GS0361: Financial services, namely, financial consultation, providing investment advice, mutual fund investment, and asset allocation; Brokerage services, namely, brokerage of mutual funds; Mutual fund investment featuring a fee based account that uses mutual funds in an asset allocation based upon clients' individual profiles
DS0000: "TRUST SECURITIES, INC." AND "ACCOUNT"
Case File Event Statements
4/17/2018 - 7 years ago
1 - NEW APPLICATION ENTEREDType:NWAP
8/29/2018 - 7 years ago
10 - NOTIFICATION OF NOTICE OF PUBLICATION E-MAILEDType:NONP
4/22/2018 - 7 years ago
2 - NEW APPLICATION OFFICE SUPPLIED DATA ENTEREDType:NWOS
8/1/2018 - 7 years ago
3 - ASSIGNED TO EXAMINERType:DOCK
8/2/2018 - 7 years ago
5 - EXAMINERS AMENDMENT E-MAILEDType:GNEA
8/2/2018 - 7 years ago
6 - NOTIFICATION OF EXAMINERS AMENDMENT E-MAILEDType:GNEN
8/2/2018 - 7 years ago
7 - EXAMINER'S AMENDMENT ENTEREDType:XAEC
8/2/2018 - 7 years ago
4 - EXAMINERS AMENDMENT -WRITTENType:CNEA
8/2/2018 - 7 years ago
8 - APPROVED FOR PUB - PRINCIPAL REGISTERType:CNSA
8/13/2018 - 7 years ago
9 - ASSIGNED TO LIEType:ALIE
9/18/2018 - 7 years ago
11 - PUBLISHED FOR OPPOSITIONType:PUBO
4/25/2019 - 6 years ago
14 - TEAS STATEMENT OF USE RECEIVEDType:EISU
4/25/2019 - 6 years ago
16 - USE AMENDMENT FILEDType:IUAF
5/8/2019 - 6 years ago
15 - CASE ASSIGNED TO INTENT TO USE PARALEGALType:AITU
5/8/2019 - 6 years ago
17 - STATEMENT OF USE PROCESSING COMPLETEType:SUPC
5/11/2019 - 6 years ago
19 - NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILEDType:SUNA
6/18/2019 - 6 years ago
20 - REGISTERED-PRINCIPAL REGISTERType:R.PR
5/20/2022 - 3 years ago
21 - TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVEDType:REAP
9/18/2018 - 7 years ago
12 - OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILEDType:NPUB
11/13/2018 - 7 years ago
13 - NOA E-MAILED - SOU REQUIRED FROM APPLICANTType:NOAM
5/10/2019 - 6 years ago
18 - ALLOWED PRINCIPAL REGISTER - SOU ACCEPTEDType:CNPR
6/18/2024 - a year ago
24 - COURTESY REMINDER - SEC. 8 (6-YR) E-MAILEDType:REM1