REGISTERType:R.PR
4/24/2020 - 5 years ago
22 - REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.Type:C15A
6/19/2019 - 6 years ago
19 - NOTICE OF SUITType:NOSU
2/28/2020 - 5 years ago
20 - TEAS SECTION 8 & 15 RECEIVEDType:E815
4/24/2020 - 5 years ago
21 - CASE ASSIGNED TO POST REGISTRATION PARALEGALType:APRE
9/13/2022 - 3 years ago
24 - NOTICE OF SUITType:NOSU
12/12/2023 - a year ago
26 - NOTICE OF SUITType:NOSU
3/4/2024 - a year ago
27 - TEAS SECTION 8 & 9 RECEIVEDType:E89R
4/24/2020 - 5 years ago
23 - NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILEDType:NA85
3/4/2023 - 2 years ago
25 - COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILEDType:REM2
3/27/2024 - a year ago
30 - TEAS CHANGE OF CORRESPONDENCE RECEIVEDType:TCCA
3/27/2024 - a year ago
28 - TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVEDType:REAP