GS0351: Providing career placement and networking services for financial firms and advisors; career placement; career placement consulting services; career networking services; business services, namely, promoting awareness of the registered independent advisor (RIA) industry; providing business information via a website in the field of investment advisory industry; providing online employment placement services, namely, connecting individuals with employers in registered investment advisory firms
GS0421: Providing temporary use of online non-downloadable software for matching independent advisors with registered investment advisory firms; providing temporary use of online non-downloadable software for accessing information about career placement, networking, and growth opportunities for independent advisors and registered investment advisory firms; providing temporary use of online non-downloadable software that enables users to search for independent advisors and registered investment advisory firms for professional and networking purposes
Case File Event Statements
12/21/2022 - 2 years ago
4 - NON-FINAL ACTION WRITTENType:CNRT
10/13/2022 - 3 years ago
1 - NEW APPLICATION ENTEREDType:NWAP
10/25/2022 - 3 years ago
2 - NEW APPLICATION OFFICE SUPPLIED DATA ENTEREDType:NWOS
12/8/2022 - 2 years ago
3 - ASSIGNED TO EXAMINERType:DOCK
12/21/2022 - 2 years ago
6 - NOTIFICATION OF NON-FINAL ACTION E-MAILEDType:GNRN
12/21/2022 - 2 years ago
5 - NON-FINAL ACTION E-MAILEDType:GNRT
1/27/2023 - 2 years ago
10 - TEAS CHANGE OF CORRESPONDENCE RECEIVEDType:TCCA
1/27/2023 - 2 years ago
9 - TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINSType:EWAF