GS0361: Providing financial services, namely, investment advice, investment management, portfolio management, asset management, investment brokerage services, advisory management, fund investment services, and consultation in the fields of financial and monetary affairs and the financial aspects of retirement; providing a website featuring information in the field of investment, investment management, portfolio management, asset management, financial and monetary affairs, and financial aspects of retirement; mutual fund investment services; providing advice, information and research in the field of investment, investment management, portfolio management, asset management, financial and monetary affairs, and financial aspects of retirement
Case File Event Statements
7/29/2021 - 3 years ago
1 - NEW APPLICATION ENTEREDType:NWAP
9/24/2021 - 3 years ago
2 - NEW APPLICATION OFFICE SUPPLIED DATA ENTEREDType:NWOS
4/20/2022 - 2 years ago
3 - ASSIGNED TO EXAMINERType:DOCK
4/26/2022 - 2 years ago
4 - APPROVED FOR PUB - PRINCIPAL REGISTERType:CNSA
5/11/2022 - 2 years ago
5 - NOTIFICATION OF NOTICE OF PUBLICATION E-MAILEDType:NONP
5/31/2022 - 2 years ago
6 - PUBLISHED FOR OPPOSITIONType:PUBO
5/31/2022 - 2 years ago
7 - OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILEDType:NPUB
7/26/2022 - 2 years ago
9 - NOTICE OF ALLOWANCE CANCELLEDType:IUCN
7/28/2022 - 2 years ago
8 - NOA E-MAILED - SOU REQUIRED FROM APPLICANTType:NOAM
10/17/2022 - 2 years ago
10 - NEW NOA TO ISSUEType:NEWN
11/29/2022 - a year ago
11 - NOA E-MAILED - SOU REQUIRED FROM APPLICANTType:NOAM
2/22/2023 - a year ago
12 - TEAS STATEMENT OF USE RECEIVEDType:EISU
3/10/2023 - a year ago
15 - STATEMENT OF USE PROCESSING COMPLETEType:SUPC
2/22/2023 - a year ago
14 - USE AMENDMENT FILEDType:IUAF
3/9/2023 - a year ago
13 - CASE ASSIGNED TO INTENT TO USE PARALEGALType:AITU
4/12/2023 - a year ago
16 - ALLOWED PRINCIPAL REGISTER - SOU ACCEPTEDType:CNPR
4/13/2023 - a year ago
17 - NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILEDType:SUNA
4/25/2023 - a year ago
18 - TEAS CHANGE OF OWNER ADDRESS RECEIVEDType:COAR
4/25/2023 - a year ago
19 - TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVEDType:REAP