GS0411: Providing online and in-person educational seminars, classes, courses, and training in the fields of securities brokerage, financial planning, investment advisory services, banking and financial literacy
Case File Event Statements
4/3/2023 - a year ago
1 - NEW APPLICATION ENTEREDType:NWAP
4/24/2023 - a year ago
2 - NEW APPLICATION OFFICE SUPPLIED DATA ENTEREDType:NWOS
12/26/2023 - a year ago
3 - ASSIGNED TO EXAMINERType:DOCK
1/2/2024 - a year ago
4 - EXAMINERS AMENDMENT -WRITTENType:CNEA
1/2/2024 - a year ago
5 - EXAMINERS AMENDMENT E-MAILEDType:GNEA
1/2/2024 - a year ago
6 - NOTIFICATION OF EXAMINERS AMENDMENT E-MAILEDType:GNEN
1/2/2024 - a year ago
7 - EXAMINER'S AMENDMENT ENTEREDType:XAEC
1/2/2024 - a year ago
8 - APPROVED FOR PUB - PRINCIPAL REGISTERType:CNSA
1/17/2024 - 11 months ago
9 - NOTIFICATION OF NOTICE OF PUBLICATION E-MAILEDType:NONP
2/6/2024 - 11 months ago
10 - PUBLISHED FOR OPPOSITIONType:PUBO
2/6/2024 - 11 months ago
11 - OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILEDType:NPUB
4/2/2024 - 9 months ago
12 - NOA E-MAILED - SOU REQUIRED FROM APPLICANTType:NOAM
9/19/2024 - 3 months ago
13 - SOU TEAS EXTENSION RECEIVEDType:EEXT
9/19/2024 - 3 months ago
16 - NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILEDType:EXRA