GS0411: Educational training services, namely, conducting seminars and courses of instruction for professionals charged with the oversight, compliance, and regulation of financial firms conducting business in the field of fiduciary services including estate-planning, trusts, investments, wealth management and employee benefits
PM0001: CERTIFIED FIDUCIARY AND INVESTMENT RISK SPECIALIST
Case File Event Statements
4/19/2018 - 6 years ago
2 - NEW APPLICATION OFFICE SUPPLIED DATA ENTEREDType:NWOS
4/13/2018 - 6 years ago
1 - NEW APPLICATION ENTEREDType:NWAP
7/28/2018 - 6 years ago
3 - ASSIGNED TO EXAMINERType:DOCK
8/7/2018 - 6 years ago
4 - NON-FINAL ACTION WRITTENType:CNRT
8/7/2018 - 6 years ago
6 - NOTIFICATION OF NON-FINAL ACTION E-MAILEDType:GNRN
8/7/2018 - 6 years ago
5 - NON-FINAL ACTION E-MAILEDType:GNRT
1/11/2019 - 5 years ago
7 - TEAS RESPONSE TO OFFICE ACTION RECEIVEDType:TROA
1/11/2019 - 5 years ago
9 - TEAS/EMAIL CORRESPONDENCE ENTEREDType:TEME
1/11/2019 - 5 years ago
8 - CORRESPONDENCE RECEIVED IN LAW OFFICEType:CRFA
1/29/2019 - 5 years ago
12 - LAW OFFICE PUBLICATION REVIEW COMPLETEDType:PREV
1/13/2019 - 5 years ago
10 - APPROVED FOR PUB - PRINCIPAL REGISTERType:CNSA
1/25/2019 - 5 years ago
11 - ASSIGNED TO LIEType:ALIE
2/13/2019 - 5 years ago
13 - NOTIFICATION OF NOTICE OF PUBLICATION E-MAILEDType:NONP
3/5/2019 - 5 years ago
14 - PUBLISHED FOR OPPOSITIONType:PUBO
3/5/2019 - 5 years ago
15 - OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILEDType:NPUB
2/24/2022 - 2 years ago
20 - TEAS CHANGE OF CORRESPONDENCE RECEIVEDType:TCCA
2/24/2022 - 2 years ago
18 - TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVEDType:REAP