In cases where the present patent application conflicts with an application or other document incorporated herein by reference, the present application controls.
Various automatic natural language processing and natural language understanding applications process natural language text based upon recognizing noun phrases and verb phrases.
Some noun phrases consist of only a single word, while others are each made up of multiple words. Similarly, some verb phrases are made up of a single word, while others contain multiple words. Multiple-word verb phrases and multiple-word noun phrases are referred to collectively herein as “multi-word expressions” or “MWEs.”
Table 1 below contains a number of sample sentences in which noun MWEs are identified using bold formatting, and verb MWEs are identified by italic formatting. These sample sentences are typical of those taken from authority documents processed for compliance purposes.
Establish, implement, and maintain a system and information
integrity policy.
Refrain from redisclosing or reusing
personal data.
Report
compliance monitoring statistics to the Board of
Directors and other critical stakeholders, as necessary.
Segregate
out of scope systems from in scope systems.
The inventors have recognized that, while conventional dictionaries are reasonably complete in identifying single-word nouns and verbs that can be matched to sentences being analyzed, they include only a very small percentage of MWEs. Additionally, they have recognized that the particular MWEs used varies dramatically across different domains of writing.
In response to recognizing the above disadvantages of using conventional dictionaries as a basis for recognizing noun phrases and verb phrases that include MWEs, the inventors have conceived and reduced to practice a software and/or hardware facility that automatically identifies MWEs in input sentences (“the facility”).
In particular, the facility uses two or more constituent models that each employ a different approach to generate analysis results identifying MWEs that occur in an input sentence. The facility then uses constituent model result evaluation module to derive overall MWE identification results from the results produced by the constituent models. In some embodiments, the constituent model result evaluation module is a logical ruleset applied by the facility. In some embodiments, the constituent model result evaluation module is a machine learning model—such as a reinforcement learning model—constructed, trained, and applied by the facility.
In some embodiments, one of the facility's constituent models is a transformer, such as a Bidirectional Encoder Representation from Transformers (“BERT”) transformer. In various embodiments, the facility uses the results of empirical testing to (1) select one among multiple transformer types, transformer training sets, and/or transformer configurations for exclusive use by the constituent model, or to (2) weight results produced by two or more different transformer types, transformer training sets, and/or transformer configurations to obtain a weighted aggregation for output by the transformer constituent model.
In some embodiments, one or more of the facility's constituent models implement linguistic analysis algorithms, such as noun chunking algorithms and/or verb chunking algorithms. In various embodiments, the facility uses the results of empirical testing to (1) select one among multiple linguistic analysis algorithms for exclusive use by this constituent model, or to (2) weight results produced by two or more different linguistic analysis algorithms to obtain a weighted aggregation for output by the constituent model.
In some embodiments, one of the facility's constituent models accesses a dynamic dictionary to identify in the input text MWEs that have entries in the dictionary. In some embodiments, the dictionary's MWE entries have been added to it in response to input from a linguist and/or a subject matter expert certifying that they are proper MWEs. In some embodiments, this dictionary matches the longest MWEs contained by both the input text and the dictionary.
In some embodiments, the facility uses a constituent model result evaluation module to arbitrate among different results outputted by the different constituent models recognizing MWEs occurring in particular input text, as described in greater detail below. In some embodiments, the constituent model result evaluation module also specifies whether particular MWEs identified by certain constituent models should be automatically added to the dictionary, or should be queued for review by a linguist and/or subject matter expert for discretionary addition to the dictionary. This latter determination is often referred to herein as “nomination” of the MWEs recommended for addition to the dictionary.
In some embodiments, the facility is used to identify MWEs as part of natural language analysis performed by a compliance tool. Compliance tools facilitate an organization's adherence to rules of various kinds that govern their business, and assessing (“auditing”) that adherence. These rules are expressed in authority documents, which can include, for example: statutes, regulations, regulatory directives or guidance, contractual obligations, standards, auditing guidelines, safe harbors, best practice guidelines, vendor documentation, and procedures established by the organization for its own operation. In some cases, a compliance process involves some or all of the following phases: selecting and obtaining copies of a group of authority documents that applies to the organization; identifying the expressions of rules (“citations”) that occur in the authority documents; performing natural language understanding analysis of the citations to determine the rules (“mandates”) that they express; deduplicating the mandates across the group of authority documents—and within individual authority documents—to obtain “controls” (or “common controls”) that each represent a set of mandates that are equivalent, and are each linked to that set of mandates; constructing an audit questionnaire from the controls that efficiently covers compliance with all of the authority documents in the group; and using the established structure of citations, mandates, controls, and audit questions and answers to establish that the answers to audit questions demonstrate compliance with the authority documents in the group. In some cases, documents, citations, mandates, and/or controls are constructed with reference to data objects called “terms” that constitute dictionary entries for words or phrases occurring in those higher-level data objects.
By performing in some or all of the ways described above, the facility identifies a much more complete list of noun phrases and/or verb phrases quickly, using limited computing resources, enabling higher-quality natural language processing results.
Also, the facility improves the functioning of computer or other hardware, such as by reducing the dynamic display area, processing, storage, and/or data transmission resources needed to perform a certain task, thereby enabling the task to be performed by less capable, capacious, and/or expensive hardware devices, and/or be performed with less latency, and/or preserving more of the conserved resources for use in performing other tasks or additional instances of the same task. For example, the facility conserves processing and user interface resources that would have been applied to facilitating a person's manual analysis of entire documents to identify the contained MWEs. As a result, cheaper, less powerful devices can be substituted to achieve the same level of performance, or the same devices can be used with excess processing capacity remaining for performing additional desirable tasks.
In various embodiments, the facility's preprocessing of the input text includes:
1. The facility tokenizes the input text, converting it from original plain text form into word tokens. An example of tokenization is shown below in Table 2 for the third example sentence in Table 1 above.
2. In subword tokenization, the facility converts word tokens into subword units to increase the amount of information per token while minimizing vocabulary size. For example, in some embodiments, the facility assigns a different token value to each individual character; then defines word fragment tokens identified by their own token numbers by the token numbers of the characters they contain; then defines a word token having its own token number based upon the token numbers of the word fragment tokens that make it up. An example of this based upon the word “faster” is shown below in Table 3.
3. In performing sentence splitting, the facility divides raw text that may contain multiple sentences into individual sentences.
4. The facility performs part of speech tagging by assigning a part of speech tag to tokens, such as adjective, adverb, conjunction, noun, verb, article, punctuation, etc. An example of part of speech tagging is shown below in Table 4.
5. The facility performs lemmatization by converting each word token into its lemma, i.e., its base dictionary form. For example, the facility lemmatizes the word “stakeholders” in the example sentence to its singular form “stakeholder”.
6. The facility performs named entity recognition by detecting entities—such as countries, organization, people, etc.—numbers, dates, and times.
7. The facility performs dependency analysis by parsing the text and detecting linguistic relationships between the tokens.
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Those skilled in the art will appreciate that the acts shown in
The operation of the facility's constituent models is discussed in greater detail below.
In some embodiments, for the transformer constituent model, the facility uses a BERT-Base multilingual case model which has been trained on 104 languages with 12-layer, 768-hidden, 12-heads, and 110M parameters. Additional details about configuring and using BERT are available in Jacob Devlin, Ming-Wei Chang, Kenton Lee, and Kristina Toutanova, 2018, Bert: Pre-training of deep bidirectional transformers for language understanding. arXiv preprint arXiv:1810.04805, which is herein incorporated by reference in its entirety. In some embodiments, the facility uses an ALBERT-xxlarge-v1 model with 12 repeating layer, 128 embedding, 4096-hidden, 64-heads, and 223M parameters. Additional details about configuring and using ALBERT are provided by Zhenzhong Lan, Mingda Chen, Sebastian Goodman, Kevin Gimpel, Piyush Sharma, and Radu Soricut, 2019, Albert: A lite bert for self-supervised learning of language representations. arXiv preprint arXiv:1909.11942, which is hereby incorporated by reference in entirety. In some embodiments, the BERT model, ALBERT model, or both are trained using a DiMSUM data set. Details about this data set are provided by DiMSUM 2016 Shared Task Data, available at github.com/dimsum16/dimsum-data, which is hereby incorporated by reference in its entirety.
In various embodiments, the facility uses a noun chunk constituent model that uses some or all of the following bases for identifying noun MWEs: NC head count—the nouns in a sentence where the nouns are the root of the sentence; NC all count—all of the tokens with a POS tag NOUN; NC spacy count—all the noun chunks identified by a built-on noun chunk iterater in a Spacy tool; NC textacy count—Spacy noun chunks omitting determiners such as “a” or “the”; and/or NC noadj count—the Spacy noun chunks omitting determiners and adjectives. Details about the Spacy tool are provided by TextCategorizer, available at spacy.io/api/textcategorizer, which is hereby incorporated by reference in its entirety.
In some embodiments, the facility uses a verb chunk constituent model that uses some or all of the following bases for identifying verb MWEs: VC head count—the verbs in a sentence where the verbs are the root of the sentence; VC all count—all the tokens with a POS tag VERB; VC consecutive count—consecutive tokens with a POS tab VERB; VC immhead count—tokens that have dependency labels that are among XCOMP, ACOMP, AUXPASS, AUX, PRT, NEG, CONJ, ROOT and the corresponding POS tag of the head tokens are among VERB, NOUN, or PRONOUN; and/or VC head left right count—head verbs whose children have dependency labels among XCOMP, ACOMP, AUXPASS, AUX, PRT, NEG, CONJ, ROOT—construct the entire phrase from leftmost child to rightmost child.
In some embodiments, the dictionary constituent model acts on a version of the input text that is pre-processed in the NLP pipeline to include parts of speech.
In some embodiments, the dictionary constituent model processes each token identified by the NLP pipeline as a verb by looking that token up in the dictionary and verifying that the dictionary contains an entry for that word having the same part of speech, i.e., verb. The facility then performs word expansion by looking up associated broader terms that include the base verb and words that are adjacent to the left or right in the pre-processed input text until these broadened verbs no longer match input terms or overlap MWEs previously detected in the input text. The facility uses the broadest match in the dictionary. If the word or part of speech does not exist in the dictionary, then the facility skips detecting verb MWEs.
In some embodiments, for tokens that the NLP pipeline identifies as nouns, the facility looks each up in the dictionary and verifies that it contains an entry for that token having the same part of speech, i.e., noun. The facility performs word expansion by looking at the associated broader terms that include the base noun and words adjacent to the left or right until the broadened nouns no longer match the input terms, or overlap MWEs previously detected in the input text. The facility uses the broadest match in the dictionary. If the word or part of speech does exist in the dictionary, then the facility skips detecting noun MWEs.
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Report
compliance monitoring statistics
critical stakeholders, as necessary.
Report compliance monitoring statistics
critical stakeholders, as necessary.
Report compliance monitoring statistics
critical stakeholders, as necessary.
Report compliance monitoring statistics
compliance monitoring statistics
critical stakeholders, as necessary.
Report
compliance monitoring statistics
critical stakeholders, as necessary.
The sixth row of the table contains the ultimate result determined for this input text by the facility, as described below.
In act 205, the facility applies the constituent model result evaluation module to the output of the constituent models collected in act 204. This constituent model result evaluation module 360 is shown
In some embodiments, the constituent model result evaluation module applied by the facility is the following ruleset:
1. When all three MWE detection methods return the same set of lexical tokens, the facility marks those lexical tokens as MWEs, and suggests no new MWEs to add to the dictionary.
2. When all three MWE detection methods return different sets of lexical tokens, then the dictionary wins—i.e., the result of the dictionary constituent model is adopted as the overall result. If a linguistic algorithm override rule exists to properly classify a commonly misclassified MWE type, then the facility marks MWEs detected by the transformer architecture and linguistic algorithms as MWEs and suggests them as additions to the dictionary. Where such an override does not apply, the facility marks the MWEs identified using the dictionary, and does not suggest any new MWEs.
3. When all three MWE detection methods return different sets of lexical tokens, then the dictionary wins, and the facility marks the MWEs identified by the dictionary, and suggests the MWEs detected by the transformer architecture and linguistic algorithms as additions to the dictionary.
4. When the MWEs returned by the Unified Compliance dictionary were a superset of the MWEs detected by the transformer architecture and linguistic algorithms then the facility suggests those MWEs as additions to the dictionary, and the MWE returned by the dictionary won.
5. When the MWEs detected by the transformer architecture and linguistic algorithms were supersets of the MWEs returned by the dictionary then the facility suggests those MWEs as additions to the dictionary, and the MWEs returned by the algorithms won.
In various embodiments, the facility uses various other rulesets in act 205 to arbitrate among the constituent model outputs and suggest MWEs for addition to the dictionary.
In some embodiments, the constituent model result evaluation module applied by the facility in act 205 is a machine learning model. The facility's construction and application of this machine learning model are discussed in greater detail below in connection with
In act 206, from the application of the constituent model result evaluation modulein act 205, the facility determines and outputs an overall result identifying the MWEs in the input text and specifying for each whether it is a noun MWE or a verb MWE. This overall result 361 is shown in
After act 207, the facility continues in act 201 to receive the next unit of input text.
In some embodiments, training a model involves evaluating the following three reward functions for each of the MWEs identified by each of the constituent models. A first reward function is based on whether the MWE identified by the constituent model matches an MWE identified in the overall result—that is, the tagging of the input sentence in the gold standard dataset. A second reward function is based on whether the MWE identified by the constituent model matches the MWE type—noun or verb—identified for this MWE in the overall result. A third reward function is based on whether the constituent model identified all of the MWEs identified in the overall result. In some embodiments, the facility provides an identifier for each MWE identified in any of the constituent model results, so that in its training the model can associate each set of reward function values with the identity of the MWE that it corresponds to. In some embodiments, these identifiers are word vectors, such as those described in Vectors, available at spacy.io/api/vectors, which is hereby incorporated by reference in its entirety. In some cases, the use of word vectors as MWE identifiers allows the model to assess the level of similarity between pairs of MWEs as a basis for treating similar MWEs similarly.
Through this training process, the facility establishes a state of the machine learning model that enables it to predict dependent variable values based upon independent variable values, as discussed below.
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MWE exclusion observations 1220. In some embodiments, the facility constructs an MWE exclusion observation for each input text sentence in which the MWE identified by the manual determination occurs. In some embodiments, the facility constructs an MWE exclusion observation for each of a proper subset of input text sentences in which the MWE identified by the manual determination occurs. For each MWE exclusion observation, the facility proceeds as follows. The facility provides the observation's input text 1231 to the model as an independent variable value. The facility performs NLP preprocessing to generate NLP pipeline contents 1232 from the input text, which the facility provides to the machine learning model as an independent variable value. The facility applies the constituent models to the input text and NLP pipeline contents to obtain constituent model results, which it provides to the model as independent variable values. The facility provides to the machine learning model as a dependent variable value an overall result 1234 from the MWE exclusion observation from which the facility has removed the identified MWE. Similarly, the facility provides to the machine learning model as a dependent variable value nominated MWEs 1235 from the MWE exclusion observation from which the facility has removed the identified MWE. By submitting these MWE exclusion training observations to the model, the facility enables the model to adjust its state in a way that makes it less likely that the model will include the MWE in the future in its predictions about overall result or nominated MWEs.
The various embodiments described above can be combined to provide further embodiments. All of the U.S. patents, U.S. patent application publications, U.S. patent applications, foreign patents, foreign patent applications and non-patent publications referred to in this specification and/or listed in the Application Data Sheet are incorporated herein by reference, in their entirety. Aspects of the embodiments can be modified, if necessary to employ concepts of the various patents, applications and publications to provide yet further embodiments.
These and other changes can be made to the embodiments in light of the above-detailed description. In general, in the following claims, the terms used should not be construed to limit the claims to the specific embodiments disclosed in the specification and the claims, but should be construed to include all possible embodiments along with the full scope of equivalents to which such claims are entitled. Accordingly, the claims are not limited by the disclosure.
This Application claims the benefit of U.S. Provisional Application No. 63/073,323, filed Sep. 1, 2020 and entitled “IDENTIFYING MULTI-WORD EXPRESSIONS USING TRANSFORMERS,” which is hereby incorporated by reference in its entirety. This Application claims the benefit of U.S. Provisional Application No. 63/071,180, filed Aug. 27, 2020 and entitled “IDENTIFICATION OF MULTI-WORD EXPRESSIONS USING TRANSFORMERS,” which is hereby incorporated by reference in its entirety. This application is related to the following applications, each of which is hereby incorporated by reference in its entirety: U.S. Provisional Patent Application No. 61/722,759 filed on Nov. 5, 2012; U.S. patent application Ser. No. 13/723,018 filed on Dec. 20, 2012 (now U.S. Pat. No. 9,009,197); U.S. patent application Ser. No. 13/952,212 filed on Jul. 26, 2013 (now U.S. Pat. No. 8,661,059); International Application No. PCT/US2013/068341 filed on Nov. 4, 2013; U.S. patent application Ser. No. 14/685,466 filed on Apr. 13, 2015 (now U.S. Pat. No. 9,996,608); U.S. patent application Ser. No. 15/794,405 filed on Oct. 26, 2017 (now U.S. Pat. No. 10,353,933); U.S. patent application Ser. No. 17/160,175 filed on Jan. 27, 2021; U.S. patent application Ser. No. 16/026,524 filed on Jul. 3, 2018 (now U.S. Pat. No. 10,896,211); U.S. patent application Ser. No. 16/432,634 filed on Jun. 5, 2019; U.S. patent application Ser. No. 16/432,737 filed on Jun. 5, 2019; U.S. Provisional Patent Application No. 62/150,237 filed on Apr. 20, 2015; U.S. patent application Ser. No. 14/963,063 filed on Dec. 8, 2015 (now U.S. Pat. No. 9,575,954); International Application No. PCT/US2016/026787 filed on Apr. 8, 2016; U.S. patent application Ser. No. 15/404,916 filed on Jan. 12, 2017 (now U.S. Pat. No. 9,977,775); U.S. patent application Ser. No. 15/957,764 filed on Apr. 19, 2018 (now U.S. Pat. No. 10,606,945); U.S. patent application Ser. No. 16/459,385 filed on Jul. 1, 2019; U.S. patent application Ser. No. 17/397,693 filed on Aug. 9, 2021; U.S. patent application Ser. No. 16/459,412 filed on Jul. 1, 2019 (now U.S. Pat. No. 10,824,817); U.S. patent application Ser. No. 16/459,429 filed on Jul. 1, 2019 (now U.S. Pat. No. 10,769,379); U.S. patent application Ser. No. 16/932,609 filed on Jul. 17, 2020; U.S. Provisional Patent Application No. 63/223,879 filed on Jul. 20, 2021; and U.S. patent application Ser. No. 17/389,959 filed on Jul. 30, 2021.
Number | Date | Country | |
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63071180 | Aug 2020 | US | |
63073323 | Sep 2020 | US |