GS0361: Automated securities brokerage; Business finance procurement services; Financial advisory and consultancy services; Financial analysis and research services; Financial information provided by electronic means; Financial investment in the field of securities, stocks [, and mutual funds ]; Financial management; Financial planning; Financial portfolio management; Fund investment consultation; Funds investment; Investment advisory services; Investment banking services; Investment brokerage; Investment consultation; Investment management; Investment of funds for others; [ Mutual fund brokerage; ] Securities brokerage services; Stock brokerage services; Venture capital services, namely, providing financing to emerging and start-up companies
GS0351: Business acquisition and merger consultation
Case File Event Statements
12/28/2023 - a year ago
33 - NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILEDType:NA85
12/28/2023 - a year ago
32 - REGISTERED - SEC. 7 REQUEST ABANDONEDType:PRA7
12/28/2023 - a year ago
31 - POST REGISTRATION ACTION MAILED NO RESPONSE REQUIREDType:PRAN
12/28/2023 - a year ago
30 - REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.Type:C15A
12/19/2023 - a year ago
29 - CASE ASSIGNED TO POST REGISTRATION PARALEGALType:APRE
4/19/2023 - 2 years ago
28 - TEAS SECTION 7 REQUEST RECEIVEDType:ES7R
12/30/2022 - 2 years ago
27 - TEAS SECTION 7 REQUEST RECEIVEDType:ES7R
12/29/2022 - 2 years ago
26 - TEAS SECTION 8 & 15 RECEIVEDType:E815
10/12/2022 - 3 years ago
25 - TEAS CHANGE OF CORRESPONDENCE RECEIVEDType:TCCA