MEETING YOU WHEREVER YOU ARE - TODAY, TOMORROW, AND FOR GENERATIONS TO COME
Case File Statements
GS0361: Investment services, namely, investment advisory services, investment management of and distribution of variable annuities, financial consultation, and financial investment in the field of securities
Case File Event Statements
12/16/2022 - 2 years ago
10 - CANCELLED SEC. 8 (6-YR)Type:C8..
5/31/2021 - 3 years ago
9 - COURTESY REMINDER - SEC. 8 (6-YR) E-MAILEDType:REM1
5/31/2016 - 8 years ago
8 - REGISTERED-PRINCIPAL REGISTERType:R.PR
3/15/2016 - 8 years ago
7 - OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILEDType:NPUB
3/15/2016 - 8 years ago
6 - PUBLISHED FOR OPPOSITIONType:PUBO
2/24/2016 - 8 years ago
5 - NOTIFICATION OF NOTICE OF PUBLICATION E-MAILEDType:NONP
2/4/2016 - 8 years ago
4 - APPROVED FOR PUB - PRINCIPAL REGISTERType:CNSA
2/4/2016 - 8 years ago
3 - ASSIGNED TO EXAMINERType:DOCK
10/20/2015 - 9 years ago
2 - NEW APPLICATION OFFICE SUPPLIED DATA ENTEREDType:NWOS