GS0091: Computer software for use by investment management professionals for use in portfolio analysis and modeling, market data analysis, trade execution and analytics, order management, risk analytics and risk management, portfolio management, compliance and regulatory reporting, fund management and operations, commission management, accounting, and data management
GS0421: Software as a service (SAAS) services, namely, providing computer software for use by investment management professionals for use in portfolio analysis and modeling, market data analysis, trade execution and analytics, order management, risk analytics and risk management, portfolio management, compliance and regulatory reporting, fund management and operations, commission management, accounting, and data management; providing online non-downloadable computer software for use by investment management professionals for use in portfolio analysis and modeling, market data analysis, trade execution and analytics, order management, risk analytics and risk management, portfolio management, compliance and regulatory reporting, fund management and operations, commission management, accounting, and data management
Case File Event Statements
4/10/2017 - 7 years ago
25 - ABANDONMENT NOTICE MAILED - NO USE STATEMENT FILEDType:MAB6
4/10/2017 - 7 years ago
24 - ABANDONMENT - NO USE STATEMENT FILEDType:ABN6
9/8/2016 - 8 years ago
23 - NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILEDType:EXRA
9/6/2016 - 8 years ago
22 - EXTENSION 1 GRANTEDType:EX1G
9/6/2016 - 8 years ago
21 - EXTENSION 1 FILEDType:EXT1
9/6/2016 - 8 years ago
20 - TEAS EXTENSION RECEIVEDType:EEXT
9/6/2016 - 8 years ago
19 - TEAS CHANGE OF CORRESPONDENCE RECEIVEDType:TCCA
3/8/2016 - 8 years ago
18 - NOA E-MAILED - SOU REQUIRED FROM APPLICANTType:NOAM
1/12/2016 - 9 years ago
17 - OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILEDType:NPUB
1/12/2016 - 9 years ago
16 - PUBLISHED FOR OPPOSITIONType:PUBO
12/24/2015 - 9 years ago
15 - NOTIFICATION OF NOTICE OF PUBLICATION E-MAILEDType:NONP
12/4/2015 - 9 years ago
14 - APPROVED FOR PUB - PRINCIPAL REGISTERType:CNSA
12/4/2015 - 9 years ago
13 - EXAMINER'S AMENDMENT ENTEREDType:XAEC
12/4/2015 - 9 years ago
12 - NOTIFICATION OF EXAMINERS AMENDMENT E-MAILEDType:GNEN
12/4/2015 - 9 years ago
11 - EXAMINERS AMENDMENT E-MAILEDType:GNEA
12/4/2015 - 9 years ago
10 - EXAMINERS AMENDMENT -WRITTENType:CNEA
11/24/2015 - 9 years ago
9 - TEAS/EMAIL CORRESPONDENCE ENTEREDType:TEME
11/23/2015 - 9 years ago
8 - CORRESPONDENCE RECEIVED IN LAW OFFICEType:CRFA
11/23/2015 - 9 years ago
7 - TEAS RESPONSE TO OFFICE ACTION RECEIVEDType:TROA
9/2/2015 - 9 years ago
6 - NOTIFICATION OF NON-FINAL ACTION E-MAILEDType:GNRN
9/2/2015 - 9 years ago
5 - NON-FINAL ACTION E-MAILEDType:GNRT
9/2/2015 - 9 years ago
4 - NON-FINAL ACTION WRITTENType:CNRT
9/1/2015 - 9 years ago
3 - ASSIGNED TO EXAMINERType:DOCK
5/28/2015 - 9 years ago
2 - NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAMType:NWOS