GS0361: Providing financial information via the Internet, telecommunications networks, and securities exchanges regarding investment securities, namely, past, current and future securities offerings lists, marketing data and sponsor information for securities offerings, and public filings, company information, and prospectuses for securities offerings
DS0000: "INVESTING"
GS0421: Application service provider (ASP) featuring a software platform for use in the distribution of new securities offerings and secondary market securities offerings, namely, for providing real-time data to investors, brokers, dealers, and agents in the nature of past, current and future securities offerings lists, marketing data and sponsor information for securities offerings, and public filings, company information, and prospectuses for securities offerings
Case File Event Statements
3/5/2015 - 10 years ago
3 - ASSIGNED TO EXAMINERType:DOCK
11/18/2014 - 11 years ago
1 - NEW APPLICATION ENTEREDType:NWAP
11/21/2014 - 11 years ago
2 - NEW APPLICATION OFFICE SUPPLIED DATA ENTEREDType:NWOS
5/12/2015 - 10 years ago
12 - LAW OFFICE PUBLICATION REVIEW COMPLETEDType:PREV
5/27/2015 - 10 years ago
13 - NOTIFICATION OF NOTICE OF PUBLICATION E-MAILEDType:NONP
6/16/2015 - 10 years ago
14 - PUBLISHED FOR OPPOSITIONType:PUBO
3/5/2015 - 10 years ago
4 - NON-FINAL ACTION WRITTENType:CNRT
3/5/2015 - 10 years ago
5 - NON-FINAL ACTION E-MAILEDType:GNRT
3/5/2015 - 10 years ago
6 - NOTIFICATION OF NON-FINAL ACTION E-MAILEDType:GNRN
4/15/2015 - 10 years ago
7 - TEAS RESPONSE TO OFFICE ACTION RECEIVEDType:TROA
4/15/2015 - 10 years ago
8 - CORRESPONDENCE RECEIVED IN LAW OFFICEType:CRFA
4/16/2015 - 10 years ago
9 - TEAS/EMAIL CORRESPONDENCE ENTEREDType:TEME
4/16/2015 - 10 years ago
10 - APPROVED FOR PUB - PRINCIPAL REGISTERType:CNSA
5/11/2015 - 10 years ago
11 - ASSIGNED TO LIEType:ALIE
9/1/2015 - 10 years ago
16 - REGISTERED-PRINCIPAL REGISTERType:R.PR
9/1/2020 - 5 years ago
22 - COURTESY REMINDER - SEC. 8 (6-YR) E-MAILEDType:REM1
3/22/2021 - 4 years ago
23 - TEAS SECTION 8 & 15 RECEIVEDType:E815
6/16/2015 - 10 years ago
15 - OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILEDType:NPUB
1/25/2016 - 9 years ago
17 - TEAS CHANGE OF OWNER ADDRESS RECEIVEDType:COAR