GS0361: Financial management, namely, money management; investment advisory services in the financial field; investment brokerage, agencies or brokerage for trading of securities, mutual funds, stocks and bonds, financial investment research services, financial consulting services regarding the sale of securities, mutual funds, stocks and bonds to institutions and the general public.
DS0000: WEALTH MANAGEMENT COMPANY
Case File Event Statements
7/29/2024 - a month ago
2 - NEW APPLICATION OFFICE SUPPLIED DATA ENTEREDType:NWOS
1/25/2024 - 8 months ago
1 - NEW APPLICATION ENTEREDType:NWAP
8/20/2024 - a month ago
5 - NON-FINAL ACTION E-MAILEDType:GNRT
8/20/2024 - a month ago
4 - NON-FINAL ACTION WRITTENType:CNRT
8/20/2024 - a month ago
6 - NOTIFICATION OF NON-FINAL ACTION E-MAILEDType:GNRN
8/20/2024 - a month ago
3 - ASSIGNED TO EXAMINERType:DOCK
9/3/2024 - 18 days ago
9 - TEAS/EMAIL CORRESPONDENCE ENTEREDType:TEME
9/3/2024 - 18 days ago
8 - CORRESPONDENCE RECEIVED IN LAW OFFICEType:CRFA
9/3/2024 - 18 days ago
7 - TEAS RESPONSE TO OFFICE ACTION RECEIVEDType:TROA