This invention relates to polymer chemistry, more specifically, the invention relates to a method for making oligomeric and polymeric isocyanates by reacting diisocyanates in the presence of a catalyst, wherein the catalyst comprises an imidazolylidene complex or triazolylidene complex.
The references and discussion herein are provided solely for the purpose of describing the field relating to the invention. Nothing herein is to be construed as an admission that the references or statements constitute prior art or that the inventors are not entitled to antedate a disclosure by virtue of prior invention.
Oligomerization of isocyanates (organic compounds that have the functional group that results from a nitrogen being double bonded to a carbon which is double bonded to a oxygen, —N═C═O, also referred to as the NCO group) is a long-known, generally accepted method of modifying low molecular weight isocyanates. The modified isocyanates, which are usually at least difunctional (compounds having more than one functional group), may then be used to obtain products with advantageous application properties (e.g., polymers, and paint coatings). Multifunctional isocyanates will generally be referred to as polyisocyanates in this specification.
Polyisocyanates based on aliphatic (non-aromatic compounds) diisocyanates are normally used for light-resistant, non-yellowing paints and coatings. The alkyl and allyl groups are subsets within the category of aliphatic compounds. The term “alkyl” refers to a straight or branched chain saturated hydrocarbon (e.g., having no double bonds). Examples of alkyl groups are: methyl, ethyl, 1-propyl, 2-propyl, 1-butyl, 2-butyl, 1-pentyl, 3-pentyl, and the like. An allyl group is a straight or branched hydrocarbon chain having at least one double bond, for example, having the structure of CH2═CH—CH2—. One type of non-aliphatic compounds are aryl compounds. The term “aryl” refers to an unsubstituted or a substituted phenyl group. Examples of aryl groups are benzene, 2-methylbenzene, 3-chlorobenzene, 4-hydroxybenzene, 3-methoxybenzene, methoxybenzene, 3-nitrobenzene, 2-trifluorobenzene, and the like. The terms “aliphatic,” “alkyl,” “allyl,” or “aryl,” refers to the carbon atoms to which the NCO groups of the monomer are bonded, e.g., an aliphatic compound molecule may contain aromatic rings, but not at the atom of connection between the group and the isocyanate.
One can distinguish between different products and processes according to the main type of structure formed from the previously free NCO groups in the respective oligomerization reaction. Particularly important procedures involve the dimerization and trimerization of the NCO groups to afford uretdiones and isocyanurates (or iminooxadiazindione structures), respectively.
Isocyanurates, the aromatic product arising from cyclotrimerization of isocyanates, are used to enhance the physical properties of a wide variety of polyurethanes and coating materials [1]. The addition of isocyanurates to these polymeric blends leads to increased thermal resistance, flame retardation, chemical resistance, and film-forming characteristics [2]. Furthermore, triaryl isocyanurates (isocyanurates as in
The commercial importance of isocyanurates has lead to considerable effort in developing effective methods for the cyclotrimerization of isocyanates. Numerous catalysts have been discovered that facilitate this reaction [5]. Lewis base catalysts include phosphines [6], amines [7], NO [8], alkoxyalkenes [9], and anions such as p-toluenesulfinate [10], cyanate [11], fluoride [12], and carbamate [13]. Organometallic compounds, which may alternatively proceed through a Lewis acid catalyzed pathway, include oragnotin compounds [14], alkylzinc amides and alkoxides [15], and copper(II) and nickel(II) halides [8]. Unfortunately, most of these procedures suffer from 1) severe reaction conditions, 2) poor selectivity and a high formation of by-products, 3) functional group incompatibility, and 4) difficulty in the removal of the catalysts and additives. To date, the most effective catalyst for the cyclotrimerization of both aryl and alkyl isocyanates is an extremely basic tethered phosphine [16].
An idealized example of the uretdiones (dimer) and isocyanurates (trimer) formed from cyclohexyl isocyanates is provided in
When this specification refers to trimers it is referring to isocyanurates, iminooxadiazindione structures, and isomers of each. Similarly, when this specification refers to dimers it is referring to uretdiones and the corresponding isomers. The term “oligomerization” refers to all types of modification.
Additionally, any time dimer or trimer is referred to as a reaction product the opposite is almost always also present in low quantities. For example, whenever trimers are the predominant reaction product, there will be low amounts of uretdiones present.
Dimers based on aliphatic diisocyanates have a far lower viscosity than trimers. Trimers on the other hand have the higher functionality required for a high crosslink density in the polymer and consequent good stability properties thereof. Their viscosity increases very rapidly though with increasing conversion in the reaction. Compared with isomeric isocyanurates, iminooxadiazindiones have a far lower viscosity with the same NCO-functionality of the polyisocyanates resin, though they do not reach the viscosity level of uretdiones.
State of the art for producing polyisocyanates is isocyanate oligomerization using a large number of both saline and covalently structured catalysts. While very small quantities of catalyst are sufficient for isocyanate oligomerization when using compounds with a saline structure, such as fluorides or hydroxides and the desired rate of conversion is achieved in a very short time, higher catalyst concentrations and/or prolonged reaction times are required when using covalently structured trimerization catalysts.
Up until now, just covalently structured catalyst systems have been described for producing polyisocyanates with uretdione structure. Most widespread is the use of trialkylphosphines or pyridines amino substituted in the 4-position.
The disadvantage of the method of the state of the art is that catalysts with saline structures are virtually exclusively capable of generating trimers but rarely forming uretdiones. Uretdione selective catalysts are all covalently structured, for which reason they have to be used in comparatively high concentrations, based on the mass of the catalyst and isocyanate to be oligomerized, and also only lead to relatively slow progress of the reaction. Both of these factors are disadvantageous in terms of cost efficiency and paint technology. More recently, a patent application has been issued where catalysts are saline in structure but highly reactive in dimer formation. U.S. Patent Application US 2003/0078450 A1 “Method for Producing Polyisocyanates”, published Apr. 24, 2003. These catalysts are five-membered N-heterocycles which carry at least one hydrogen atom bound to a ring nitrogen atom in the neutral molecule.
Nitrogen heterocycles are already used in polyisocyanates chemistry as neutral, N—H—, or N-alkyl group-carrying compounds. However, they are generally used as blocking agents for NCO groups or as stabilizers to prevent UV radiation-induced damage to paint film produced from the polyisocyanates. The purpose for including nitrogen heterocycles was not to oligomerize the isocyanate groups, rather the aim was to thermally reversibly deactivate the isocyanate groups to enable single component processing or stabilization of the polyurethane plastic material or paint. Oligomerization of the isocyanate groups would even be disadvantageous in both cases.
Herein, we report catalysts that are five-membered N-heterocycles. A heterocycle is a cyclic compound where at least one of the atoms in the ring is an element other than carbon. Heterocycles may or may not be aromatic. An N-heterocycle is wherein at least one of the ring atoms is nitrogen instead of carbon. In the inventive process, an additional NH moiety (i.e., the ring nitrogens can be bonded to a functional group other than hydrogen) on the catalyst is not a requirement. Herein, we detail the discovery of imidazolylidene-based catalysts that mediate both the trimerization and dimerization of monomeric isocyanates. These catalysts efficiently polymerize diisocyanates to give a wide range of polymeric material whose physical properties are highly dependent on the catalyst used. We believe that other imidazolylidene based structures will also be viable catalysts and that these imidazolylidenes can be generated in situ from their salt precursors.
During our investigations of the Ni-catalyzed cycloaddition reaction between diynes (hydrocarbon compounds with two triple bonds) and isocyanates, we discovered that N-heterocyclic carbenes (carbenes are neutral molecules in which one of the carbon atoms is associated with six valence electrons) and imidazolium carboxylates react with isocyanates to produce isocyanurates and uretdiones. N-heterocyclic carbenes (NHCs) have been shown to react with isocyanates but afford hydrotains instead of isocyanurates [17]. Herein, we present our discovery of NHC-based catalysts for the cyclotrimerization of alkyl, allyl, and aryl isocyanates to afford isocyanurates, and the dimerization of alkyl, allyl, and aryl isocyanates to afford uretdiones.
The inventive method disclosed herein may use alkyl, allyl, or aryl isocyanates as substrates for catalyzing the formation of isocyanate dimers and trimers. As an example of substrates, phenyl isocyanate and cyclohexyl isocyanate may be used. A variety of N-heterocyclic carbenes were screened as potential nucleophilic catalysts. For the cyclohexyl isocyanate substrate, the predominant product obtained with most of the NHCs catalyst was a dimerized product rather than the isocyanurate. Interestingly, reactions run with phenyl isocyanate did not follow the same pattern of reactivity, but produced the trimer. For the cyclohexyl isocyanate substrate, many of the NHCs produced the dimer. For example, IMes (
NHCs react with CO2 to form imidazolium carboxylates. The bottom reaction pathway catalyst of
The monomer of the invention may be PhNCO, CyNCO, Allyl-NCO, (o-CH3)C6H4—NCO, (p-MeO)C6H4—NCO, 1,6-diisocyanatohexane, or a combination thereof, which may be used in combination with a catalyst of the invention, which include, but are not limited to, IMes, IPr, SIPr, LAd, ItBu, ICy, iPrim and/or a combination thereof, and the method of the invention provides a trimer or dimer polymerization yield of at least 2%, 4%, 11%, 14%, 18%, 23%, 54%, 55%, 58%, 60%, 62%, 64%, 85%, 90%, 95%, 97%, 98%, and of at least 99%, and/or a yield as shown in Table 1, Table 2, or Table 3. Optionally, the catalyst may be generated in situ.
With the invention, lower temperatures and lower catalyst loadings can be used while achieving higher selectivity.
As used herein and in the appended claims, the singular forms “a”, “an”, and “the” include the plural unless the context clearly dictates otherwise. For example, reference to “an isocyanate” includes a plurality of such isocyanates, and reference to the “catalyst” is a reference to one or more catalyst molecules, and so forth.
Various isocyanates, including diisocyanates and triisocyanates may be polymerized. The structural formula of some of the potential isocyanates are shown below.
R is H, R6 (R6═C1 to C20 (cyclo and non-cyclo)alkyl, C1 to C20 (cyclo and non-cyclo)alkenyl, C1 to C20 (cyclo and non-cyclo)alkynyl, C6 to C20 aryl, and/or C1 to C2 alkoxy), N, NR6, NR6R6, NO2, OH, fluorine, chlorine, bromine, fluorinated alkyl, fluorinated alkoxy, cyano, carboalkoxy, SR6 and/or SR6R6.
R is H, D (D=C1 to C20 (cyclo and non-cyclo)alkyl, C1 to C20 (cyclo and non-cyclo)alkenyl, C1 to C20 (cyclo and non-cyclo)alkynyl, C6 to C20 aryl, and/or C1 to C2 alkoxy), N or ND, fluorine, chlorine, bromine, fluorinated alkyl, fluorinated alkoxy, cyano, carboalkoxy, SD and/or SD2.
R is H, D (D=C1 to C20 (cyclo and non-cyclo)alkyl, C1 to C20 (cyclo and non-cyclo)alkenyl, C1 to C20 (cyclo and non-cyclo)alkynyl, C6 to C20 aryl, and/or C1 to C2 alkoxy), N or ND, fluorine, chlorine, bromine, fluorinated alkyl, fluorinated alkoxy, cyano, carboalkoxy, SD and/or SD2.
Both phenyl isocyanate (PhNCO) and cyclohexyl isocyanate (CyNCO) were used as model substrates (since alkyl isocyanates typically display different reactivities than their aryl counterparts) and the results are shown in Table 1.
aReactions were run with 1 mol % NHC in THF (RNCO, 0.2M) at room temperature for 3 hours.
bDetermined by GC relative to naphthalene as an internal standard.
Further optimization of reaction conditions revealed that a variety of aryl and alkyl isocyanates were effectively converted at room temperature to isocyanurates using only 0.1 mol % ICy as a catalyst (Table 2). The protocol is exceptionally mild as pure isocyanurates were obtained after simply filtering and washing the product from the reaction. When both the substrate and solvent were dry and degassed, quantitative yields were obtained using only a 0.001 mol % catalyst loading (Entry 2). Isocyanates that have only been degassed also readily undergo cyclotrimerization, but at a higher catalyst loading (0.1 mol %, Entry 3). Olefins are inert under the reaction conditions as triallyl isocyanate gave the corresponding isocyanurate in excellent yield (Entry 5). Increasing the steric hindrance of the isocyanate did not prove to be problematic as (o-CH3)C6H5—NCO was converted in 98% yield (Entry 6). It is important to note that even electron-donating aryl isocyanates such as p-OMe-C6H4NCO, a sluggish substrate for most cyclotrimerization catalysts, was converted to the isocyanurate in excellent yield (Entry 7).
aReactions were run with 0.1 mol % catalyst in benzene (0.5M).
bIsolated Yields (average of at least two runs).
cIsocyanates were degassed and dried prior to cyclotrimerization.
dReaction run neat with 0.001 mol % catalyst.
eDegassed but not dried PhNCO was used.
Although a number of N-heterocyclic carbenes are indefinitely stable under inert atmosphere, they can be easily generated in situ from the appropriate precursor salt and base. Such a method has been used in a variety of metal-mediated reactions including olefin metathesis [18], the Suzuki-Miyaura reaction [19], the Buchwald-Hartwig amination [20], and the Kumada-Corriu reaction [21]. For example, PHNCO was subjected to catalytic amounts of IPrBF4 (1 mol %), and KOtBu (1 mol %) in THF. Quantitative yield of the cyclotrimerized product was observed by gas chromatography after only 30 minutes at room temperature.
NHCs react with CO2 to form imidazolium carboxylates and these adducts are also effective catalysts for the cyclotrimerization of isocyanates. For example, iPrimCO2 readily cyclotrimerized phenyl isocyanate quantitatively. As illustrated in
As shown in Table 3, all NHCs afforded quantitative yields of polymer. Under identical reaction conditions, a range of physical properties was obtained and was dependent on the specific catalyst that was used.
aDiisocyanate was degassed and dried prior to polymerization.
bReactions were run with 1 mol % catalyst in benzene (0.5M).
cIsolated Yields (average of at least two runs).
Regarding Table 3, N-heterocyclic carbenes (entries 1-6) were prepared using literature procedures [22]. The imidazolium carboxylate (entry 7) was prepared according to literature procedures [23]. Representative procedure for the cyclotrimerization of isocyanates with ICy: Under a nitrogen atmosphere, cyclohexyl isocyanate was added to ICy (0.1 mol %) and the reaction was allowed to stand at room temperature for 30 minutes. The resulting precipitate was filtered, washed with pentane, and dried in vacuo to quantitatively afford the isocyanurate as a white solid.
In addition to all of the compounds previously disclosed in this specification, suitable compounds forming the basis of the catalyst in the inventive method include species of the composition shown in either
X and/or X1 independently of one another represent: Nitrogen (N) or Carbon (C). If X and X1 are double bonded to each other, if X is doubled bonded to R2 or if X1 is double bonded to R4, then R3 and R5 will not exist. Additionally, X and/or X1 independently of one another may be charged.
R and/or R1 independently of one another represent: D (D=C1 to C20 (cyclo and non-cyclo)alkyl, C1 to C20 (cyclo and non-cyclo)alkenyl, C1 to C20 (cyclo and non-cyclo)alkynyl, C6 to C20 aryl, and/or C1 to C2 alkoxy), ND or ND2, NO2, OH, O2, fluorine, chlorine, bromine, fluorinated alkyl, fluorinated alkoxy, cyano, carboalkoxy, SD and/or SD2.
R2, R3, R4, and/or R5 independently of one another represent: H, D, ND or ND2, NO2, OH, O2, fluorine, chlorine, bromine, fluorinated alkyl, fluorinated alkoxy, cyano, carboalkoxy, SD and/or SD2; with the proviso that if X is N, then R2 and R3 may not be H, or that if X1 is N, then R4 and R5 may not be H.
Additionally, R2, R3, R4, and/or R5 in combination with each other, independently of one another or together and in combination with X and/or X1, may form an annellated carbo- or heterocyclic, n-membered ring systems where n=3 to 10, wherein the annellated carbo- or heterocyclic ring systems may, independently of one another, contain one or more heteroatoms (N, O, S) and may be substituted independently of one another by one or more the same or different substituents from the following group: H, D, ND or ND2, NO2, OH, O2, fluorine, chlorine, bromine, fluorinated alkyl, fluorinated alkoxy, cyano, carboalkoxy, SD and/or SD2.
None of compounds that result from the above paragraphs may include one or more ring nitrogens bonded to a hydrogen, non-ring nitrogens may be bonded to hydrogen.
Other potential suitable compounds forming the basis of the catalyst in the inventive method are carbenes or carboxylate complexes of: pyrroles, substituted pyrroles and carbocyclic and/or heterocyclic annellated derivatives of pyrroles.
Other potential suitable compounds forming the basis of the catalyst in the inventive method are carbenes or carboxylate complexes of: pyrazoles and/or imidazoles, substituted pyrazoles and/or imidazoles and carbocyclically and/or heterocyclically annellated derivatives of pyrazole and/or imidazole.
Other potential suitable compounds forming the basis of the catalyst in the inventive method are carbenes or carboxylate complexes of: 1,2,3- and 1,2,4-triazoles, substituted species of 1,2,3- and 1,2,4-triazoles and carbocyclically and/or heterocyclically annellated species of 1,2,3- and 1,2,4-triazoles.
Other potential suitable compounds forming the basis of the catalyst in the inventive method are carbenes or carboxylate complexes of tetrazoles and substituted tetrazoles.
To produce the catalysts used in the inventive method, in principle all five-membered N-heterocycles may be used which are capable of conversion to a carbene. Examples of such compounds include pyrazole, indazole and substituted derivatives such as 5-nitroindazole, imidazole and substituted derivatives such as 4-nitroimidazole or 4-methoxyimidazole, benzimidazole or substituted benzimidazoles, for example 5-nitrobenzimidazole, 5-methoxybenzimidazole, 2-trifluoromethylbenzimidazole, hetero-aromatic annellated imidazoles such as pyridinoimidazole or purine, 1,2,4-triazole and substituted derivatives such as 5-bromotriazole, heteroaromatic annellated 1,2,3-triazoles such as the isomeric pyridinotriazoles, for example the 1H-1,2,3-triazolo[4,5-b]pyridine—referred to in the remainder of the text as pyridinotriazole—and azapurine, and substituted derivatives of adenine.
The above-mentioned compounds are predominantly routinely used substances which are known from the literature.
Some of the salts of the above-mentioned nitrogen heterocycles are also commercially available, for example in the form of their sodium salts. The optimum “design” of the catalyst with respect to catalytic activity, thermal stability and the selectivity of the reaction for the types of isocyanate oligomer formed may further be adapted to the isocyanate to be oligomerized by appropriate substitution in the heterocyclic five-ring compound.
This application claims the benefit of U.S. Provisional Patent Application No. 60/572,316, filed on May 19, 2004, the entirety of which is incorporated by reference.
Filing Document | Filing Date | Country | Kind | 371c Date |
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PCT/US05/18063 | 5/19/2005 | WO | 00 | 12/26/2007 |
Number | Date | Country | |
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60572316 | May 2004 | US |