GS0361: Broker-dealer financial services in the field of securities, stocks, bonds, and mutual funds; financial services, namely, broker-dealer services on securities exchanges and over-the-counter markets; capital investments services; financial advisory and consultancy services; financial information services; providing financial information via a website; financial management via the internet; financial management services; financial portfolio management; financial asset management; financial services, namely, wealth management services; funds investment; mutual funds investment; stock exchange quotations; brokerage services in the field of securities, stocks, bonds, and mutual funds; financial evaluation, namely, portfolio analysis and consultation; management, namely, investment and deposit portfolio account management; financial consultation services
DS0000: "FINANCIAL MANAGEMENT"
Case File Event Statements
2/5/2022 - 2 years ago
1 - NEW APPLICATION ENTEREDType:NWAP
11/15/2022 - 2 years ago
3 - ASSIGNED TO EXAMINERType:DOCK
2/8/2022 - 2 years ago
2 - NEW APPLICATION OFFICE SUPPLIED DATA ENTEREDType:NWOS
11/25/2022 - 2 years ago
4 - NON-FINAL ACTION WRITTENType:CNRT
11/25/2022 - 2 years ago
5 - NON-FINAL ACTION E-MAILEDType:GNRT
11/25/2022 - 2 years ago
6 - NOTIFICATION OF NON-FINAL ACTION E-MAILEDType:GNRN
5/9/2023 - a year ago
8 - CORRESPONDENCE RECEIVED IN LAW OFFICEType:CRFA
5/10/2023 - a year ago
9 - TEAS/EMAIL CORRESPONDENCE ENTEREDType:TEME
5/9/2023 - a year ago
7 - TEAS RESPONSE TO OFFICE ACTION RECEIVEDType:TROA
5/11/2023 - a year ago
10 - APPROVED FOR PUB - PRINCIPAL REGISTERType:CNSA
6/20/2023 - a year ago
12 - PUBLISHED FOR OPPOSITIONType:PUBO
5/31/2023 - a year ago
11 - NOTIFICATION OF NOTICE OF PUBLICATION E-MAILEDType:NONP
6/20/2023 - a year ago
13 - OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILEDType:NPUB
8/15/2023 - a year ago
14 - NOA E-MAILED - SOU REQUIRED FROM APPLICANTType:NOAM