GS0361: Fund investment services; financial administration of employer retirement plans, employee benefit plans, employee pension plans and employee pension investments; investment management services; financial services, namely, retirement planning services; providing others, including retirement plan advisors, plan sponsors and plan participants, with educational information and other information in the fields of financial planning and investing for retirement; investment management and administration of tax deferred annuity plans; financial information and financial planning services; investment management and administration of defined contribution plans, defined benefit plans and money purchase plans, profit sharing plans, 457 plans, cash balance plans, pension equity plans, Taft-Hartley and non-qualified deferred compensation plans and individual retirement accounts; all of the foregoing provided via various means, which may include but are not limited to, the Internet, global networks, telephone, and facsimile, and to various organizations, which may include but are not limited to, corporations, governmental organizations, educational institutions, hospitals, foundations, not-for-profit organizations, and healthcare organizations
Case File Event Statements
7/6/2021 - 3 years ago
16 - ABANDONMENT NOTICE E-MAILED - NO USE STATEMENT FILEDType:MAB6
7/5/2021 - 3 years ago
15 - ABANDONMENT - NO USE STATEMENT FILEDType:ABN6
12/1/2020 - 3 years ago
14 - NOA E-MAILED - SOU REQUIRED FROM APPLICANTType:NOAM
10/6/2020 - 4 years ago
13 - OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILEDType:NPUB
10/6/2020 - 4 years ago
12 - PUBLISHED FOR OPPOSITIONType:PUBO
9/16/2020 - 4 years ago
11 - NOTIFICATION OF NOTICE OF PUBLICATION E-MAILEDType:NONP
9/3/2020 - 4 years ago
10 - APPROVED FOR PUB - PRINCIPAL REGISTERType:CNSA
2/25/2020 - 4 years ago
9 - NOTIFICATION OF LETTER OF SUSPENSION E-MAILEDType:GNS3
2/25/2020 - 4 years ago
8 - LETTER OF SUSPENSION E-MAILEDType:GNSL
2/25/2020 - 4 years ago
7 - SUSPENSION LETTER WRITTENType:CNSL
11/18/2019 - 4 years ago
6 - NOTIFICATION OF NON-FINAL ACTION E-MAILEDType:GNRN
11/18/2019 - 4 years ago
5 - NON-FINAL ACTION E-MAILEDType:GNRT
11/18/2019 - 4 years ago
4 - NON-FINAL ACTION WRITTENType:CNRT
11/14/2019 - 4 years ago
3 - ASSIGNED TO EXAMINERType:DOCK
8/29/2019 - 5 years ago
2 - NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAMType:NWOS