GS0361: FINANCIAL MANAGEMENT, NAMELY, MANAGEMENT OF ALTERNATIVE INVESTMENTS; PRIVATE EQUITY CONSULTATION SERVICES; PRIVATE EQUITY FUND INVESTMENT SERVICES; HEDGE FUND INVESTMENT SERVICES; FINANCIAL SERVICES, NAMELY, OPERATION AND MANAGEMENT OF HEDGE FUNDS, INVESTMENT MANAGEMENT; INVESTMENT MANAGEMENT SERVICES; INVESTMENT OF FUNDS FOR OTHERS; FUNDS INVESTMENT; FINANCIAL SERVICES, NAMELY, FINANCIAL ASSET MANAGEMENT SERVICES, INVESTMENT ADVISORY SERVICES; PROVIDING INFORMATION IN THE FIELD OF FINANCIAL INVESTMENTS; INFORMATION, ADVISORY, CONSULTANCY AND RESEARCH SERVICES RELATING TO INVESTMENTS; PROVIDING INFORMATION, COMMENTARY AND ADVICE IN THE FIELD OF FINANCIAL INVESTMENTS; PROVIDING INVESTORS WITH FINANCIAL INFORMATION; FINANCIAL SERVICES, NAMELY, INVESTMENT ADVICE TO INDIVIDUALS AS WELL AS TO PENSION PLANS, RETIREMENT PLANS, TRUSTS, ENDOWMENTS, FOUNDATIONS, CORPORATIONS, GOVERNMENT ENTITIES, INSURANCE COMPANIES AND OTHER INSTITUTIONAL INVESTORS; FINANCIAL ADMINISTRATION AND MANAGEMENT FOR POOLED INVESTMENT VEHICLES, PRIVATE INVESTMENT FUNDS, AND INVESTMENT ACCOUNTS; FINANCIAL SERVICES, NAMELY, INVESTMENT ADVISORY AND INVESTMENT MANAGEMENT SERVICES FOR POOLED INVESTMENT VEHICLES, PRIVATE INVESTMENT FUNDS, AND INVESTMENT ACCOUNTS
DS0000: "PRIVATE FUND ADVISORS"
Case File Event Statements
6/17/2019 - 5 years ago
1 - NEW APPLICATION ENTEREDType:NWAP
6/26/2019 - 5 years ago
2 - NEW APPLICATION OFFICE SUPPLIED DATA ENTEREDType:NWOS
7/16/2019 - 5 years ago
3 - ASSIGNED TO EXAMINERType:DOCK
7/26/2019 - 5 years ago
4 - NON-FINAL ACTION WRITTENType:CNRT
7/26/2019 - 5 years ago
5 - NON-FINAL ACTION E-MAILEDType:GNRT
7/26/2019 - 5 years ago
6 - NOTIFICATION OF NON-FINAL ACTION E-MAILEDType:GNRN
7/29/2019 - 5 years ago
7 - EXAMINERS AMENDMENT -WRITTENType:CNEA
7/29/2019 - 5 years ago
8 - EXAMINERS AMENDMENT E-MAILEDType:GNEA
7/29/2019 - 5 years ago
9 - NOTIFICATION OF EXAMINERS AMENDMENT E-MAILEDType:GNEN
7/29/2019 - 5 years ago
10 - EXAMINER'S AMENDMENT ENTEREDType:XAEC
8/28/2019 - 5 years ago
13 - NOTIFICATION OF NOTICE OF PUBLICATION E-MAILEDType:NONP
9/17/2019 - 5 years ago
14 - PUBLISHED FOR OPPOSITIONType:PUBO
9/17/2019 - 5 years ago
15 - OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILEDType:NPUB