GS0361: Financial management, namely, money management; investment advisory services in the financial field; investment brokerage, agencies or brokerage for trading of securities, mutual funds, stocks and bonds, financial investment research services, financial consulting services regarding the sale of securities, mutual funds, stocks and bonds to institutions and the general public.
DS0000: WEALTH MANAGEMENT COMPANY
Case File Event Statements
1/25/2024 - a year ago
1 - NEW APPLICATION ENTEREDType:NWAP
7/29/2024 - 6 months ago
2 - NEW APPLICATION OFFICE SUPPLIED DATA ENTEREDType:NWOS
8/20/2024 - 5 months ago
5 - NON-FINAL ACTION E-MAILEDType:GNRT
8/20/2024 - 5 months ago
4 - NON-FINAL ACTION WRITTENType:CNRT
8/20/2024 - 5 months ago
6 - NOTIFICATION OF NON-FINAL ACTION E-MAILEDType:GNRN
8/20/2024 - 5 months ago
3 - ASSIGNED TO EXAMINERType:DOCK
9/3/2024 - 4 months ago
9 - TEAS/EMAIL CORRESPONDENCE ENTEREDType:TEME
9/3/2024 - 4 months ago
8 - CORRESPONDENCE RECEIVED IN LAW OFFICEType:CRFA
9/3/2024 - 4 months ago
7 - TEAS RESPONSE TO OFFICE ACTION RECEIVEDType:TROA
10/1/2024 - 4 months ago
10 - APPROVED FOR PUB - PRINCIPAL REGISTERType:CNSA
10/23/2024 - 3 months ago
11 - NOTIFICATION OF NOTICE OF PUBLICATION E-MAILEDType:NONP
11/12/2024 - 2 months ago
12 - PUBLISHED FOR OPPOSITIONType:PUBO
11/12/2024 - 2 months ago
13 - OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILEDType:NPUB
12/24/2024 - a month ago
14 - NOA E-MAILED - SOU REQUIRED FROM APPLICANTType:NOAM