IT'S LIKE NOTHING YOU'VE EVER SEEN FROM AN INVESTMENT MANAGEMENT FIRM
Case File Statements
GS0361: Financial services, namely, providing brokerage, distribution, and investment management services for mutual funds, stocks, bonds, other securities, commingled trusts, separate investment accounts for businesses, retirement accounts, and college savings plans; investment brokerage and management services, asset management services, and investment consultation services for institutional investors and individuals; investment tracking and investment analysis services for others; providing financial information to individual and institutional investors and financial advisors about investing, investments, financial strategies and planning, asset management, educational savings, retirement planning, and tax issues
PM0001: IT IS LIKE NOTHING YOU HAVE EVER SEEN FROM AN INVESTMENT MANAGEMENT FIRM
Case File Event Statements
3/26/2018 - 7 years ago
12 - ABANDONMENT NOTICE MAILED - NO USE STATEMENT FILEDType:MAB6
3/26/2018 - 7 years ago
11 - ABANDONMENT - NO USE STATEMENT FILEDType:ABN6
1/9/2018 - 7 years ago
10 - ASSIGNED TO EXAMINERType:DOCK
8/22/2017 - 8 years ago
9 - NOA E-MAILED - SOU REQUIRED FROM APPLICANTType:NOAM
6/27/2017 - 8 years ago
8 - OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILEDType:NPUB
6/27/2017 - 8 years ago
7 - PUBLISHED FOR OPPOSITIONType:PUBO
6/7/2017 - 8 years ago
6 - NOTIFICATION OF NOTICE OF PUBLICATION E-MAILEDType:NONP
5/4/2017 - 8 years ago
5 - APPROVED FOR PUB - PRINCIPAL REGISTERType:CNSA
5/2/2017 - 8 years ago
4 - ASSIGNED TO EXAMINERType:DOCK
4/5/2017 - 8 years ago
3 - NOTICE OF PSEUDO MARK E-MAILEDType:MPMK
4/4/2017 - 8 years ago
2 - NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAMType:NWOS