GS0421: Providing use of non-downloadable computer software for distribution of news, sales, trends, and information regarding sales and assets of mutual funds and exchange-traded funds (ETFs) to financial institutions
Case File Event Statements
2/27/2014 - 10 years ago
5 - ASSIGNED TO LIEType:ALIE
1/11/2014 - 11 years ago
1 - NEW APPLICATION ENTEREDType:NWAP
1/18/2014 - 11 years ago
2 - NEW APPLICATION OFFICE SUPPLIED DATA ENTEREDType:NWOS
2/26/2014 - 10 years ago
4 - TEAS CHANGE OF CORRESPONDENCE RECEIVEDType:TCCA
2/26/2014 - 10 years ago
3 - TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINSType:EWAF
10/14/2014 - 10 years ago
15 - APPROVED FOR PUB - PRINCIPAL REGISTERType:CNSA
3/7/2014 - 10 years ago
6 - CORRESPONDENCE RECEIVED IN LAW OFFICEType:CRFA
3/7/2014 - 10 years ago
7 - TEAS/EMAIL CORRESPONDENCE ENTEREDType:TEME
4/9/2014 - 10 years ago
8 - ASSIGNED TO EXAMINERType:DOCK
4/10/2014 - 10 years ago
9 - NON-FINAL ACTION WRITTENType:CNRT
4/10/2014 - 10 years ago
10 - NON-FINAL ACTION E-MAILEDType:GNRT
4/10/2014 - 10 years ago
11 - NOTIFICATION OF NON-FINAL ACTION E-MAILEDType:GNRN
10/10/2014 - 10 years ago
12 - TEAS RESPONSE TO OFFICE ACTION RECEIVEDType:TROA
10/10/2014 - 10 years ago
13 - CORRESPONDENCE RECEIVED IN LAW OFFICEType:CRFA
10/10/2014 - 10 years ago
14 - TEAS/EMAIL CORRESPONDENCE ENTEREDType:TEME
8/7/2015 - 9 years ago
22 - CASE ASSIGNED TO INTENT TO USE PARALEGALType:AITU
8/14/2015 - 9 years ago
25 - ALLOWED PRINCIPAL REGISTER - SOU ACCEPTEDType:CNPR
10/17/2014 - 10 years ago
16 - LAW OFFICE PUBLICATION REVIEW COMPLETEDType:PREV
11/5/2014 - 10 years ago
17 - NOTIFICATION OF NOTICE OF PUBLICATION E-MAILEDType:NONP
11/25/2014 - 10 years ago
18 - PUBLISHED FOR OPPOSITIONType:PUBO
11/25/2014 - 10 years ago
19 - OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILEDType:NPUB
1/20/2015 - 10 years ago
20 - NOA E-MAILED - SOU REQUIRED FROM APPLICANTType:NOAM
7/15/2015 - 9 years ago
21 - TEAS STATEMENT OF USE RECEIVEDType:EISU
7/15/2015 - 9 years ago
23 - USE AMENDMENT FILEDType:IUAF
8/7/2015 - 9 years ago
24 - STATEMENT OF USE PROCESSING COMPLETEType:SUPC
8/15/2015 - 9 years ago
26 - NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILEDType:SUNA
9/22/2015 - 9 years ago
27 - REGISTERED-PRINCIPAL REGISTERType:R.PR
9/15/2022 - 2 years ago
31 - REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.Type:C15A
9/22/2020 - 4 years ago
28 - COURTESY REMINDER - SEC. 8 (6-YR) E-MAILEDType:REM1
3/22/2022 - 2 years ago
29 - TEAS SECTION 8 & 15 RECEIVEDType:E815
9/15/2022 - 2 years ago
30 - CASE ASSIGNED TO POST REGISTRATION PARALEGALType:APRE
9/22/2024 - 4 months ago
33 - COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILEDType:REM2
9/15/2022 - 2 years ago
32 - NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILEDType:NA85