GS0361: Annuity services, namely, account and investment administration, financial management and brokerage services and the investment and distribution of all types of annuity funds; financial advice and consultancy services; financial services, namely, consultation, analysis, planning, and management services in the field of annuities; financial services, namely, providing an investment service for funding a variable annuity, and fund investment consultation; annuity claims administration and processing; investment advice; investment consultation, management, brokerage, and advisory services; investment management of and distribution of annuities; investment management services; investment of funds for others; issuance and administration of annuities; maintaining escrow accounts for investments; mutual fund investment consultation services; mutual fund investment, advisory, distribution, analysis, planning, development, brokerage and administration services; mutual fund management services
D10000: "PORTFOLIO"
Case File Event Statements
11/21/2022 - 2 years ago
18 - ABANDONMENT NOTICE E-MAILED - NO USE STATEMENT FILEDType:MAB6
11/21/2022 - 2 years ago
17 - ABANDONMENT - NO USE STATEMENT FILEDType:ABN6
4/7/2022 - 2 years ago
16 - NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILEDType:EXRA
4/5/2022 - 2 years ago
15 - SOU EXTENSION 1 GRANTEDType:EX1G
4/5/2022 - 2 years ago
14 - SOU EXTENSION 1 FILEDType:EXT1
4/5/2022 - 2 years ago
13 - TEAS EXTENSION RECEIVEDType:EEXT
10/19/2021 - 3 years ago
12 - NOA E-MAILED - SOU REQUIRED FROM APPLICANTType:NOAM
8/24/2021 - 3 years ago
11 - OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILEDType:NPUB
8/24/2021 - 3 years ago
10 - PUBLISHED FOR OPPOSITIONType:PUBO
8/4/2021 - 3 years ago
9 - NOTIFICATION OF NOTICE OF PUBLICATION E-MAILEDType:NONP
7/22/2021 - 3 years ago
8 - APPROVED FOR PUB - PRINCIPAL REGISTERType:CNSA
7/22/2021 - 3 years ago
7 - EXAMINER'S AMENDMENT ENTEREDType:XAEC
7/22/2021 - 3 years ago
6 - NOTIFICATION OF EXAMINERS AMENDMENT E-MAILEDType:GNEN
7/22/2021 - 3 years ago
5 - EXAMINERS AMENDMENT E-MAILEDType:GNEA
7/22/2021 - 3 years ago
4 - EXAMINERS AMENDMENT -WRITTENType:CNEA
7/20/2021 - 3 years ago
3 - ASSIGNED TO EXAMINERType:DOCK
4/9/2021 - 3 years ago
2 - NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAMType:NWOS