GS0361: Financial services, namely, providing brokerage, distribution, and investment management services for mutual funds, stocks, bonds, other securities, commingled trusts, separate investment accounts for businesses, retirement accounts, and college savings plans; investment brokerage and management services, asset management services, and investment consultation services for institutional investors and individuals; investment tracking and investment analysis services; providing news and information to individual and institutional investors and financial advisors about investing, investments, financial strategies and planning, asset management, educational savings, retirement planning, and tax payments; Investment management services to support medical education and research
PM0001: SUSTAINABILITY - IT IS IN OUR GENES
Case File Event Statements
2/1/2022 - 3 years ago
14 - REGISTERED-PRINCIPAL REGISTERType:R.PR
11/16/2021 - 4 years ago
13 - OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILEDType:NPUB
11/16/2021 - 4 years ago
12 - PUBLISHED FOR OPPOSITIONType:PUBO
10/27/2021 - 4 years ago
11 - NOTIFICATION OF NOTICE OF PUBLICATION E-MAILEDType:NONP
10/13/2021 - 4 years ago
10 - APPROVED FOR PUB - PRINCIPAL REGISTERType:CNSA
10/12/2021 - 4 years ago
9 - TEAS/EMAIL CORRESPONDENCE ENTEREDType:TEME
10/11/2021 - 4 years ago
8 - CORRESPONDENCE RECEIVED IN LAW OFFICEType:CRFA
10/11/2021 - 4 years ago
7 - TEAS RESPONSE TO OFFICE ACTION RECEIVEDType:TROA
9/22/2021 - 4 years ago
6 - NOTIFICATION OF NON-FINAL ACTION E-MAILEDType:GNRN
9/22/2021 - 4 years ago
5 - NON-FINAL ACTION E-MAILEDType:GNRT
9/22/2021 - 4 years ago
4 - NON-FINAL ACTION WRITTENType:CNRT
9/20/2021 - 4 years ago
3 - ASSIGNED TO EXAMINERType:DOCK
5/27/2021 - 4 years ago
2 - NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAMType:NWOS