GS0361: Brokerage in the field of self-directed brokerage accounts for annuities, mutual funds, and securities; Financial administration of self-directed brokerage accounts for annuities, life insurance, mutual funds, retirement plans, and pension plans; Financial advisory and consultancy services; Financial asset management; Financial information provided by electronic means; Financial investment brokerage services; Financial investment in the field of stocks, bonds, and other securities; Financial management in the field of self-directed brokerage accounts for annuities, mutual funds, and securities; Investment brokerage; Investment management in the fields of stocks, bonds, and other securities; Providing information and advice in the field of finance, financial investments, financial valuations, and the financial aspects of retirement; Providing information in the field of personal finance
DS0000: "WEALTH SOLUTIONS"
Case File Event Statements
6/8/2023 - a year ago
1 - NEW APPLICATION ENTEREDType:NWAP
7/9/2023 - a year ago
2 - NEW APPLICATION OFFICE SUPPLIED DATA ENTEREDType:NWOS
11/29/2023 - a year ago
3 - ASSIGNED TO EXAMINERType:DOCK
12/5/2023 - a year ago
4 - NON-FINAL ACTION WRITTENType:CNRT
12/5/2023 - a year ago
5 - NON-FINAL ACTION E-MAILEDType:GNRT
12/5/2023 - a year ago
6 - NOTIFICATION OF NON-FINAL ACTION E-MAILEDType:GNRN
12/11/2023 - a year ago
7 - TEAS RESPONSE TO OFFICE ACTION RECEIVEDType:TROA
12/11/2023 - a year ago
8 - CORRESPONDENCE RECEIVED IN LAW OFFICEType:CRFA
12/12/2023 - a year ago
9 - TEAS/EMAIL CORRESPONDENCE ENTEREDType:TEME
1/2/2024 - a year ago
10 - APPROVED FOR PUB - PRINCIPAL REGISTERType:CNSA
1/17/2024 - 11 months ago
11 - NOTIFICATION OF NOTICE OF PUBLICATION E-MAILEDType:NONP
2/6/2024 - 11 months ago
12 - PUBLISHED FOR OPPOSITIONType:PUBO
2/6/2024 - 11 months ago
13 - OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILEDType:NPUB
10/2/2024 - 3 months ago
15 - SOU TEAS EXTENSION RECEIVEDType:EEXT
10/2/2024 - 3 months ago
16 - SOU EXTENSION 1 FILEDType:EXT1
10/2/2024 - 3 months ago
17 - SOU EXTENSION 1 GRANTEDType:EX1G
10/2/2024 - 3 months ago
18 - NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILEDType:EXRA
4/2/2024 - 9 months ago
14 - NOA E-MAILED - SOU REQUIRED FROM APPLICANTType:NOAM