GS0361: FINANCIAL AND INVESTMENT SERVICES, NAMELY, ASSESSING AND IDENTIFYING INVESTMENT OPPORTUNITIES THAT ALIGN WITH A CLIENT'S SOCIAL AND ENVIRONMENTAL PREFERENCES
Case File Event Statements
7/8/2019 - 5 years ago
4 - NON-FINAL ACTION WRITTENType:CNRT
4/25/2019 - 5 years ago
1 - NEW APPLICATION ENTEREDType:NWAP
5/7/2019 - 5 years ago
2 - NEW APPLICATION OFFICE SUPPLIED DATA ENTEREDType:NWOS
6/29/2019 - 5 years ago
3 - ASSIGNED TO EXAMINERType:DOCK
7/8/2019 - 5 years ago
5 - NON-FINAL ACTION E-MAILEDType:GNRT
7/8/2019 - 5 years ago
6 - NOTIFICATION OF NON-FINAL ACTION E-MAILEDType:GNRN
8/29/2019 - 5 years ago
7 - TEAS RESPONSE TO OFFICE ACTION RECEIVEDType:TROA
8/29/2019 - 5 years ago
8 - CORRESPONDENCE RECEIVED IN LAW OFFICEType:CRFA
8/29/2019 - 5 years ago
9 - TEAS/EMAIL CORRESPONDENCE ENTEREDType:TEME
8/31/2019 - 5 years ago
10 - APPROVED FOR PUB - PRINCIPAL REGISTERType:CNSA
9/5/2019 - 5 years ago
11 - ASSIGNED TO LIEType:ALIE
9/18/2019 - 5 years ago
12 - NOTIFICATION OF NOTICE OF PUBLICATION E-MAILEDType:NONP
10/8/2019 - 5 years ago
13 - PUBLISHED FOR OPPOSITIONType:PUBO
10/8/2019 - 5 years ago
14 - OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILEDType:NPUB
12/24/2019 - 5 years ago
15 - REGISTERED-PRINCIPAL REGISTERType:R.PR
12/24/2024 - 2 months ago
16 - COURTESY REMINDER - SEC. 8 (6-YR) E-MAILEDType:REM1