86344766 - DUNDEE GLOBAL ASSET MANAGEMENT

Information

• Trademark
• 86344766

• Source

• Serial Number

  86344766

• International Classifications

  • 36 - Insurance

• Filing Date

  July 22, 2014
  10 years ago

• Transaction Date

  March 07, 2018
  6 years ago

• Status Date

  March 07, 2018
  6 years ago

• Location Date

  March 07, 2018
  6 years ago

• Status Code

  602

• Current Location

  TMEG LAW OFFICE 109 - EXAMINING ATTORNEY ASSIGNED

  Employee Name

  ANKRAH, NAAKWAMA S

• Attorney Docket Number

  23137-011 MM

  Attorney Name

  Midge M. Hyman

  Law Office Assigned Location Code

  L90

• Owners

  • DUNDEE CORPORATION

Case File Statements

• D10000: "GLOBAL ASSET MANAGEMENT"
• GS0361: ASSET MANAGEMENT SERVICES, NAMELY, MANAGING AND ADMINISTERING REAL ASSETS; INVESTMENT MANAGEMENT SERVICES, NAMELY, CREATING, MANAGING AND ADMINISTERING EXCHANGE TRADED FUNDS, ALTERNATIVE INVESTMENT FUNDS, PRIVATE EQUITY FUNDS, HEDGE FUNDS, MUTUAL FUNDS, AND TAX ASSISTED INVESTMENTS; FINANCIAL ADVISORY SERVICES, NAMELY, FINANCIAL PLANNING AND INVESTMENT MANAGEMENT SERVICES, ADMINISTERING THIRD PARTY ASSETS, LIFE, ACCIDENTAL DEATH AND HEALTH INSURANCE POLICIES; ADMINISTERING BANKING, FINANCIAL AND ESTATE PLANNING SERVICES; CAPITAL MARKETS AND MERCHANT BANKING SERVICES, NAMELY, INVESTMENT BANKING SERVICES AND UNDERWRITING OF THE SALE OF SECURITIES TO THE PUBLIC, PRIVATE PLACEMENTS, INVESTMENT ADVISORY SERVICES RELATED TO MERGERS AND ACQUISITIONS, DIVESTITURES, RESTRUCTURING AND STOCK EXCHANGE LISTINGS; SALES AND TRADING SERVICES NAMELY, THE SELLING, PURCHASING AND TRADING OF EQUITY AND EQUITY RELATED SECURITIES AND FIXED INCOME SECURITIES ON BEHALF OF RETAIL AND INSTITUTIONAL CLIENTS; INVESTMENT RESEARCH SERVICES, NAMELY, THE PREPARATION OF RESEARCH REPORTS AND OPINIONS TO INDIVIDUAL INVESTORS AND INSTITUTIONAL CLIENTS IN CONNECTION WITH INVESTMENT DECISION MAKING; BANKING SERVICES, NAMELY, GUARANTEED INVESTMENT CERTIFICATES, MORTGAGES, RSP LOANS, INVESTMENT LOANS, STRUCTURED CREDIT AND FIXED INCOME INVESTMENTS

Case File Event Statements

• 3/7/2018 - 6 years ago

  46 - ABANDONMENT NOTICE MAILED - FAILURE TO RESPOND Type: MAB2

• 3/7/2018 - 6 years ago

  45 - ABANDONMENT - FAILURE TO RESPOND OR LATE RESPONSE Type: ABN2

• 8/9/2017 - 7 years ago

  44 - NOTIFICATION OF INQUIRY AS TO SUSPENSION E-MAILED Type: GNS2

• 8/9/2017 - 7 years ago

  43 - INQUIRY TO SUSPENSION E-MAILED Type: GNSI

• 8/9/2017 - 7 years ago

  42 - SUSPENSION INQUIRY WRITTEN Type: CNSI

• 8/8/2017 - 7 years ago

  41 - LIE CHECKED SUSP - TO ATTY FOR ACTION Type: RCCK

• 1/31/2017 - 7 years ago

  40 - NOTIFICATION OF LETTER OF SUSPENSION E-MAILED Type: GNS3

• 1/31/2017 - 7 years ago

  39 - LETTER OF SUSPENSION E-MAILED Type: GNSL

• 1/31/2017 - 7 years ago

  38 - SUSPENSION LETTER WRITTEN Type: CNSL

• 1/31/2017 - 7 years ago

  37 - TEAS/EMAIL CORRESPONDENCE ENTERED Type: TEME

• 1/31/2017 - 7 years ago

  36 - CORRESPONDENCE RECEIVED IN LAW OFFICE Type: CRFA

• 1/30/2017 - 7 years ago

  35 - TEAS RESPONSE TO SUSPENSION INQUIRY RECEIVED Type: ERSI

• 9/2/2016 - 8 years ago

  34 - NOTIFICATION OF INQUIRY AS TO SUSPENSION E-MAILED Type: GNS2

• 9/2/2016 - 8 years ago

  33 - INQUIRY TO SUSPENSION E-MAILED Type: GNSI

• 9/2/2016 - 8 years ago

  32 - SUSPENSION INQUIRY WRITTEN Type: CNSI

• 9/2/2016 - 8 years ago

  31 - TEAS/EMAIL CORRESPONDENCE ENTERED Type: TEME

• 9/2/2016 - 8 years ago

  30 - CORRESPONDENCE RECEIVED IN LAW OFFICE Type: CRFA

• 8/19/2016 - 8 years ago

  29 - TEAS RESPONSE TO SUSPENSION INQUIRY RECEIVED Type: ERSI

• 3/31/2016 - 8 years ago

  28 - NOTIFICATION OF INQUIRY AS TO SUSPENSION E-MAILED Type: GNS2

• 3/31/2016 - 8 years ago

  27 - INQUIRY TO SUSPENSION E-MAILED Type: GNSI

• 3/31/2016 - 8 years ago

  26 - SUSPENSION INQUIRY WRITTEN Type: CNSI

• 3/30/2016 - 8 years ago

  25 - TEAS CHANGE OF CORRESPONDENCE RECEIVED Type: TCCA

• 3/30/2016 - 8 years ago

  24 - LIE CHECKED SUSP - TO ATTY FOR ACTION Type: RCCK

• 9/21/2015 - 9 years ago

  23 - NOTIFICATION OF LETTER OF SUSPENSION E-MAILED Type: GNS3

• 9/21/2015 - 9 years ago

  22 - LETTER OF SUSPENSION E-MAILED Type: GNSL

• 9/21/2015 - 9 years ago

  21 - SUSPENSION LETTER WRITTEN Type: CNSL

• 9/19/2015 - 9 years ago

  20 - TEAS/EMAIL CORRESPONDENCE ENTERED Type: TEME

• 9/19/2015 - 9 years ago

  19 - CORRESPONDENCE RECEIVED IN LAW OFFICE Type: CRFA

• 9/16/2015 - 9 years ago

  18 - TEAS RESPONSE TO SUSPENSION INQUIRY RECEIVED Type: ERSI

• 7/29/2015 - 9 years ago

  17 - NOTIFICATION OF INQUIRY AS TO SUSPENSION E-MAILED Type: GNS2

• 7/29/2015 - 9 years ago

  16 - INQUIRY TO SUSPENSION E-MAILED Type: GNSI

• 7/29/2015 - 9 years ago

  15 - SUSPENSION INQUIRY WRITTEN Type: CNSI

• 7/29/2015 - 9 years ago

  14 - LIE CHECKED SUSP - TO ATTY FOR ACTION Type: RCCK

• 1/13/2015 - 10 years ago

  13 - NOTIFICATION OF LETTER OF SUSPENSION E-MAILED Type: GNS3

• 1/13/2015 - 10 years ago

  12 - LETTER OF SUSPENSION E-MAILED Type: GNSL

• 1/13/2015 - 10 years ago

  11 - SUSPENSION LETTER WRITTEN Type: CNSL

• 1/8/2015 - 10 years ago

  10 - TEAS/EMAIL CORRESPONDENCE ENTERED Type: TEME

• 1/8/2015 - 10 years ago

  9 - CORRESPONDENCE RECEIVED IN LAW OFFICE Type: CRFA

• 1/7/2015 - 10 years ago

  8 - ASSIGNED TO LIE Type: ALIE

• 1/2/2015 - 10 years ago

  7 - TEAS RESPONSE TO OFFICE ACTION RECEIVED Type: TROA

• 11/5/2014 - 10 years ago

  6 - NOTIFICATION OF NON-FINAL ACTION E-MAILED Type: GNRN

• 11/5/2014 - 10 years ago

  5 - NON-FINAL ACTION E-MAILED Type: GNRT

• 11/5/2014 - 10 years ago

  4 - NON-FINAL ACTION WRITTEN Type: CNRT

• 11/4/2014 - 10 years ago

  3 - ASSIGNED TO EXAMINER Type: DOCK

• 7/30/2014 - 10 years ago

  2 - NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM Type: NWOS

• 7/25/2014 - 10 years ago

  1 - NEW APPLICATION ENTERED IN TRAM Type: NWAP