GS0361: Financial services, namely, the provision of financial information including information concerning raising debt and equity capital for others, private placements of hedge funds, private equity funds, venture capital funds, securities and derivatives, mergers, acquisitions, divestitures, deal structuring, financial valuations, investment banking, and investment vehicle placement agent services
Case File Event Statements
11/28/2023 - 2 years ago
19 - NOTICE OF REGISTRATION CONFIRMATION EMAILEDType:NRCC
11/28/2023 - 2 years ago
18 - REGISTERED-PRINCIPAL REGISTERType:R.PR
9/12/2023 - 2 years ago
17 - OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILEDType:NPUB
9/12/2023 - 2 years ago
16 - PUBLISHED FOR OPPOSITIONType:PUBO
8/23/2023 - 2 years ago
15 - NOTIFICATION OF NOTICE OF PUBLICATION E-MAILEDType:NONP
8/4/2023 - 2 years ago
14 - APPROVED FOR PUB - PRINCIPAL REGISTERType:CNSA
7/22/2023 - 2 years ago
13 - TEAS/EMAIL CORRESPONDENCE ENTEREDType:TEME
7/22/2023 - 2 years ago
12 - CORRESPONDENCE RECEIVED IN LAW OFFICEType:CRFA
7/22/2023 - 2 years ago
11 - ASSIGNED TO LIEType:ALIE
3/17/2023 - 2 years ago
10 - TEAS RESPONSE TO OFFICE ACTION RECEIVEDType:TROA
12/30/2022 - 3 years ago
9 - NOTIFICATION OF NON-FINAL ACTION E-MAILEDType:GNRN