DM0000: The mark consists of the literal element "PRINCIPAL" on a solid triangle and the literal elements "FINANCIAL GROUP" underneath the triangle.
GS0361: Annuities underwriting; investment management of and distribution of annuities; issuance and administration of annuities; Annuity services, namely, account and investment administration; funds investment; trust and custodial services for retirement plans, namely, investment of funds for others in the field of mutual funds and individual retirement accounts; financial administration of employee pension plans; financial services in the nature of an investment security; investment management services; mutual fund investment, mutual fund distribution and mutual fund brokerage; financial administration of employer provided and individual pension and fixed investment income programs; registered investment advisory services and broker-dealer securities services, namely, brokering and trading in securities and providing investment advisory services; banking services; [ consumer loan financing; ] financial conulting in the field of pension plans; estate planning; financial planning; financial administration services of insurance in the fields of life, disability, dental, [ prescription drug, ] vision and accidental death and dismemberment; financial administration of employee benefit plans, namely, deferred compensation benefit plans, profit sharing plans, cafeteria plans and other employee benefit plans; insurance underwriting and brokerage services for groups and individuals in the fields of life, disability and dental; real estate mortgage lending and mortgage asset procurement for others; maintaining real estate mortgage escrow accounts; real estate investment services; real estate management services; leasing of commercial real estate; financial investment in the field of real estate development; providing financial administration services to employee welfare benefit plans and pre-paid dental plans and claims administration, namely, claims processing [ ; and retail commercial banking services, namely, checking, savings, money market, credit cards, certificates of deposit, mortgage loans, commercial real estate lending, and corporate banking services ]
CC0000: Color is not claimed as a feature of the mark.
DS0000: "FINANCIAL GROUP"
Case File Event Statements
12/31/2012 - 12 years ago
1 - NEW APPLICATION ENTEREDType:NWAP
1/10/2013 - 12 years ago
2 - NEW APPLICATION OFFICE SUPPLIED DATA ENTEREDType:NWOS
4/11/2013 - 12 years ago
4 - ASSIGNED TO EXAMINERType:DOCK
4/16/2013 - 12 years ago
5 - NON-FINAL ACTION WRITTENType:CNRT
1/11/2013 - 12 years ago
3 - NOTICE OF DESIGN SEARCH CODE MAILEDType:MDSC
4/16/2013 - 12 years ago
6 - NON-FINAL ACTION E-MAILEDType:GNRT
4/16/2013 - 12 years ago
7 - NOTIFICATION OF NON-FINAL ACTION E-MAILEDType:GNRN
10/16/2013 - 12 years ago
8 - TEAS RESPONSE TO OFFICE ACTION RECEIVEDType:TROA
11/13/2013 - 12 years ago
14 - NOTIFICATION OF NOTICE OF PUBLICATION E-MAILEDType:NONP
10/21/2013 - 12 years ago
9 - ASSIGNED TO LIEType:ALIE
10/23/2013 - 12 years ago
10 - CORRESPONDENCE RECEIVED IN LAW OFFICEType:CRFA
10/23/2013 - 12 years ago
11 - TEAS/EMAIL CORRESPONDENCE ENTEREDType:TEME
10/26/2013 - 12 years ago
12 - APPROVED FOR PUB - PRINCIPAL REGISTERType:CNSA
10/30/2013 - 12 years ago
13 - LAW OFFICE PUBLICATION REVIEW COMPLETEDType:PREV