GS0361: Brokerage in the field of self-directed brokerage accounts for annuities, mutual funds, and securities; Financial administration of self-directed brokerage accounts for annuities, life insurance, mutual funds, retirement plans, and pension plans; Financial advisory and consultancy services; Financial asset management; Financial information provided by electronic means; Financial investment brokerage services; Financial investment in the field of stocks, bonds, and other securities; Financial management in the field of self-directed brokerage accounts for annuities, mutual funds, and securities; Investment brokerage; Investment management in the fields of stocks, bonds, and other securities; Providing information and advice in the field of finance, financial investments, financial valuations, and the financial aspects of retirement; Providing information in the field of personal finance
D10000: "WEALTH SOLUTIONS"
Case File Event Statements
4/2/2024 - 2 months ago
14 - NOA E-MAILED - SOU REQUIRED FROM APPLICANTType:NOAM
2/6/2024 - 4 months ago
13 - OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILEDType:NPUB
2/6/2024 - 4 months ago
12 - PUBLISHED FOR OPPOSITIONType:PUBO
1/17/2024 - 5 months ago
11 - NOTIFICATION OF NOTICE OF PUBLICATION E-MAILEDType:NONP
1/2/2024 - 5 months ago
10 - APPROVED FOR PUB - PRINCIPAL REGISTERType:CNSA
12/12/2023 - 6 months ago
9 - TEAS/EMAIL CORRESPONDENCE ENTEREDType:TEME
12/11/2023 - 6 months ago
8 - CORRESPONDENCE RECEIVED IN LAW OFFICEType:CRFA
12/11/2023 - 6 months ago
7 - TEAS RESPONSE TO OFFICE ACTION RECEIVEDType:TROA
12/5/2023 - 6 months ago
6 - NOTIFICATION OF NON-FINAL ACTION E-MAILEDType:GNRN
12/5/2023 - 6 months ago
5 - NON-FINAL ACTION E-MAILEDType:GNRT
12/5/2023 - 6 months ago
4 - NON-FINAL ACTION WRITTENType:CNRT
11/29/2023 - 7 months ago
3 - ASSIGNED TO EXAMINERType:DOCK
7/9/2023 - 11 months ago
2 - NEW APPLICATION OFFICE SUPPLIED DATA ENTEREDType:NWOS