DUNDEE CAPITAL MARKETS DUNDEE SECURITIES EUROPE LLP
Case File Statements
D10000: "CAPITAL MARKETS" AND "SECURITIES EUROPE LLP"
GS0361: INVESTMENT DEALER SERVICES, NAMELY, MUTUAL FUND INVESTMENT SERVICES, REAL ESTATE INVESTMENT SERVICES, BROKERAGE INVESTMENT SERVICES, INVESTMENT CONSULTATION SERVICES AND INVESTMENT IN THE FIELD OF REAL ESTATE AND SECURITIES
Case File Event Statements
7/23/2021 - 3 years ago
29 - CANCELLED SEC. 8 (6-YR)Type:C8..
12/16/2019 - 5 years ago
28 - COURTESY REMINDER - SEC. 8 (6-YR) E-MAILEDType:REM1
3/31/2016 - 8 years ago
27 - TEAS CHANGE OF CORRESPONDENCE RECEIVEDType:TCCA
12/16/2014 - 10 years ago
26 - REGISTERED-PRINCIPAL REGISTERType:R.PR
9/30/2014 - 10 years ago
25 - OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILEDType:NPUB
9/30/2014 - 10 years ago
24 - PUBLISHED FOR OPPOSITIONType:PUBO
9/10/2014 - 10 years ago
23 - NOTIFICATION OF NOTICE OF PUBLICATION E-MAILEDType:NONP
8/26/2014 - 10 years ago
22 - LAW OFFICE PUBLICATION REVIEW COMPLETEDType:PREV
8/26/2014 - 10 years ago
21 - APPROVED FOR PUB - PRINCIPAL REGISTERType:CNSA
8/25/2014 - 10 years ago
20 - TEAS/EMAIL CORRESPONDENCE ENTEREDType:TEME
8/25/2014 - 10 years ago
19 - CORRESPONDENCE RECEIVED IN LAW OFFICEType:CRFA
8/18/2014 - 10 years ago
18 - TEAS RESPONSE TO SUSPENSION INQUIRY RECEIVEDType:ERSI
4/8/2014 - 10 years ago
17 - NOTIFICATION OF INQUIRY AS TO SUSPENSION E-MAILEDType:GNS2
4/8/2014 - 10 years ago
16 - INQUIRY TO SUSPENSION E-MAILEDType:GNSI
4/8/2014 - 10 years ago
15 - SUSPENSION INQUIRY WRITTENType:CNSI
4/7/2014 - 10 years ago
14 - LIE CHECKED SUSP - TO ATTY FOR ACTIONType:RCCK
9/27/2013 - 11 years ago
13 - NOTIFICATION OF LETTER OF SUSPENSION E-MAILEDType:GNS3
9/27/2013 - 11 years ago
12 - LETTER OF SUSPENSION E-MAILEDType:GNSL
9/27/2013 - 11 years ago
11 - SUSPENSION LETTER WRITTENType:CNSL
9/5/2013 - 11 years ago
10 - TEAS/EMAIL CORRESPONDENCE ENTEREDType:TEME
9/5/2013 - 11 years ago
9 - CORRESPONDENCE RECEIVED IN LAW OFFICEType:CRFA
8/29/2013 - 11 years ago
8 - ASSIGNED TO LIEType:ALIE
8/27/2013 - 11 years ago
7 - TEAS RESPONSE TO OFFICE ACTION RECEIVEDType:TROA
8/1/2013 - 11 years ago
6 - NOTIFICATION OF NON-FINAL ACTION E-MAILEDType:GNRN
8/1/2013 - 11 years ago
5 - NON-FINAL ACTION E-MAILEDType:GNRT
8/1/2013 - 11 years ago
4 - NON-FINAL ACTION WRITTENType:CNRT
7/24/2013 - 11 years ago
3 - ASSIGNED TO EXAMINERType:DOCK
4/16/2013 - 11 years ago
2 - NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAMType:NWOS