This invention relates generally to multiple-input, multiple-output (MIMO), wireless communication systems, and more particularly to selecting antennas in MIMO systems.
Multiple-input, multiple-output (MIMO) techniques can significantly increase system capacity in a scattering environment of a wireless network. However, multiple antennas increases hardware complexity and cost because, in a typical system, each transmit/receive antenna requires a separate radio frequency (RF) chain including a modulator/demodulator, an AD/DA converter, an up/down converter, and a power amplifier. In addition, the processing complexity at the baseband also increases with the number of antennas.
Antenna selection (AS) can reduce the number of RF chains while still taking advantage of the capacity/diversity increase provided by multiple antennas. The idea is to select a submatrix from a complete channel matrix according to some predetermined criterion. To perform antenna selection, the complete channel matrix is estimated by sending training frames to measure the complete channel state information (CSI). The training frames can be sent in the same physical layer packet or by multiple packets.
Conventionally, on transmitting or receiving these AS training frames, the device conducting antenna selection switches different antenna subsets to the RF chains and estimates the corresponding subchannels matrices. The selection is based on the complete channel matrix composed of the estimated subchannels matrices.
However, conventional antenna selection schemes ignore the fact that each possible connection of a RF chain to an antenna introduces one unique RF response containing the effects of both amplitude gain and phase shift. As a result, in some circumstances, distortions are inevitable for antenna selection, because the selected antennas used for data transmission and reception may be connected to RF chains different from those used during training.
In the data transmission phase, the actual channel associated with the selected antennas may not be identical to that used in the training phase. This phenomenon is known as a RF imbalance problem.
It is desired to correct the RF imbalance problem in MIMO systems.
The embodiments of the invention provide solutions for antenna selection that reduce an RF imbalance problem. A first solution trains with all possible antenna subsets, instead of the disjointed subsets as in conventional schemes. To avoid large overhead, a second solution defines calibration procedures to correct the distortion.
Hereinafter, a ‘set’ is defined as including one or more elements; the number of elements in a ‘subset’ is equal to or less than the number of elements in the corresponding set.
Each station includes a set of receive (Rx) RF chains 111 and a set of transmit (Tx) RF chains 112, both connected to a set of antennas 113 by switches 114. Generally, in MIMO devices, the number of antennas is larger than the number of RF chains. Therefore, a subset of antennas is selected 115 from the set of total available antennas by a method according to an embodiment of the invention during an antenna selection (AS) training phase as described herein. The selection method can be initiated by either the transmitter or the receiver, and the selection can be conducted at the transmitter and/or at the receiver.
Association Phase
During an initial association phase, not shown, the stations exchange information about the number of RF chains, the number of antennas, and the type of antenna selection. In particular, the type of information contained in a feedback packet, e.g., whether information is indices of the antennas to be used, and/or a full (instantaneous) channel state information (CSI), and/or an average channel state information is transmitted during that time or, alternatively, as part of the feedback packet.
Training and Data Transmission Phases
As shown generally in
System Model for MIMO Systems with Antenna Selection
In a MIMO system with conventional antenna selections, a transmit station A has a set of NA antennas with NA
rB=FBH({tilde over (H)}A→BFAsA+n)
where rB is a NB
A noise vector n has NB×1 entries that are independent and identically distributed (i.i.d.) zero-mean circular complex Gaussian random variables with variance N0. FA is a NA×NA
The determination of FA and FB optimizes the capacity of the channel and the signal-to-noise ratio (SNR). If only one side antenna selection is considered, one of FA and FB equals the identity matrix, and the corresponding number of RF chains equals the number of antennas.
Antenna selection is performed by switching each output signal of a transmit RF chain to a selected transmit antenna, or each input signal of a selected receive antenna to a receive RF chain. The required number of RF chains to modulate/demodulate the transmitted/received signals is less than the total number of available transmit/receive antennas. Therefore, the cost of the system is reduced.
Conventional antenna selection schemes ignore the fact that the equivalent channel {tilde over (H)}A→B in the data transmission phase contains the impact caused by RF responses. Specifically,
{tilde over (H)}A→B=CB,Rx(FB)HA→BCA,Tx(FA),
where HA→B is the actual propagation channel between the transmit antennas of STA A and the receive antennas of STA B. CA,Tx (FA) is a NA×NA diagonal matrix whose ith diagonal element, [CA,Tx(FA)]ii, collects the RF response corresponding to the ith transmit antenna, which is a function of the antenna selection matrix FA.
If the ith row in FA contains all zeros, then the ith antenna is not selected, and [CA,Tx(FA)]ii=0. If an element at the ith row and lth column of FA is one, then the ith antenna is selected and is connected to the lth transmit RF chain during the data transmission phase. [CA,Tx(FA)]ii=αli(Tx) is a complex number characterizing both the amplitude and phase shift of the RF response corresponding to the connection of transmit RF chain l and antenna i.
Therefore, in CA,Tx(FA) there are NA
In the mth conventional antenna selection training phase, a relationship between a transmitted signal and a received signal can be expressed as:
rB,t(m)=TBH(m)({tilde over (H)}A→BTA(m)sA,t+n),
where SA,t is a NA
NA=4×NA
and
then there are totally
training frames.
Then, STA B can estimate the complete channel matrix, which is used for AS computations, by combining the M subchannel matrices. Consequently, by ignoring channel estimation errors from training frame m, the estimated subchannel matrix is
{tilde over (H)}′A→B(m)=TBH(m)CB,Rx(TB(m))HA→BCA,Tx(TA(m))TA(m),
and the AS is based on the following estimated complete channel matrix:
{tilde over (H)}′A→B=C′B,RxHA→BC′A,Tx,
where the diagonal matrix C′A,Tx contains all non-zero diagonal elements, and [C′A,Tx]ii=[CA,Tx(TA(m))]ii if the ith antenna is trained by the mth training frame. Each antenna is trained only once, and C′B,Rx is similarly defined.
RF Imbalance
The antenna selection distortion caused by the RF imbalance can be described as follows. Antenna selection is based on the estimated complete matrix {tilde over (H)}′A→B, i.e., using a certain AS criteria X, the selection can be expressed as:
There are
possible antenna subsets to be selected according to the above expression. However, if FA,opt, FB,opt are selected in the data transmission phase, the equivalent channel becomes
Heq=FB,optHCB,Rx(FB,opt)HA→BCA,Tx(FA,opt)FA,opt,
and X(Heq) may not be optimal due to the differences between the RF responses in training phase and in data transmission phase. Therefore, the selection {FA,opt, FB,opt} may, in fact, be suboptimal.
In the above example of NA=4, NA
If antennas 1 and 3 are selected at STA A during data transmission phase, then
Obviously, there is a distortion caused by α13(Tx)≠α23(Tx), and transmit antennas 1 and 3 may not be the optimal selection.
RF Chain to Antenna Connection Mapping Rule
To improve the conventional selection process, we use the following connection mapping rule. The RF chains have corresponding RF chain indices and the antennas have corresponding antenna indices. For any selected antenna subset, the connection of RF chains to antennas is as follows. Without loss of generality, a RF chain with smaller RF chain index always connects to an antenna with smaller antenna index. For example, in the above example, if antennas 1 and 3 are selected at STA A, then transmit RF chain 1 is connected to antenna 1, and transmit RF chain 2 is connected to antenna 3.
According to the connection mapping rule, in the AS training phase 201 and the data transmission phase 202, there are a total of NA
For example, in the above NA=4, NA
α11(Tx) α22(Tx)
α12(Tx) α23(Tx)
α13(Tx) α12 a23
α13(Tx) α24(Tx).
There are totally 2×3=6 possible values of αli(Tx). Note that the above connection mapping rule does not introduce any performance loss compared with conventional antenna selection schemes, which do not take RF responses into considerations.
Antenna Selection Considering RF Imbalance
One solution for the RF imbalance problem is to train all chains in combination with all possible subsets of antennas, instead of only disjoint subsets of antennas, as in the prior art. Consequently, in each AS training phase 201, there are N training frames, one for each possible subset of antennas connected to the transmit RF chains according to the above connection mapping rule. If the mth possible subset is selected, i.e., FA, opt=TA(m), FB, opt=T(m), then, in both the training frame m and the data transmission phase, the estimated subchannel matrix is
Thus, there is no distortion between the AS training phase 201 and the data transmission phase 202. The drawback of this scheme is the increased training overhead because N>M.
Calibration for Antenna Selection
In addition, calibration can be performed to reduce the RF imbalance problem. The RF responses cannot always be determined because the RF responses vary with the environment over time, e.g., changes in frequency, temperature, etc. Therefore, an over-the-air calibration processes can be used. The overhead for calibration is small because the calibration processes can be conducted infrequently, e.g., only when the environment varies.
Calibration for Transmit Antenna Selection
RF1→Ant1,RF2−Ant2, . . . ,RFNA
i.e., the transmit RF responses equal to the first row of expression (1). On receiving this training frame, STA B 120 estimates 310 the corresponding subchannel matrix {tilde over (H)}′A→B(1).
STA A sends the other (NA−NA
After receiving all the (NA−NA
If NB>NB
The correction coefficients are determined as follows, by ignoring channel estimation errors,
where {tilde over (h)}A→B,n
As in expression (1), in any case antenna 2 at STA A can only be connected to RF chain 1 or 2. Then, for a predetermined nB, the following calculation can be conducted:
for l=1 and 2, and k12=1. Then, k12 is used as the correcting coefficient, which is multiplied on the baseband stream transmitted from the lth RF chain whenever the lth RF chain is connected to antenna 2. Therefore, any transmission from antenna 2 leads to a transmit RF response of α12(TX) at STA A in the AS training phase 201 and in the data transmission phase 202.
Similarly, for the ith transmit antenna:
where Li is the set of RF chain indices that are possible to be connected to antenna i as defined in expression (1). Then, kli is applied whenever RF chain l is connected to antenna i, and any transmission from antenna i leads to a corresponding transmit RF response of αmin(Tx){L
and there is no distortion between the AS training phase and the data transmission phase for STA. Note that these correction coefficients are applied in both the AS training phase and the data transmission phase, and is equivalent to replacing the ones in FA or TA(m) by the corresponding correction coefficients.
The above calculation can be repeated NB
Calibration for Receive Antenna Selection
STA B 120 sends a calibration training request (CTRQ) 401 to STA A 110, which contains the number of training frames 410 (NB−NB
STA A responds by transmitting the (NB−NB
After receiving all the (NB−NB
where {tilde over (h)}′A→B,jn
Hence, there is no distortion between the AS training phase and the data transmission phase at STA B. These correction coefficients are applied in both the AS training phase and the data transmission phase, and is equivalent to replacing the ones in FB or TB (m) by the corresponding correction coefficients.
The above calculations can be repeated NA
When both stations perform antenna selections, their calibrations can be conducted one after the other. After the first station, either a transmit or receive station, completes calibration, the first station uses a predetermined subset of antennas each connecting to a predetermined RF chain to assist the calibration of the second station. As a result, after the defined calibration procedure(s), the equivalent complete channel matrix is:
which always contains fixed transmit and receive RF responses. Then, antenna selection training can be done in the conventional way without distortions. Only M training frames are required in each AS training phase, in which the training signals are transmitted from and/or received by antenna subsets exclusive with each other.
The above transmit or receive AS calibration procedure can also be conducted in a normal transmit/receive AS training phase, in which multiple consecutive AS training frames are transmitted from, or received by disjointed antenna subsets without considering RF imbalance. One example is the AS training scheme described in PCT Patent Application number PCT/US2005/042358, “Method for Selecting Antennas and Beams in MIMO Wireless LANs,” filed in the U.S. Receiving Office by Gu et al. on Nov. 21, 2005 and incorporated herein by reference. To do so, the number of the consecutive training frames is modified to be equal to that required for calibration calculation. For example, if NB=NB
In the case of transmit AS calibration, STA A in
In the case of receive AS calibration, STA B in
In such a way, the calibration procedure does not introduce a new signaling protocol.
Variations
The above processes can be applied to the cases where the system is frequency-selective, such as orthogonal frequency division multiplexing (OFDM) networks. In OFDM networks, the above training or calibration procedures are conducted for each subcarrier, or in each group of subcarriers.
In the case that each selected antenna subset is connected to the RF chains with predetermined ordering, the AS training process has more training frames in each AS training phase to estimate the subchannel matrix corresponding to each possible RF chain and antenna connection. The calibration procedure also sends sufficient training frames to compensate for each possible connection, e.g., if any RF chain can connect to any antenna, in the calibration of the transmitter at STA A, Li={1, 2, . . . , NA
all need to be corrected so that the connection of any RF chain with antenna i always leads to a transmit RF response αli(Tx).
In the calibration procedures, the compensation for the RF chains connected to a particular antenna can also be applied with respect to a coefficient other than αmin{L
The calibration procedure is based on the fact that different RF chains and antenna connections, i.e., switch positions, lead to different amplitude and phase responses. On the other hand, if the switch does not introduce any distortions depending on its positions, i.e., for any particular RF chain its connections to different antennas result in substantially identical RF responses, i.e., all antennas have similar matching properties with the RF chain, then the calibration procedure can be simplified.
Specifically, this is so because the RF imbalance is caused only by different responses of the RF chains. If the connection ordering constraint described above is applied or not, then it is sufficient to calibrate every RF chain only once: in the first training frame connect the first RF chain to antenna i, then connect the second RF chain to antenna i for transmitting or receiving the second training frame, . . . , connect the last RF chain to the same antenna in the last training frame.
Finally,
are compensated with respect to one fixed value at the transmitter after feeding back all the measured subchannel matrices, each with a single transmit antenna, or,
are directly compensated with respect to one fixed value at the receiver, based on all the measured subchannel matrices, each with a single receive antenna. In this scenario, the RF imbalance problem is caused only by the difference among RF chains, the compensated RF chains, with antenna i, also lead to no distortion when connected to all the other antennas.
Although the invention has been described by way of examples of preferred embodiments, it is to be understood that various other adaptations and modifications can be made within the spirit and scope of the invention. Therefore, it is the object of the appended claims to cover all such variations and modifications as come within the true spirit and scope of the invention.
Number | Name | Date | Kind |
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6804312 | Win et al. | Oct 2004 | B1 |
Number | Date | Country |
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WO 03034614 | Apr 2003 | WO |
WO 2005034387 | Apr 2005 | WO |
WO 2005034387 | Apr 2005 | WO |
Number | Date | Country | |
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20070224943 A1 | Sep 2007 | US |