GS0091: Downloadable electronic publications in the nature of brochures and reports in the field of promoting and fostering diversity in the investment advisor workplace; downloadable electronic instructional and teaching materials in the field of promoting and fostering diversity in the investment advisor workplace
Case File Event Statements
12/8/2022 - 2 years ago
3 - ASSIGNED TO EXAMINERType:DOCK
10/13/2022 - 3 years ago
1 - NEW APPLICATION ENTEREDType:NWAP
10/25/2022 - 2 years ago
2 - NEW APPLICATION OFFICE SUPPLIED DATA ENTEREDType:NWOS
12/21/2022 - 2 years ago
4 - NON-FINAL ACTION WRITTENType:CNRT
12/21/2022 - 2 years ago
5 - NON-FINAL ACTION E-MAILEDType:GNRT
12/21/2022 - 2 years ago
6 - NOTIFICATION OF NON-FINAL ACTION E-MAILEDType:GNRN
1/27/2023 - 2 years ago
7 - TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVEDType:REAP