GS0361: INVESTMENT BANKING SERVICES; BANKING SERVICES; FINANCIAL INVESTMENT SERVICES IN THE NATURE OF UNDERWRITING, DISTRIBUTION, AND TRADING OF SECURITIES; FINANCIAL SERVICES IN THE NATURE OF FINANCIAL ADVISORY IN THE FIELDS OF MERGER, ACQUISITION, RESTRUCTURING AND OTHER CORPORATE FINANCE ACTIVITIES; STOCK BROKERAGE AND RESEARCH SERVICES; INVESTMENT MANAGEMENT AND ADVICE; FINANCIAL SERVICES IN THE NATURE OF TRADING SECURITY, EQUITY, BOND AND VOLATILITY FUTURES, SECURITIES OPTIONS, FOREIGN EXCHANGE AND COMMODITIES; FINANCIAL SERVICES, NAMELY, WEALTH MANAGEMENT SERVICES
Case File Event Statements
10/3/2022 - 2 years ago
1 - NEW APPLICATION ENTEREDType:NWAP
10/3/2022 - 2 years ago
2 - NEW APPLICATION OFFICE SUPPLIED DATA ENTEREDType:NWOS
4/20/2023 - a year ago
3 - ASSIGNED TO EXAMINERType:DOCK
4/24/2023 - a year ago
4 - NON-FINAL ACTION WRITTENType:CNRT
4/24/2023 - a year ago
5 - NON-FINAL ACTION E-MAILEDType:GNRT
4/24/2023 - a year ago
6 - NOTIFICATION OF NON-FINAL ACTION E-MAILEDType:GNRN
6/13/2023 - a year ago
7 - TEAS RESPONSE TO OFFICE ACTION RECEIVEDType:TROA
6/13/2023 - a year ago
8 - CORRESPONDENCE RECEIVED IN LAW OFFICEType:CRFA
6/13/2023 - a year ago
9 - TEAS/EMAIL CORRESPONDENCE ENTEREDType:TEME
6/16/2023 - a year ago
10 - APPROVED FOR PUB - PRINCIPAL REGISTERType:CNSA
7/25/2023 - a year ago
14 - PUBLISHED FOR OPPOSITIONType:PUBO
6/30/2023 - a year ago
12 - LETTER OF PROTEST EVIDENCE REVIEWED-NO FURTHER ACTION TAKENType:LOPR
6/30/2023 - a year ago
11 - LETTER OF PROTEST EVIDENCE FORWARDEDType:LOPT
7/5/2023 - a year ago
13 - NOTIFICATION OF NOTICE OF PUBLICATION E-MAILEDType:NONP
7/25/2023 - a year ago
15 - OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILEDType:NPUB
8/21/2023 - a year ago
16 - EXTENSION OF TIME TO OPPOSE RECEIVEDType:ETOF
12/3/2023 - a year ago
17 - EXTENSION OF TIME TO OPPOSE PROCESS - TERMINATEDType:ETOP
5/22/2024 - 10 months ago
20 - CASE ASSIGNED TO INTENT TO USE PARALEGALType:AITU
5/22/2024 - 10 months ago
22 - STATEMENT OF USE PROCESSING COMPLETEType:SUPC
1/16/2024 - a year ago
18 - NOA E-MAILED - SOU REQUIRED FROM APPLICANTType:NOAM
4/25/2024 - 11 months ago
21 - USE AMENDMENT FILEDType:IUAF
4/25/2024 - 11 months ago
19 - TEAS STATEMENT OF USE RECEIVEDType:EISU
7/2/2024 - 9 months ago
26 - ALLOWED PRINCIPAL REGISTER - SOU ACCEPTEDType:CNPR
6/6/2024 - 10 months ago
25 - NOTIFICATION OF NON-FINAL ACTION E-MAILEDType:GNRN
6/6/2024 - 10 months ago
23 - SU - NON-FINAL ACTION - WRITTENType:CNRT
6/6/2024 - 10 months ago
24 - NON-FINAL ACTION E-MAILEDType:GNRT
7/2/2024 - 9 months ago
27 - NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILEDType:SUNA
8/6/2024 - 8 months ago
28 - REGISTERED-PRINCIPAL REGISTERType:R.PR
8/6/2024 - 8 months ago
29 - NOTICE OF REGISTRATION CONFIRMATION EMAILEDType:NRCC