GS0361: Financial investment services; brokerage and fund distribution; Financial advisory and consultancy services; Financial portfolio management; Financial planning and investment advisory services; Funds investment; fund investment services; mutual funds and capital investment; Investment of funds for others in the fields of equity index funds, active equity funds, fixed income products, multi-asset funds, separately managed accounts, and money market funds; Financial services, namely, trading in commodities, securities, options, futures, equities and fixed income products in the United States and overseas market securities; wealth management services; financial asset management services; direct, personalized, and customized indexing investing services
Case File Event Statements
8/4/2022 - 3 years ago
12 - ABANDONMENT NOTICE E-MAILED - FAILURE TO RESPONDType:MAB2
8/4/2022 - 3 years ago
11 - ABANDONMENT NOTICE MAILED - FAILURE TO RESPONDType:MAB2
8/4/2022 - 3 years ago
10 - ABANDONMENT - FAILURE TO RESPOND OR LATE RESPONSEType:ABN2
1/21/2022 - 3 years ago
9 - NOTIFICATION OF NON-FINAL ACTION E-MAILEDType:GNRN
1/21/2022 - 3 years ago
8 - NON-FINAL ACTION E-MAILEDType:GNRT
1/21/2022 - 3 years ago
7 - NON-FINAL ACTION WRITTENType:CNRT
9/8/2021 - 4 years ago
6 - NOTIFICATION OF NON-FINAL ACTION E-MAILEDType:GNRN
9/8/2021 - 4 years ago
5 - NON-FINAL ACTION E-MAILEDType:GNRT
9/8/2021 - 4 years ago
4 - NON-FINAL ACTION WRITTENType:CNRT
8/28/2021 - 4 years ago
3 - ASSIGNED TO EXAMINERType:DOCK
8/10/2021 - 4 years ago
2 - NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAMType:NWOS