GS0361: Annuity underwriting; investment management of and distribution of annuities; issuance and administration of annuities; Annuity services, namely, account and investment administration; funds investment; trust and custodial services for retirement plans, namely, investment of funds for others in the field of mutual funds and individual retirement accounts; financial administration of employee pension plans; trust services, namely, investment and trust company services for personal trusts; Financial retirement plan consulting and financial administrative services relating to nonqualified deferred compensation plans; financial services in the nature of an investment security; investment management services; mutual fund investment, distribution and brokerage; investment, distribution and brokerage of funds for others, said funds comprised of registered and non-registered securities; financial administration of employer-provided and individual pension and fixed investment income plans; registered investment advisory services and broker-dealer securities services, namely, broker-dealer financial services in the field of securities and providing investment advisory services; estate planning; financial planning; insurance administration in the field of life, disability, dental, vision, critical illness, accident, accidental death and dismemberment; financial administration and financial consulting in the field of employee benefit plans, namely, deferred compensation benefit plans, defined benefit pension plans, and defined contribution plans such as profit sharing, 401(k) and Employee Stock Ownership Plans; financial administration of cafeteria plans and other employee benefit plans; insurance underwriting and brokerage services for groups and individuals in the fields of life, disability and dental insurance; real estate mortgage lending; maintaining real estate mortgage escrow accounts; real estate investment services; real estate management services; real estate services, namely, leasing of commercial real estate; financial investment in the field of real estate development; administration of employee welfare benefit plans concerning pre-paid dental plans and claims administration, namely, insurance claims processing; banking services, namely, savings account services, brokerage of money market funds, the provision of certificates of deposit held in IRAs
Case File Event Statements
10/13/2023 - 2 years ago
29 - ABANDONMENT NOTICE E-MAILED - INTER PARTES DECISIONType:MAB4
10/13/2023 - 2 years ago
28 - ABANDONMENT - AFTER INTER PARTES DECISIONType:ABN4
10/13/2023 - 2 years ago
27 - OPPOSITION TERMINATED NO. 999999Type:OP.T
10/13/2023 - 2 years ago
26 - OPPOSITION DISMISSED NO. 999999Type:OP.D
2/14/2023 - 2 years ago
25 - OPPOSITION INSTITUTED NO. 999999Type:OP.I
11/16/2022 - 3 years ago
24 - EXTENSION OF TIME TO OPPOSE RECEIVEDType:ETOF
10/18/2022 - 3 years ago
23 - OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILEDType:NPUB
10/18/2022 - 3 years ago
22 - PUBLISHED FOR OPPOSITIONType:PUBO
9/28/2022 - 3 years ago
21 - NOTIFICATION OF NOTICE OF PUBLICATION E-MAILEDType:NONP
9/12/2022 - 3 years ago
20 - APPROVED FOR PUB - PRINCIPAL REGISTERType:CNSA
9/12/2022 - 3 years ago
19 - TEAS/EMAIL CORRESPONDENCE ENTEREDType:TEME
9/12/2022 - 3 years ago
18 - CORRESPONDENCE RECEIVED IN LAW OFFICEType:CRFA
9/12/2022 - 3 years ago
17 - ASSIGNED TO LIEType:ALIE
8/24/2022 - 3 years ago
16 - TEAS REQUEST FOR RECONSIDERATION RECEIVEDType:ERFR
8/24/2022 - 3 years ago
15 - EX PARTE APPEAL-INSTITUTEDType:EXPI
8/24/2022 - 3 years ago
14 - JURISDICTION RESTORED TO EXAMINING ATTORNEYType:JURT
8/24/2022 - 3 years ago
13 - EXPARTE APPEAL RECEIVED AT TTABType:EXAF
3/8/2022 - 3 years ago
12 - NOTIFICATION OF FINAL REFUSAL EMAILEDType:GNFN
3/8/2022 - 3 years ago
11 - FINAL REFUSAL E-MAILEDType:GNFR
3/8/2022 - 3 years ago
10 - FINAL REFUSAL WRITTENType:CNFR
2/4/2022 - 3 years ago
9 - TEAS/EMAIL CORRESPONDENCE ENTEREDType:TEME
2/3/2022 - 3 years ago
8 - CORRESPONDENCE RECEIVED IN LAW OFFICEType:CRFA
2/3/2022 - 3 years ago
7 - TEAS RESPONSE TO OFFICE ACTION RECEIVEDType:TROA
8/3/2021 - 4 years ago
6 - NOTIFICATION OF NON-FINAL ACTION E-MAILEDType:GNRN
8/3/2021 - 4 years ago
5 - NON-FINAL ACTION E-MAILEDType:GNRT
8/3/2021 - 4 years ago
4 - NON-FINAL ACTION WRITTENType:CNRT
7/21/2021 - 4 years ago
3 - ASSIGNED TO EXAMINERType:DOCK
4/12/2021 - 4 years ago
2 - NEW APPLICATION OFFICE SUPPLIED DATA ENTEREDType:NWOS