The present invention is concerned with estimating a downlink (DL) channel spatial covariance matrix (in short “DL covariance matrix”) of a communication channel. To this end, the present invention provides a device, a base station device, and a method for respectively obtaining the estimate of the DL covariance matrix from an uplink (UL) channel spatial covariance matrix (short “UL covariance matrix”) of the same communication channel. Accordingly, the present invention relates to channel covariance matrix conversion. The devices and method are particularly suitable for massive Multiple Input Multiple Output (MIMO) scenarios. Further, the devices and method are particularly applicable to Frequency-Division Duplexing (FDD) systems.
In a massive MIMO scenario, in order to make the acquisition of DL Channel State Information (CSI) feasible, many conventional approaches rely on the knowledge of the DL covariance matrix. If these conventional channel acquisition approaches for MIMO systems were naively extended to massive MIMO systems, information about the DL covariance matrices should be obtained at the User Equipment (UE) from DL pilot sequences, and some information about the covariance matrices (e.g., the index of a matrix in a matrix codebook) should be fed back to the base station (BS).
However, if the number of antennas at the BS is sufficiently large, as envisioned in massive MIMO systems, approaches of this type are infeasible because of the large feedback overhead. That is, if such a conventional approach were used, most of the channel coherence time would be spent on the transmission of pilot or control symbols, instead of the transmission of data.
To address this limitation of the conventional CSI acquisition approaches, researchers have been proposing schemes in which the DL covariance matrix is estimated from the UL covariance matrix. The reason for this is that obtaining information about the UL covariance matrix at the BS is a much simpler task than obtaining information about the DL covariance matrix via control channels.
In Time Division Duplexing (TDD) systems, due to the channel reciprocity, the DL and UL covariance matrices are identical. Thus, estimating the DL covariance matrix from the UL covariance matrix is rather trivial in this case. In contrast, however, in FDD systems the two matrices differ, and an estimation of the DL covariance matrix from the UL covariance matrix is thus by no means trivial.
Some conventional approaches have addressed this inherent problem of FDD systems. All of these approaches are based on assumptions on the channel angular reciprocity. However, the best performing approaches require a training phase to acquire a training set of samples of the UL and DL covariance matrices. Disadvantageously, such a training phase significantly reduces the spectral efficiency. Other approaches, which do not require a training phase, show worse performance.
In view of the above-mentioned challenges, the present invention aims to improve the conventional approaches of estimating the DL covariance matrix from the UL covariance matrix, in particular in FDD systems. Accordingly, the objective of the present invention is to provide a device and method for estimating a DL covariance matrix of a communication channel from an UL covariance matrix of the same channel. Thereby, particularly a training-free solution is desired, i.e. a training phase should be avoided. Further, the solution of the present invention should achieve at least a performance comparable to that of the best performing conventional approaches with training phase.
The objective of the present invention is achieved by the solution provided in the enclosed independent claims. Advantageous implementations of the present invention are further defined in the dependent claims.
The solution of the invention requires only knowledge of the antenna array response of an antenna array, e.g. located at the BS, and relies on the frequency invariance property of the angular power spectrum (APS) of the antenna array. The APS is a function that describes the received/transmitted power at the antenna array (e.g. at the BS) for a given direction of arrival or direction of departure. This assumption is reasonable for typical duplex gaps.
A first aspect of the present invention provides a device for obtaining a DL covariance matrix of a communication channel, the device comprising a processor being configured to compute an APS of an antenna array, in particular in the continuous angular domain, based on an UL covariance matrix of the channel and an UL response of the antenna array, and compute the DL covariance matrix of the channel based on the APS and a DL response of the antenna array.
The device of the first aspect is accordingly able to obtain the DL covariance matrix from the UL covariance matrix, particularly for FDD systems, in an accurate manner. Thereby, the device does not need to implement a training phase. Accordingly, the device is able to operate with a spectral efficiency that is superior to the best performing conventional approaches. Further, the performance of the device in obtaining the DL covariance matrix is comparable with these best performing conventional approaches that use a training phase. In other words, the device of the first aspect significantly improves the conventional approaches.
In an implementation form of the first aspect, the processor is configured to compute the APS by computing a solution to a feasibility problem including a determined constraint.
Modelling the computation of the APS as a feasibility problem is one major intuition of the present invention, and particularly allows the present invention to obtain the DL covariance matrix from the UL covariance matrix with a high performance.
The objective of a feasibility problem is to find a vector satisfying known properties of an estimandum. Here, the estimandum is the APS, which belongs to the intersection of sets constructed with measurements of the uplink covariance matrix and with other prior information. The main idea of the feasibility problem is that, by computing a vector that is an element of all sets, the vector is a good approximation of the APS because it satisfies all known properties of the APS.
In a further implementation form of the first aspect, the solution to the feasibility problem is element of closed convex sets belonging to a determined Hilbert space.
A closed convex set is a convex set that contains all its limit points. A convex set is a subset of an affine space that is closed under convex combinations. A Hilbert space is a generalization of a Euclidean space. A Hilbert space is in particular an abstract vector space possessing the structure of an inner product that allows length and angle to be measured. The concepts of closed convex sets and Hilbert spaces are per se common general knowledge.
The definition of the feasibility problem in a Hilbert space allows using projection methods to solve the feasibility problem. This enables enhanced performance, and allows an easy adjustment of the solution to specific antenna array geometries and polarization.
In a further implementation form of the first aspect, the determined Hilbert space is a Hilbert space of real square Lebesgue integrable functions equipped with an inner product depending on a geometry and/or polarization of the antenna array.
Lebesgue integrable functions are per se common general knowledge. The solution of the invention can be easily adjusted to different geometries of the antenna array by simply changing the inner product of the Hilbert space.
In a further implementation form of the first aspect, the processor is configured to compute the solution to the feasibility problem by using a set-theoretic method.
In particular, existing set-theoretic methods may here be used.
In a further implementation form of the first aspect, the processor is configured to compute the solution to the feasibility problem by using a projection method.
One example of such a projection method is the extrapolated alternating projection method (EAPM).
In a further implementation form of the first aspect, the determined constraint includes that the APS is real-valued.
This constraint enables an algorithm for finding the APS, which has remarkably low computational complexity, while still having very good performance, especially for well designed large arrays (e.g., for large antennas arrays with appropriate antenna inter-spacing). Accordingly this constraint is usable for massive MIMO systems.
In a further implementation form of the first aspect, the determined constraint includes that the APS is a non-negative or positive.
This constraint enables an algorithm for finding the APS, which has remarkable performance even for a smaller number of antennas.
The determined constraint may further include any other constraints based on prior knowledge of the APS (e.g., support information). Such prior knowledge may further improve the performance and reduce the computational complexity.
In a further implementation form of the first aspect, the processor is configured to compute the DL covariance matrix by mapping the UL covariance matrix into its vectorized form by applying a determined vectorization operation, computing a vectorized form of the DL covariance matrix based on the vectorized form of the UL covariance matrix and the solution to the feasibility problem, and mapping the vectorized form of the DL covariance matrix into the DL covariance matrix by applying a reverse of the determined vectorization operation.
This implementation form provides a particular efficient calculation of the DL covariance matrix by using simple vectorization techniques.
In a further implementation form of the first aspect, the UL response and the DL response of the antenna array respectively include components for azimuth and elevation or components for horizontal and vertical polarization.
In this way, also three-dimensional (3D) antenna array geometries can be used as the antenna array and with the solution of the invention.
In a further implementation form of the first aspect, the device is configured with the UL response and the DL response of the antenna array, and the device is configured to receive an up-to-date UL covariance matrix of the channel each determined time interval.
The criteria “up-to-date” depends on the speed of the user. The slower the user moves the slower her/his channel properties change and the older an up-to-date UL covariance matrix can be. The speed of the user can be used by the device, in particular when reflected from UE to BS.
In a further implementation form of the first aspect, the antenna array is a massive MIMO antenna array.
The solution of the invention shows a particular competitive performance when applied to massive MIMO scenarios.
In a further implementation form of the first aspect, the device is configured to use information from a receiver of the DL, in particular position-based information, for computation of at least one of the APS; the UL covariance matrix; the feasibility problem.
A second aspect of the present invention provides a base station device, comprising at least one device according to the first aspect or any of its implementation forms, and the antenna array.
In an implementation form of the second aspect, the base station device is configured to receive information of a receiver of the DL.
In particular, the received information may be user information that can be used for the computation of the DL covariance matrix.
The base station device achieves all advantages and effects of the device of the first aspect and its implementation forms.
A third aspect of the present invention provides a method of obtaining a DL covariance matrix of a communication channel, the method comprising computing an APS of an antenna array, in particular in the continuous angular domain, based on an UL covariance matrix of the channel and an UL response of the antenna array, and computing the DL covariance matrix of the channel based on the APS and a DL response of the antenna array.
In an implementation form of the third aspect, the method comprises computing the APS by computing a solution to a feasibility problem including a determined constraint.
In a further implementation form of the third aspect, the solution to the feasibility problem is element of a closed convex sets belonging to a determined Hilbert space.
In a further implementation form of the third aspect, the determined Hilbert space is a Hilbert space of real square Lebesgue integrable functions equipped with an inner product depending on a geometry of the antenna array.
In a further implementation form of the third aspect, the method comprises computing the solution to the feasibility problem by using a set-theoretic method.
In a further implementation form of the third aspect, the method comprises computing the solution to the feasibility problem by using a projection method.
In a further implementation form of the third aspect, the determined constraint includes that the APS is real-valued.
In a further implementation form of the third aspect, the determined constraint includes that the APS is a non-negative or positive.
In a further implementation form of the third aspect, the method comprises computing the DL covariance matrix by mapping the UL covariance matrix into its vectorized form by applying a determined vectorization operation, computing a vectorized form of the DL covariance matrix based on the vectorized form of the UL covariance matrix and the solution to the feasibility problem, and mapping the vectorized form of the DL covariance matrix into the DL covariance matrix by applying a reverse of the determined vectorization operation.
In a further implementation form of the first aspect, the UL response and the DL response of the antenna array respectively include components for azimuth and elevation or components for horizontal and vertical polarization.
In a further implementation form of the third aspect, the method is configured with the UL response and the DL response of the antenna array, and the method comprises receiving an up-to-date UL covariance matrix of the channel each determined time interval.
In a further implementation form of the third aspect, the antenna array is a massive MIMO antenna array.
In a further implementation form of the third aspect, the method comprises using information from a receiver of the DL, in particular position-based information, for computation of at least one of the APS; the UL covariance matrix; the feasibility problem.
The method of the third aspect and its implementation forms achieve the same effects and advantages as the device of the first aspect and its respective implementation forms.
A fourth aspect of the present invention provides a computer program product comprising program code for controlling a device according to the first aspect or any of its implementation forms, or for performing, when implemented on a processor, a method according to the third aspect.
It has to be noted that all devices, elements, units and means described in the present application could be implemented in the software or hardware elements or any kind of combination thereof. All steps which are performed by the various entities described in the present application as well as the functionalities described to be performed by the various entities are intended to mean that the respective entity is adapted to or configured to perform the respective steps and functionalities. Even if, in the following description of specific embodiments, a specific functionality or step to be performed by external entities is not reflected in the description of a specific detailed element of that entity which performs that specific step or functionality, it should be clear for a skilled person that these methods and functionalities can be implemented in respective software or hardware elements, or any kind of combination thereof.
The above described aspects and implementation forms of the present invention will be explained in the following description of specific embodiments in relation to the enclosed drawings, in which
Generally, the communication scenario considered by the present invention is a typical micro or macro cell environment, e.g. with a BS device equipped with an antenna array having N antennas (N being a natural number≥1) communicating with a single-antenna UE. However, the approach of the invention also works with multiple UEs equipped with multiple antennas.
The present invention further exploits the APS frequency invariance property, in order to build the connection between the UL covariance matrix and the DL covariance matrix. In particular, the solution of the present invention is based firstly on estimating the APS from the UL covariance matrix and the known UL array response by using, for example, set-theoretic methods, and is based secondly on using the estimated APS and the known DL array response to compute an estimate of the DL covariance matrix.
The at least one processor 101 is specifically configured to compute (indicated by the first dashed block in
The relations between the UL and DL spatial channel covariance matrices 102 and 105, the APS 104, and the UL and DL array responses 103 and 106 are detailed in the next sections. Then, two possible examples of specific algorithms are presented for the covariance matrix conversion (i.e. from UL covariance matrix 102 to DL covariance matrix 105). The two algorithms differ in the way the APS 104 is estimated in the first step. Both algorithms can be carried out by the device 100 as shown in
In order to provide a basis for the description of these exemplary algorithms, some notations and definitions are now provided. These notations and definitions are then used for the description of the specific algorithms.
A flat-fading MIMO channel between a BS device 200 with N antennas of the antenna array 201 and a single-antenna UE is considered in a 2D (azimuth-only) scenario. For a given carrier frequency, this communication channel h ∈N is assumed to be a correlated random vector with a spatial covariance matrix in N×N. Furthermore, by highlighting the frequency dependent terms with the superscripts u and d for UL and DL, respectively, for the sake of the clarity, the UL covariance matrix 102 (in the following referred to as Ru) and the DL covariance matrix 105 (in the following referred to as Rd) are assumed to take the following forms. These forms are common in studies based on Uniform Linear Arrays (ULAs):
R
u=∫−ππρ(θ)αu(θ)αu(θ)Hdθ, Rd=∫−ππρ(θ)αd(θ)αd(θ)Hdθ, (1)
In the above Eq. (1), p is the frequency invariant APS 104 (in the following referred to as ρ), and αu and αd are the UL antenna array response 103 and the DL antenna array response 106 of the antenna array 201, respectively (in the following referred to as αu and αd). The adopted channel model is particularly suitable for both narrowband and Orthogonal Frequency-Division Multiplexing (OFDM) systems.
The present invention proposes two variants for obtaining Rd from Ru, αu and αd, and according to the model in Eq. (1). Note that αu and αd need to be measured only once for the entire system lifetime, because they only depend on the array geometry. In contrast, the knowledge of Ru should be updated regularly, for instance, at least every TWSS seconds, where TWSS defines a window of time, in which the channel can be safely assumed to be wide sense stationary, i.e., in which Rd and Ru do not change significantly. For obtaining Ru, αu, αd standard methodologies may be assumed.
In the description of the exemplary specific algorithms, the following definitions are additionally used:
r
u:=vec{[(Ru), ℑ(Ru)]},
r
d:=vect{[(Rd), ℑ(Rd)]},
g
u(θ):=vec{[(αu(θ)αu(θ)H), ℑ(αu(θ)αu(θ)H)]},
g
d(θ):=vec{[(αd(θ)αd(θ)H), ℑ(αd(θ)αd(θ)H)]},
f, g
:=∫
Ω
f(θ)g(θ)dθ, Ω⊂[−π,π],
where (.) and ℑ(.) denote the component-wise real or imaginary parts, respectively, of complex vectors or matrices. The vec{⋅} operator is the conventional bijective operator mapping matrices to vectors. Also the subscript m is used to denote the mth element of an M dimensional vector. Further, also the following is defined:
The above definitions can be exemplified by using a ULA at the BS device 200, with an antenna spacing d in the antenna array 201, and operating at the UL-DL carrier wavelengths πu and πd. Further, a 180° (or narrower) cell sectorization is assumed.
For a ULA at the BS device 200, the covariance matrices Rd and Ru are respectively a Hermitian Toeplitz. Therefore, the following vectorization can be considered:
vec{[(A), ℑ(A)]}:=[(A(:,1))T, ℑ(A(:,1))T]T,
where A(:,1) denotes the first column of a matrix A.
Further, it is set that
With these definitions, by using the standard analytical expression of the ULA array response, the following can be obtained:
where the elements corresponding to the (n,m)-entries of the matrices , Gℑ, , Qℑ ∈N×N are given by:
where J0 denotes the Bessel function of the first kind, order zero.
As discussed above, the device 100 and/or BS device 200 is configured to: Firstly, estimate ρ from Fu and αu. Secondly, compute the estimated Rd by using the estimated ρ and αd.
The device 100 and/or BS device 200 may particularly be configured to compute ρ by computing a solution to a feasibility problem including a determined constraint. In particular, the first step of estimating ρ may be modelled as the following convex feasibility problem:
find ρ*∈C, C⊂
where C is a closed convex set belonging to a given Hilbert space , the definition of which differentiates possible variants of the solution of the invention. In other words, the solution to the feasibility problem that the device 100 and/or BS device 200 is configured to solve, is element of a closed convex set belonging to a determined Hilbert space.
The set C may be constructed based on all available knowledge of ρ. As an example, C is mainly constructed with measurements of Ru and prior knowledge on ρ, for example, the fact that, being a power density, ρ must be positive and real-valued. Accordingly, the determined constraint of the feasibility problem mentioned above includes that ρ is real-valued and/or that ρ is a non-negative or positive.
In addition, in the proposed algorithms, is to be the Hilbert space of real square Lebesgue integrable functions L2[Ω] equipped with the inner product f,g:=∫Ωf(θ)g(θ)dθ. However, it is possible to modify to address different channel models. Possible modifications are discussed later.
In the following, the specific Algorithm 1 is described in detail as an exemplary solution of the invention. The device 100 as shown in
find p*∈V:=∩m=1MVm, Vm={ρ ∈: ρ, gmu=rmu}
As a particular solution to the above problem, the projection onto the linear variety V from the function ρ=0 may be used. This projection has the following closed form expression:
where each scalar αm is computed by solving the linear system ru=Guα, which has at least one solution. By using this projection ρ*, in the second step of computing the DL covariance matrix, the vectorized version of Ru is obtained from the relation rd=Qα.
The steps of Algorithm 1 can thus be summarized as follows:
Notably, Algorithm 1 does not require the explicit computation of the estimated ρ.
Next, the specific Algorithm 2 is described in detail as an exemplary solution of the invention. The device 100 as shown in
find ρp*∈C:=V∩Z,
V=∩m=1MVm, Vm={ρ ∈: ρ, gmu=rmu},
Z={ρ ∈
: ρ(θ)≥0, ∀θ}.
The above feasibility problem can be solved by using any of the existing set-theoretic methods in the literature. In particular, we can use the iterative approach called “extrapolated alternating projection method” (EAPM), which generates a weakly convergent sequence (ρp(i)) with the following recursion:
ρ(i+1)=ρ(i)+vKi[PV(PZ(ρ(i)))−ρ(i)], ρ(0)∈V,
where the projections are defined by
with αm, βm computed by solving
ru=Guα,
b=Guβ, bm=x, gmu.
The starting point of the above algorithm can be set arbitrarily, but here the initial condition ρ(0)=Σm=1Mαmgmu is used. The step size v is a design parameter chosen within the interval (0,2), and the extrapolation parameter is given by
Thus, the steps of Algorithm 2 can be summarized as follows:
The solution of the invention can further be extended to 3D (azimuth and elevation) geometries by considering the 3D array responses αu(θ, φ), αd(θ, φ) and by redefining the inner product defined further above as:
In addition, the invention can also be extended to polarized antennas by considering the vertical and horizontal polarization array responses (Vu(θ), Hu(θ)), (Vd(θ), Hd(θ)) and by redefining the inner product defined further above as:
f, g
=
(fV, fH), (gV, gH):=∫ΩfV(θ)gV(θ)dθ+∫ΩfH(θ)gH(θ)dθ
The two proposed extensions to the solution of the invention can be easily combined or further extended to include more general polarization models, in which the two polarizations do not fade independently.
The method 300 comprises a step 301 of computing an APS 104 of an antenna array 201, in particular in the continuous time domain, based on an UL covariance matrix 102 (Ru) of the channel and an UL response 103 (αu) of the antenna array 201. Further, the method 300 comprises a step 302 of computing the DL covariance matrix 105 of the channel based on the APS 104 (ρ) and a DL response 106 (αd) of the antenna array 201.
The present invention has been described in conjunction with various embodiments as examples as well as implementations. However, other variations can be understood and effected by those persons skilled in the art and practicing the claimed invention, from the studies of the drawings, this disclosure and the independent claims. In the claims as well as in the description the word “comprising” does not exclude other elements or steps and the indefinite article “a” or “an” does not exclude a plurality. A single element or other unit may fulfill the functions of several entities or items recited in the claims. The mere fact that certain measures are recited in the mutual different dependent claims does not indicate that a combination of these measures cannot be used in an advantageous implementation.
Number | Date | Country | |
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Parent | PCT/EP2018/059441 | Apr 2018 | US |
Child | 17061218 | US |