GS0361: Providing for others an online database featuring financial investment data; providing for others an online database featuring financial information in the nature of investment communications and reports
GS0451: Providing for others an online database featuring regulatory compliance information in the nature of regulatory communications and reports concerning investments
D10000: "BOOK OF RECORD"
Case File Event Statements
1/23/2024 - 9 months ago
28 - NOTICE OF REGISTRATION CONFIRMATION EMAILEDType:NRCS
1/23/2024 - 9 months ago
27 - NOTICE OF REGISTRATION CONFIRMATION EMAILEDType:NRCS
1/23/2024 - 9 months ago
26 - REGISTERED-SUPPLEMENTAL REGISTERType:R.SR
10/3/2023 - a year ago
25 - APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTERType:CNTA
10/3/2023 - a year ago
24 - EXAMINER'S AMENDMENT ENTEREDType:XAEC
10/3/2023 - a year ago
23 - NOTIFICATION OF EXAMINERS AMENDMENT E-MAILEDType:GNEN
10/3/2023 - a year ago
22 - EXAMINERS AMENDMENT E-MAILEDType:GNEA
10/3/2023 - a year ago
21 - EXAMINERS AMENDMENT -WRITTENType:CNEA
7/15/2023 - a year ago
20 - NOTIFICATION OF NON-FINAL ACTION E-MAILEDType:GNRN
7/15/2023 - a year ago
19 - NON-FINAL ACTION E-MAILEDType:GNRT
7/15/2023 - a year ago
18 - NON-FINAL ACTION WRITTENType:CNRT
7/15/2023 - a year ago
17 - PREVIOUS ALLOWANCE COUNT WITHDRAWNType:ZZZX
7/5/2023 - a year ago
16 - APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTERType:CNTA
6/13/2023 - a year ago
15 - TEAS/EMAIL CORRESPONDENCE ENTEREDType:TEME
6/13/2023 - a year ago
14 - CORRESPONDENCE RECEIVED IN LAW OFFICEType:CRFA
6/13/2023 - a year ago
13 - TEAS REQUEST FOR RECONSIDERATION RECEIVEDType:ERFR
5/30/2023 - a year ago
12 - NOTIFICATION OF FINAL REFUSAL EMAILEDType:GNFN
5/30/2023 - a year ago
11 - FINAL REFUSAL E-MAILEDType:GNFR
5/30/2023 - a year ago
10 - FINAL REFUSAL WRITTENType:CNFR
4/27/2023 - a year ago
9 - TEAS/EMAIL CORRESPONDENCE ENTEREDType:TEME
4/26/2023 - a year ago
8 - CORRESPONDENCE RECEIVED IN LAW OFFICEType:CRFA
4/26/2023 - a year ago
7 - TEAS RESPONSE TO OFFICE ACTION RECEIVEDType:TROA
10/31/2022 - 2 years ago
6 - NOTIFICATION OF NON-FINAL ACTION E-MAILEDType:GNRN
10/31/2022 - 2 years ago
5 - NON-FINAL ACTION E-MAILEDType:GNRT
10/31/2022 - 2 years ago
4 - NON-FINAL ACTION WRITTENType:CNRT
10/24/2022 - 2 years ago
3 - ASSIGNED TO EXAMINERType:DOCK
1/20/2022 - 2 years ago
2 - NEW APPLICATION OFFICE SUPPLIED DATA ENTEREDType:NWOS