GS0361: Individual retirement account services; providing information and advice in the field of finance, financial investments, financial valuations, and the financial aspects of retirement; Financial administration of retirement plans; Financial planning for retirement; Financial retirement plan consulting services; Financial services, namely, administration of transactions involving funds drawn from securities, stocks, funds, equities, bonds, cash, or other types of financial investments in retirement plans using a credit or debit card over a global data network; Financial services, namely, administration of transactions involving funds drawn from securities, stocks, funds, equities, bonds, cash, or other types of financial investments in retirement plans using a check or negotiable order of withdrawal over a global data network; Investment services, namely, investment advisory services, investment management of and distribution of variable annuities, financial consultation, and financial investment in the field of securities
Case File Event Statements
7/1/2015 - 9 years ago
6 - NOTIFICATION OF NON-FINAL ACTION E-MAILEDType:GNRN
7/1/2015 - 9 years ago
5 - NON-FINAL ACTION E-MAILEDType:GNRT
7/1/2015 - 9 years ago
4 - NON-FINAL ACTION WRITTENType:CNRT
6/30/2015 - 9 years ago
3 - ASSIGNED TO EXAMINERType:DOCK
4/7/2015 - 9 years ago
2 - NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAMType:NWOS